The OCC supervises the following entities and has the statutory authority to take enforcement actions against them:
- National banks and their subsidiaries
- Federally chartered savings associations and their subsidiaries
- Federal branches and agencies of foreign banks
Institution-affiliated parties (IAPs), including:
- Officers, directors, and employees
- A bank's controlling stockholders, agents, and certain other individuals.
The names of the banking organizations accessed through the Enforcement Action Search reflect the institutions’ identities when the enforcement documents became final.
The orders do not necessarily reflect the current status of the regulatory action against the institution or the institution-affiliated party. You should use the Search function to determine if an order or notice has been modified or terminated.
Please reference OCC Bulletin 2018-41 and the related Policies and Procedures Manuals (PPMs) for additional information on enforcement actions against institution-affiliated parties (IAPs), national banks, federal savings associations, and federal branches and agencies of foreign banks.
These lists are NOT guaranteed to be comprehensive.
The Office of the Comptroller of the Currency expressly disclaims any responsibility for the acts of any individual or entity subject to an enforcement action, whether or not that individual or entity appears on these lists.
Note: Enforcement actions taken against federally chartered savings associations prior to July 21, 2011, are only available in the OTS Enforcement Order Archive (XLS). For information about the data fields used in this spreadsheet, refer to the OTS Enforcement Order Listing Definitions (PDF).