Office of the Comptroller of the Currency

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American Commerce National Bank 18155 Garner, Daniel Anaheim, CA Prohibition $0 02/20/1996
96-14
     AA-EC-93-66  
American Commerce National Bank 18155 Garner, Daniel Anaheim, CA CMP $15,000 02/20/1996
96-14
 N/A N/A AA-EC-93-65  
American Commerce National Bank 18155 Garner, Gerald Anaheim, CA Prohibition $0 02/20/1996
96-13
     AA-EC-93-65  
American Commerce National Bank 18155 Garner, Gerald Anaheim, CA CMP $167,000 02/20/1996
96-13
 N/A N/A AA-EC-93-65  
American Commerce National Bank 18155 Garner, Joan Anaheim, CA Prohibition $0 02/20/1996
96-13
     AA-EC-93-66  
American Commerce National Bank 18155 Garner, Joan Anaheim, CA CMP $22,000 02/20/1996
96-13
 N/A N/A AA-EC-93-66  
Banco Nacional National Association 18719 Conde, Carlos Hato Rey, PR CMP $15,000 11/22/1996
96-65
 N/A N/A  
Banco Nacional National Association 18719 Conde, Carlos San Juan, PR Prohibition $0 11/13/1996
96-65
      
Bank Of Oklahoma, National Association 13679 Collier, Barbara J. Tulsa, OK Prohibition $0 10/24/1996
96-59
      
Bank One, Colorado, National Association 15184 Allen, Pia Denver, CO Prohibition $0 09/27/1996
96-57
      
Bank One, Colorado, National Association 15184 Higgins, Joyce Denver, CO Prohibition $0 09/27/1996
96-56
      
Bank One, Colorado, National Association 15184 Munoz, David Denver, CO Prohibition $0 12/04/1996
96-66
      
Capital Bank, National Association 16338 Holtz, Abel Rockville, MD C&D $0 12/19/1996
96-71
      
Capital National Bank 16479 Alfaro, Luis Bronx, NY Prohibition $0 07/26/1996
96-45
     AA-EC-96-12  
Capital National Bank 16479 Alfaro, Luis New York, NY Prohibition $0 07/26/1996
96-67
     AA-EC-96-12  
Capital National Bank 16479 Martinez, Ramon Bronx, NY Prohibition $0 03/14/1996
96-23
     AA-EC-95-17  
Capital National Bank 16479 Martinez, Ramon Bronx, NY REST $5,000 03/14/1996
96-62
     AA-EC-95-17  
Citibank, N.A. 1461 Hasselmann, James New York, NY Prohibition $0 10/11/1996
96-101
      
Citizens National Bank Of Albion 14435 Hanneken, Gregory J. Albion, IL Prohibition $0 07/19/1996
96-41
     AA-EC-95-24  
Citizens National Bank of Albion 14435 Hanneken, Gregory J. Albion, IL REST $30,000 07/19/1996
96-41
     AA-EC-95-23  
Fidelity National Bank 16275   Norcross, GA FA $0 11/14/1996
96-69
 12/01/1998
98-94
  
Fidelity National Bank 17961 Ridgeway, William R. Houston, TX CMP $7,500 10/24/1996
96-86
 N/A N/A AA-EC-96-14  
Fidelity National Bank 17961 Sexton, Gary D. Houston, TX CMP $12,500 10/11/1996
96-85
 N/A N/A AA-EC-96-13  
First Central Bank, N.A. 18695 Ward, Wayne Cerritos, CA Prohibition $0 03/25/1996
96-84
     AA-EC-95-07  
First Central Bank, N.A. 18695 Ward, Wayne Cerritos, CA C&D $0 03/25/1996
96-21
      
First Central Bank, N.A. 18695 Ward, Wayne Cerritos, CA CMP $20,000 03/25/1996
96-84
 N/A N/A AA-EC-95-07  
First Central Bank, National Association 18695 Chow, David Cerritos, CA Prohibition $0 12/19/1996
96-75
      
