Office of the Comptroller of the Currency

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American Commerce National Bank 18155 Gough, Galal Anaheim, CA CMP $13,000 08/08/1995
95-40
 N/A N/A AA-EC-93-67  
American Commerce National Bank 18155 Gough, Galal Anaheim, CA Prohibition $0 06/08/1995
95-40
     AA-EC-93-67  
Banco Economico S.A. 80001   New York, NY C&D $0 12/19/1995
95-92
 03/02/2000   AA-CC-95-14  
Banco Economico S.A. 80001   New York, NY C&D $0 10/20/1995
95-45
 03/20/2000    
Bank Of The Rockies, National Association 17226 Hampton, Carole A. Colorado Springs, CO Prohibition $0 10/09/1995
95-107
      
Capital National Bank 16479 Ramirez, Elsie Bronx, NY Prohibition $0 11/20/1995
95-79
     AA-EC-95-15/16  
Cedar National Bank 18005 Homeyer, Norman St. Ansgar, IA CMP $1,500 07/24/1995
95-52
 N/A N/A AA-MW-94-18  
Cedar National Bank 18005 McKinley, Hal St. Ansgar, IA CMP $1,500 07/24/1995
95-53
 N/A N/A AA-MW-94-16  
Cedar National Bank 18005 McKinley, Keith St. Ansgar, IA CMP $1,500 07/24/1995
95-54
 N/A N/A AA-MW-94-17  
Cedar National Bank 18005 Neeley, Garry St. Ansgar, IA CMP $250 07/24/1995
95-55
 N/A N/A AA-MW-94-20  
Cedar National Bank At St. Ansgar 18005 Dieterich, David St. Ansgar, IA CMP $250 07/24/1995
95-51
 N/A N/A AA-MW-94-19  
Citizens Bank National Association 21289   Shawano, WI FA $0 05/17/1995
95-23
 06/29/1998
98-85
  
College Boulevard National Bank 17483 Harlow, John Overland Park, KS Prohibition $0 02/27/1995
95-105
      
Consolidated Bank, N.A. 15067   Hialeah, FL REST $143,517 06/08/1995
95-28
     AA-EC-94-21  
First National Bank And Trust Of Syracuse 3083   Syracuse, NE FA $0 03/31/1995
95-112
 08/28/1997
97-76
  
First National Bank And Trust Of Syracuse 3083 Wellensiek, Otto H. Syracuse, NE C&D $0 04/05/1995
95-104
 08/28/1997
97-75
  
First National Bank of Chicago, The 8   Chicago, IL C&D $0 01/25/1995
95-1
 10/17/1997
97-112
 AA-EC-92-102  
First National Bank Of Marin 20291 Brennan, Scott San Rafael, CA CMP $3,000 02/02/1995
95-6
 N/A N/A AA-EC-94-29  
First National Bank of New Boston, The 5636 Dear, Marshall New Boston, TX Prohibition $0 06/09/1995
95-29
     AA-EC-95-2  
First National Bank of New Boston, The 5636 Dear, Marshall New Boston, TX CMP $7,500 06/09/1995
95-29
 N/A N/A AA-EC-95-1  
First National Bank of New Boston, The 5636 Dear, Marshall New Boston, TX REST $12,400 06/09/1995
95-29
     AA-EC-95-3  
First National Bank Of Shawnee Mission 16053 Edmunds, Frederick C. Fairway, KS CMP $15,000 11/14/1995
95-88
 N/A N/A AA-EC-94-63  
First National Bank Of Shawnee Mission 16053 Hoy, Rex B. Fairway, KS CMP $12,500 08/07/1995
95-56
 N/A N/A AA-EC-94-64  
First National Bank Of Shawnee Mission 16053 McCarthy, Lynn L. Fairway, KS Prohibition $0 11/14/1995
95-89
     AA-EC-94-57 & 58  
First National Bank Of Shawnee Mission 16053 McCarthy, Lynn L. Fairway, KS CMP $40,000 11/14/1995
95-89
 N/A N/A AA-EC-94-57 & 58  
First National Bank Of Southeast Denver 17757 Vasa, William Denver, CO Prohibition $0 10/10/1995
95-106
      
