Office of the Comptroller of the Currency

Enforcement Actions Search

Search within Bank Name
Advanced
  • Card View Screen readers work best with Card View. Press enter to view results in a card format.
  • Table View Press enter to view results in a table format.
Party Subject to Action
City, State
Hide Column Sort by City, State link. Press enter to sort.
Action
Start
Termination
Docket Number
Hide Column
Subject Matters
Hide Column
Institution
(Bank Name)
Hide Column Sort by Institution link. Press enter to sort.
Charter Number
Hide Column Sort by Charter Number link. Press enter to sort.
Company
Hide Column Sort by Company link. Press enter to sort.
Individual
Hide Column Sort by Individual link. Press enter to sort.
Type
Hide Column Sort by Type link. Press enter to sort.
Amount
Hide Column Sort by Amount link. Press enter to sort.
Date
Hide Column Sort by Start Date link. Press enter to sort.
Doc
Hide Column
Date
Hide Column Sort by Termination Date link. Press enter to sort.
Doc
Hide Column
Bank of America, National Association 13044 Baker, Devon Charlotte, NC 1829 $0 03/13/2026    
    Bank of America, National Association 13044 Jones, Katrina Charlotte, NC 1829 $0 07/27/2026    
      Bank of America, National Association 13044 Li, Rongjian Charlotte, NC 1829 $0 03/12/2026    
        Bank of America, National Association 13044 Smith, Tyler Charlotte, NC 1829 $0 08/04/2026    
          BMO Bank National Association 14583 Murillo, Marissa Chicago, IL Prohibition $0 03/10/2026     AA-ENF-2026-5
            Citibank, N.A. 1461 Hooks, Branaysa Sioux Falls, SD 1829 $0 04/17/2026    
              Citizens Bank, National Association 24571 Lim, Jonathan Providence, RI 1829 $0 07/27/2026    
                Community Federal Savings Bank 717528   Woodhaven, NY C&D $0 04/24/2026     AA-ENF-2025-21
                  Dallas Capital Bank, National Association 15980 Chagoya, Xenia Dallas, TX 1829 $0 02/06/2026    
                    First Mid Bank & Trust, National Association 10045 Campton, Megan Mattoon, IL 1829 $0 07/15/2026    
                      First National Bank of Commerce 11312 Pankey, Heather Walnut Ridge, AR 1829 $0 07/27/2026    
                        First National Bank Texas 5750 Stewart, Shanetta Killeen, TX 1829 $0 04/17/2026    
                          First-Lockhart National Bank 13934 Augustus, Kayla Lockhart, TX 1829 $0 03/05/2026    
                            JPMorgan Chase Bank, National Association 8 Ahmed, Shaira Columbus, OH Prohibition $0 03/24/2026     AA-ENF-2026-15  
                            JPMorgan Chase Bank, National Association 8 Dorsey, Ezekiel Columbus, OH Prohibition $0 06/26/2026     AA-ENF-2026-28
                              JPMorgan Chase Bank, National Association 8 Frere, Bernard Columbus, OH 1829 $0 03/05/2026    
                                JPMorgan Chase Bank, National Association 8 Rodriguez, Guadalupe Columbus, OH 1829 $0 02/24/2026    
                                  JPMorgan Chase Bank, National Association 8 Williams, Dyemond Columbus, OH Prohibition $0 04/01/2026     AA-ENF-2025-54
                                    Keybank National Association 14761 Hawkins, Tommy Cleveland, OH 1829 $0 06/03/2026    
                                      Old National Bank 8846 McCallister, Tabitha Evansville, IN Prohibition $0 02/23/2026     AA-CE-2026-11
                                        PNC Bank, National Association 1316 Hankins, Lamont Wilmington, DE 1829 $0 01/13/2026    
                                          Quontic Bank 717974 Ho, Steven Astoria, NY Prohibition $0 05/18/2026     AA-ENF-2026-16
                                            TD Bank, National Association 24096 Aquino, Wilfredo Wilmington, DE 1829 $0 08/04/2026    
                                              TD Bank, National Association 24096 Ayala, Leonardo Wilmington, DE 1829 $0 06/30/2026    
                                                TD Bank, National Association 24096 Low, Edward Wilmington, DE 1829 $0 08/04/2026    
                                                  TD Bank, National Association 24096 Nova, Jorge Wilmington, DE 1829 $0 01/13/2026    
                                                    TD Bank, National Association 24096 Rodriguez, Jhonnatan Wilmington, DE 1829 $0 01/21/2026    
                                                      The Federal Savings Bank 716195   Chicago, IL C&D $0 04/02/2026     AA-ENF-2025-63
                                                        The First National Bank of Lindsay 6171 Seibel, Danny Lindsay, OK Prohibition $0 05/11/2026     AA-ENF-2026-27
                                                          The First National Bank of Livingston 6169 Olivares, Vaness Livingston, TX 1829 $0 07/27/2026    
                                                            Trustmark National Bank 10523 Sheets, Hailey Jackson, MS 1829 $0 04/09/2026    
                                                              United Texas Bank, National Association 25377   Dallas, TX C&D $0 06/16/2026     AA-ENF-2026-29
                                                                Wells Fargo Bank, National Association 1 Acosta, Diego Sioux Falls, SD 1829 $0 04/10/2026    
                                                                  Wells Fargo Bank, National Association 1 Cajuste, Terrence Sioux Falls, SD 1829 $0 04/30/2026    
                                                                    Wells Fargo Bank, National Association 1 Haidar, Tamim Sioux Falls, SD Prohibition $0 01/05/2026     AA-ENF-2024-80
                                                                      Wells Fargo Bank, National Association 1 Mack, Randy Sioux Falls, SD 1829 $0 02/06/2026    
                                                                        Woodforest National Bank 16892 Benton, Aatoshika   1829 $0 03/05/2026    
                                                                          First Previous Next Last