First Central Bank, National Association 18695 Chow, David Cerritos, CA C&D $0 12/09/1996
96-70
      
First Central Bank, National Association 18695 Lee, George Cerritos, CA CMP $5,000 12/17/1996
96-72
 N/A N/A  
First Central Bank, National Association 18695 Lew, Dr. Margin Cerritos, CA CMP $5,000 12/18/1996
96-73
 N/A N/A  
First Central Bank, National Association 18695 Ward, Wayne Cerritos, CA CMP $20,000 03/25/1996
96-21
 N/A N/A  
First Charter Bank National Association 17731   Beverly Hills, CA PCAD $0 08/27/1996
96-51
 05/05/1998
98-29
  
First National Bank At St. James 14296 Schutz, Gary St. James, MN CMP $25,000 12/09/1996 N/A N/A AA-EC-96-15  
First National Bank Of Effingham 21790 Atkins, David M. Springfield, GA CMP $5,000 05/20/1996
96-32
 N/A N/A  
First National Bank Of Glenwood 15696 Oskey, Warren A. Glenwood City, WI Prohibition $0 12/17/1996
96-82
     AA-EC-96-17  
First National Bank Of Glenwood 15696 Oskey, Warren A. Glenwood City, WI CMP $5,000 12/17/1996
96-87
 N/A N/A AA-EC-96-17  
First National Bank Of Glenwood 15696 Oskey, Warren A. Glenwood City, WI REST $75,000 12/17/1996
96-87
     AA-EC-96-17  
First National Bank Of Marin 20291   San Rafael, CA C&D $0 10/17/1996
96-54
 02/16/1999
99-17
  
First National Bank Of Rochester 15556 Calabrese, Richard A. Rochester, NY C&D $0 12/17/1996
96-92
      
First National Bank Of Rochester 15556 Calabrese, Richard A. Rochester, NY CMP $6,000 12/17/1996
96-92
 N/A N/A  
First National Bank of Rochester 15556 Piraino, John Rochester, NY C&D $0 11/22/1996
96-91
      
First National Bank Of Shawnee Mission 16053 Levitt, James J. Fairway, KS C&D $0 03/04/1996
96-20
     AA-EC-94-59  
First National Bank Of Shawnee Mission 16053 Levitt, James J. Fairway, KS CMP $15,000 03/04/1996
96-20
 N/A N/A AA-EC-94-60  
First National Bank of Shawnee Mission 16053 Jackson, Robert L. Fairway, KS Prohibition $0 04/09/1996
96-28
      
First National Bank of Shawnee Mission 16053 Jackson, Robert L. Fairway, KS CMP $35,000 04/09/1996
96-28
 N/A N/A  
First National Bank of Vicksburg 3258   Vicksburg, MS C&D $0 05/30/1996
96-30
 09/04/1997
97-74
  
Guaranty National Bank Of Tallahassee 21162   Tallahassee, FL FA $0 03/07/1996
96-27
 02/10/1999
99-12
  
