Office of the Comptroller of the Currency

Enforcement Actions Search

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BSERV, INC.     C&D $0 12/05/2013 2013-193 05/05/2017 2017-046  
DocX, LLC     C&D $0 04/13/2011 2011-053 01/12/2018 2018-005 AA-EC-11-46
Jack Henry & Associates     FA $0 12/09/2013 2013-181 03/29/2016 2016-042  
Lender Processing Services, Inc.     C&D $0 04/13/2011 2011-053 01/12/2018 2018-005 AA-EC-11-46
LPS Default Solutions, Inc.     C&D $0 04/13/2011 2011-053 01/12/2018 2018-005 AA-EC-11-46
MERSCORP, Inc.     C&D $0 04/13/2011 2011-044 01/12/2018 2018-007 AA-EC-11-20
Mortgage Electronic Registration Systems, Inc.     C&D $0 04/13/2011 2011-044 01/12/2018 2018-007 AA-EC-11-20
ServiceLink Holdings, LLC     C&D $0 01/24/2017 2017-004     AA-EC-2017-004
ServiceLinkHoldings, LLC     CMP $65,000,000 01/24/2017 2017-004     AA-EC-2017-004
1st Century Bank, National Association 24442   Los Angeles, CA C&D $0 09/11/2013 2013-144 02/23/2015 2015-020 AA-WE-13-58
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The OCC supervises the following entities and has the statutory authority to take enforcement actions against them:

  • National banks and their subsidiaries
  • Federally chartered savings associations and their subsidiaries
  • Federal branches and agencies of foreign banks
  • Institution-affiliated parties (IAPs), including:
    • Officers, directors, and employees
    • A bank's controlling stockholders, agents, and certain other individuals.

Notes:

  • The names of the banking organizations accessed through the Enforcement Action Search reflect the institutions' identities when the enforcement documents became final.
  • The orders do not necessarily reflect the current status of the regulatory action against the institution or the institution-affiliated party. You should use the Search function to determine if an order or notice has been modified or terminated.
  • Please reference OCC Bulletin 2023-16 and the related Policies and Procedures Manuals (PPMs) for additional information on enforcement actions against institution-affiliated parties (IAPs), national banks, federal savings associations, and federal branches and agencies of foreign banks.

Disclaimer:

  • 1829 - Prohibition Notifications*: Prohibition Notifications prior to December 23, 2022, do not appear on these lists due to statutory changes to 12 USC § 1829 pursuant to the Fair Hiring in Banking Act.
  • Enforcement actions taken against federally chartered savings associations prior to July 21, 2011, are only available in the OTS Enforcement Order Archive (XLS). For information about the data fields used in this spreadsheet, refer to the OTS Enforcement Order Listing Definitions (PDF).
  • The Office of the Comptroller of the Currency expressly disclaims any responsibility for the acts of any individual or entity subject to an enforcement action, whether or not that individual or entity appears on these lists.
  • These lists are NOT guaranteed to be comprehensive.