                                                                          January 2025 Update:

                                                                          Enforcement actions issued since 2012 now have subject matters. Use advanced search to filter by “Subject Matter.”

                                                                          Quick Links:

                                                                          The OCC supervises the following entities and has the statutory authority to take enforcement actions against them:

                                                                          • National banks and their subsidiaries
                                                                          • Federally chartered savings associations and their subsidiaries
                                                                          • Federal branches and agencies of foreign banks
                                                                          • Institution-affiliated parties (IAPs), including:
                                                                            • Officers, directors, and employees
                                                                            • A bank's controlling stockholders, agents, and certain other individuals.

                                                                          Notes:

                                                                          • The names of the banking organizations accessed through the Enforcement Action Search reflect the institutions' identities when the enforcement documents became final.
                                                                          • The orders do not necessarily reflect the current status of the regulatory action against the institution or the institution-affiliated party. You should use the Search function to determine if an order or notice has been modified or terminated.
                                                                          • Please reference OCC Bulletin 2023-16 and the related Policies and Procedures Manuals (PPMs) for additional information on enforcement actions against institution-affiliated parties (IAPs), national banks, federal savings associations, and federal branches and agencies of foreign banks.

                                                                          Disclaimer:

                                                                          • 1829 - Prohibition Notifications*: Prohibition Notifications prior to December 23, 2022, do not appear on these lists due to statutory changes to 12 USC § 1829 pursuant to the Fair Hiring in Banking Act.
                                                                          • Enforcement actions taken against federally chartered savings associations prior to July 21, 2011, are only available in the OTS Enforcement Order Archive (XLS). For information about the data fields used in this spreadsheet, refer to the OTS Enforcement Order Listing Definitions (PDF).
                                                                          • The Office of the Comptroller of the Currency expressly disclaims any responsibility for the acts of any individual or entity subject to an enforcement action, whether or not that individual or entity appears on these lists.
                                                                          • These lists are NOT guaranteed to be comprehensive.