First Of America Bank-Southeast Michigan,N.A. 14925 Schueler, William A. Detroit, MI Prohibition $0 08/17/1995
95-103
     AA-EC-94-40 & 41  
First Of America Bank-Southeast Michigan,N.A. 14925 Schueler, William A. Detroit, MI CMP $5,000 08/17/1995
95-103
 N/A N/A AA-EC-94-40 & 41  
Glendale National Bank Of New Jersey 16164 Costalas, Constantinos I. Voorhees, NJ Prohibition $0 10/13/1995
95-75
     95-ND  
Glendale National Bank of New Jersey 16164 Costalas, Constantinos I. Voorhees, NJ CMP $25,000 10/13/1995
95-75
 N/A N/A 95-ND  
Jefferson National Bank 13365 Pack, Harry S. Watertown, NY C&D $0 08/25/1995
95-90
      
Jefferson National Bank 13365 Swartz, H. Thomas Watertown, NY Prohibition $0 06/12/1995
95-57
      
Key Florida Bank, A FSB 708330 Kuykendall, John G. Bradenton, FL C&D $0 12/14/1995
ATL-95-13
 03/24/2020 AA-SO-2020-18  
Lone Star Bank Na 20016   Houston, TX FA $0 02/06/1995
95-111
 02/19/1997
97-59
  
Marathon National Bank 17915   Los Angeles, CA FA $0 09/20/1995
95-47
 12/31/1997
97-102
  
Mercantile National Bank 17220   Los Angeles, CA FA $0 12/12/1995
95-82
 11/18/1997
97-88
  
Sequoia National Bank 21337   San Francisco, CA C&D $0 11/07/1995
95-80
 09/08/1998
98-58
  
Sequoia National Bank 21392   Bethesda, MD FA $0 03/24/1995
95-11
 12/22/1997
97-110
  
Sequoia National Bank 21337 Sarsfield, William C. San Francisco, CA CMP $10,000 07/21/1995
95-48
 N/A N/A AA-EC-93-144  
Summit National Bank 18668 Donne, Delia Torrington, CT CMP $900 12/16/1995
95-83
 N/A N/A AA-EC-94-31 & 32  
Summit National Bank 18668 Donne, Delia Torrington, CT REST $8,100 12/06/1995
95-83
      
Summit National Bank 18668 Frigo, David Torrington, CT CMP $4,050 12/16/1995
95-84
 N/A N/A  
Summit National Bank 18668 Frigo, David Torrington, CT REST $36,450 12/16/1995
95-84
     AA-EC-94-31 & 32  
Summit National Bank 18668 Garbus, Ronald Torrington, CT CMP $1,350 12/16/1995
95-85
 N/A N/A AA-ED-94-31 & 32  
Summit National Bank 18668 Garbus, Ronald Torrington, CT REST $12,150 12/16/1995
95-85
     AA-EC-94-31 & 32  
Summit National Bank 18668 Gawrych, John Torrington, CT CMP $1,000 03/06/1995
95-12
 N/A N/A AA-EC-94-31 AND 32  
Summit National Bank 18668 Gawrych, John Torrington, CT REST $9,000 03/06/1995
95-12
     AA-EC-94-31 AND 32  
Summit National Bank 18668 Madeux, Raymond Torrington, CT CMP $2,250 12/16/1995
95-86
 N/A N/A AA-EC-94-31 & 32  
Summit National Bank 18668 Madeux, Raymond Torrington, CT REST $20,250 12/16/1995
95-86
     AA-EC-94-31 & 32  
Summit National Bank 18668 Nejaime, Norman Torrington, CT CMP $3,240 12/15/1995
95-87
 N/A N/A AA-EC-94-31 & 32  
Summit National Bank 18668 Nejaime, Norman Torrington, CT REST $29,160 12/15/1995
95-87
     AA-EC-94-31 & 32  
The Casey National Bank 8043 Gard, Laura Grotenhuis Casey, IL C&D $0 07/27/1995
95-102
     AA-EC-94-37 & 38  
The Casey National Bank 8043 Gard, Laura Grotenhuis Casey, IL CMP $10,000 07/27/1995
95-49
 N/A N/A AA-EC-94-37 & 38  
The Casey National Bank 8043 Grotenhuis, Stanton W. Casey, IL CMP $40,000 07/27/1995
95-50
 N/A N/A AA-EC-94-37 & 38  
The Casey National Bank 8043 Grotenhuis, Stanton W. Casey, IL Prohibition $0 06/29/1995
95-50
     AA-EC-94-37 & 38  
The First National Bank Of Enfield Illinois 7948   Enfield, IL FA $0 10/24/1995
95-74
 09/30/1996    
The First National Bank Of Gatlinburg 14653 McNerney, Thomas M. Gatlinburg, TN CMP $5,000 09/05/1995
95-76
 N/A N/A  
The First National Bank Of Gordon 8521 Ruse, Gary E. Gordon, NE C&D $0 09/28/1995
95-69
      
