Use CAS to:
- Search applications and notices received by the OCC and view their status, including any actions taken by the OCC
- Identify the public comment period, if applicable
- Export data in CSV format
Tips, Questions?
View tips and examples or contact us.
Tips and Examples
Selecting an Action
| Action | Definition |
|---|---|
| Abandoned | The filing is no longer being processed because the applicant didn't provide required information in time. |
| Approved | Filings approved by the OCC. |
| Consummated/Effective | The transaction has been completed. For example, the merger is consummated, or the new branch has opened. |
| Deleted | The filing was deleted because it was submitted by mistake. |
| Denied | Filings denied by the OCC. |
| Disapproved (CBCA) | Denied by OCC. Applies only to notices of change in bank control (CBCA). |
| Intent Not to Disapprove (CBCA) | Approved by OCC. Applies only to notices of change in bank control (CBCA). |
| Nullified | The OCC's decision was nullified based on reasons outlined in 12 CFR 5.13. |
| Receipt | Filings received by the OCC. |
| Rescinded | The OCC's decision was rescinded because a material change in the information or circumstance on which the OCC relied occurred prior to the transaction being completed. |
| Withdrawn | The applicant withdrew the filing. |
Search Results Tips
Each search result includes a link with find more information such as bank contacts or branch details.
- Each application or notice has a unique OCC application number (also called a filing control number). This appears in the "Application Number" column of your search results. Please include this number when contacting the OCC.
- Most applications will appear in the results at least twice: once when received, and again when a decision is made.
- Some applications, like approved business combinations (mergers), will appear a third time when the transaction is completed. These entries will be labeled Receipt, Approved, and Consummated/Effective under the Action column.
- Most notices appear once, usually when the transaction is consummated or becomes effective. Exception: Branch closing notices appear twice—once when the OCC receives the advance notice and again when the branch is closed.
Search Examples
-
Branch closing notices received by the OCC between March 30, 2025 and April 6, 2025:
Leave all fields blank except:
- Date Range: From Date: 3/30/2025; To Date: 4/6/2025
- Location Type: Select "Branch" radio
- Action: Select "Receipt"
- Application Type: Select "Branch Closings" under Domestic Bank Applications
Note: To find branch closings submitted by a specific bank, set the Date Range and enter the Bank Name or Charter Number.
-
Charter applications approved by the OCC
Leave all fields blank except:
- Date Range: Enter a date range
- Location Type: "Bank Headquarters"
- Action: Select "Approved"
- Application Type: Select "Charters" under Domestic Bank Applications
Questions?
If you have questions or feedback, please contact us at WEPSSystemAdministration@occ.treas.gov.