The Home National Bank 22268 Alexander, Wesley E. Little River, KS Prohibition $0 08/07/1995
95-41
      
The Malta National Bank 2052 Davis, Fred Malta, OH CMP $5,000 09/22/1995
95-110
 N/A N/A  
The State National Bank Of Garfield 12231   Garfield, WA C&D $0 07/17/1995
95-42
 01/10/1997
96-80
  
Ventura County National Bank 17507 McAleer, William E. Oxnard, CA CMP $12,500 02/02/1995
95-5 95-5
 N/A N/A  
Ventura County National Bank 17507 Wetherell, Bradley G. Oxnard, CA C&D $0 02/02/1995
94-208
 05/29/1997
97-28
  
Ventura County National Bank 17507 Wetherell, Bradley G. Oxnard, CA CMP $3,000 02/02/1995
94-208
 N/A N/A  
Western Family National Bank 17730 Gearheart, Jeffrey W. Carlsbad, CA Prohibition $0 01/10/1995
94-205
     AA-EC-94-46  
Western Family National Bank 17730 Gearheart, Jeffrey W. Carlsbad, CA CMP $2,000 01/10/1995
94-205
 N/A N/A AA-EC-94-45  
Western Family National Bank 17730 Roberts, Pace J. Carlsbad, CA CMP $1,000 01/10/1995
94-206
 N/A N/A AA-EC-94-51  
Western Family National Bank 17730 Sanford, Bob R. Carlsbad, CA Prohibition $0 01/10/1995
94-207
     AA-EC-94-52  
Western Family National Bank 17730 Sanford, Bob R. Carlsbad, CA CMP $2,000 01/10/1995
94-207
 N/A N/A AA-EC-94-53  
Worthen National Bank 16009 McGibbony, Frank M. Little Rock, AR C&D $0 11/14/1995
95-77
 12/07/1995
95-77
 AA-SCP-95-21  
Worthen National Bank 16009 Miller, Patrick D. Little Rock, AR C&D $0 12/06/1995
95-91
 11/08/2000
95-91
  
Worthen National Bank 16009 Weber, Jamai W. Little Rock, AR C&D $0 11/14/1995
95-78
 02/07/1996
95-78
 AA-SCP-95-22  
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January 2025 Update:

Enforcement actions issued since 2012 now have subject matters. Use advanced search to filter by “Subject Matter.”

Quick Links:

The OCC supervises the following entities and has the statutory authority to take enforcement actions against them:

  • National banks and their subsidiaries
  • Federally chartered savings associations and their subsidiaries
  • Federal branches and agencies of foreign banks
  • Institution-affiliated parties (IAPs), including:
    • Officers, directors, and employees
    • A bank's controlling stockholders, agents, and certain other individuals.

Notes:

  • The names of the banking organizations accessed through the Enforcement Action Search reflect the institutions' identities when the enforcement documents became final.
  • The orders do not necessarily reflect the current status of the regulatory action against the institution or the institution-affiliated party. You should use the Search function to determine if an order or notice has been modified or terminated.
  • Please reference OCC Bulletin 2023-16 and the related Policies and Procedures Manuals (PPMs) for additional information on enforcement actions against institution-affiliated parties (IAPs), national banks, federal savings associations, and federal branches and agencies of foreign banks.

Disclaimer:

  • 1829 - Prohibition Notifications*: Prohibition Notifications prior to December 23, 2022, do not appear on these lists due to statutory changes to 12 USC § 1829 pursuant to the Fair Hiring in Banking Act.
  • Enforcement actions taken against federally chartered savings associations prior to July 21, 2011, are only available in the OTS Enforcement Order Archive (XLS). For information about the data fields used in this spreadsheet, refer to the OTS Enforcement Order Listing Definitions (PDF).
  • The Office of the Comptroller of the Currency expressly disclaims any responsibility for the acts of any individual or entity subject to an enforcement action, whether or not that individual or entity appears on these lists.
  • These lists are NOT guaranteed to be comprehensive.