Malta National Bank 2052 Best, K. Lucille Malta, OH CMP $3,500 01/23/1996
95-99
 N/A N/A AA-EC-95-19  
Mechanics National Bank 15478 Grabowski, Patrick F. Paramount, CA CMP $13,500 11/22/1996
96-64
 N/A N/A AA-EC-95-11  
Mechanics National Bank 15478 Greenfield, Albert N. Paramount, CA Prohibition $0 06/28/1996
96-38
     AA-EC-95-12  
Mechanics National Bank 15478 Greenfield, Albert N. Paramount, CA CMP $15,000 06/28/1996
96-38
 N/A N/A AA-EC-95-11  
Mechanics National Bank 15478 Greenfield, Albert N. Paramount, CA REST $10,000 06/28/1996
96-38
     AA-EC-95-13  
Mechanics National Bank 15478 Morita, Gerold Paramount, CA Prohibition $0 11/22/1996
96-61
     AA-EC-95-12  
Mechanics National Bank 15478 Morita, Gerold Paramount, CA REST $250,000 11/22/1996
96-61
     AA-EC-95-12  
Metrobank, National Association 17076 Flanders, Gary W. Oklahoma City, OK CMP $5,000 12/24/1996
96-102
 N/A N/A AA-EC-96-21  
Mission Viejo National Bank 17021 Brady, William T. Mission Viejo, CA Prohibition $0 03/08/1996
96-17
     AA-EC-96-08  
Mission Viejo National Bank 17021 Brady, William T. Mission Viejo, CA CMP $25,000 03/08/1996
96-17
 N/A N/A AA-EC-96-08  
Mission Viejo National Bank 17021 Wakeman, Robert N. Mission Viejo, CA Prohibition $0 03/08/1996
96-22
     AA-EC-96-09  
Nara Bank, N.A. 21669 Kim, Charles Los Angeles, CA CMP $2,500 04/09/1996
96-15
 N/A N/A AA-EC-96-04  
Nara Bank, N.A. 21669 Kim, Sunnie Los Angeles, CA CMP $1,500 04/09/1996
96-16
 N/A N/A AA-EC-96-03  
Nationsbank Of Florida, National Association 14376 Woodman, Patricia S. Sarasota, FL Prohibition $0 10/19/1996
96-58
      
Nationsbank Of North Carolina National Association 14448 Wright, Michael D. Charlotte, NC Prohibition $0 11/07/1996
96-81
      
Nationsbank Of Texas, National Association 21834 Conner, Kathryn S. Dallas, TX Prohibition $0 12/09/1996
96-76
      
Natwest Bank, National Association 374 Pimental, Bienvenido Jersey City, NJ Prohibition $0 10/10/1996
96-83
     AA-EC-96-16  
Park Avenue Bank, National Association, The 20962 Aksoy, Erol New York, NY CMP $20,000 02/20/1996
96-9
 N/A N/A AA-EC-96-07  
Progressive National Bank Of Desoto Parish 17735   Mansfield, LA FA $0 02/06/1996
96-90
 01/12/1999
99-123
  
Regent National Bank 18755   Philadelphia, PA FA $0 10/10/1996
96-60
 06/26/1997
97-50
  
Security Bank Of South Dakota, N.A. 9587 Nordstrom, Marcie A. Fort Pierre, SD CMP $2,000 06/05/1996
96-43
 N/A N/A AA-EC-96-02  
Security Bank Of South Dakota, N.A. 9587 Nordstrom, Paul H. Fort Pierre, SD CMP $10,000 06/05/1996
96-43
 N/A N/A AA-EC-96-01  
Summit National Bank 18668 Garrity, Michael Torrington, CT CMP $1,350 02/20/1996
96-8
 N/A N/A AA-EC-94-31  
Summit National Bank 18668 Garrity, Michael Torrington, CT REST $12,150 02/20/1996
96-8
     AA-EC-94-31  
Summit National Bank 18668 Gugliotti, Frank Torrington, CT CMP $3,600 03/20/1996
96-19
 N/A N/A AA-EC-94-31  
Summit National Bank 18668 Gugliotti, Frank Torrington, CT REST $32,400 03/20/1996
96-19
     AA-EC-94-31  
Summit National Bank 18668 Manello, Joseph Torrington, CT CMP $900 01/10/1996
95-98
 N/A N/A AA-EC-94-31 & 32  
Summit National Bank 18668 Mannello, Joseph Torrington, CT REST $8,100 01/10/1996
95-98
     AA-EC-94-31 & 32  
Summit National Bank 18668 Summa, William Torrington, CT CMP $3,000 01/31/1996
96-1
 N/A N/A AA-EC-94-31  
Summit National Bank 18668 Summa, William Torrington, CT REST $27,000 01/31/1996
96-1
     AA-EC-94-31  
Summit National Bank 18668 Cavallari, Augustus I. Torrington, CT REST $425,000 08/19/1996
96-44
      
The First National Bank Of Dana 5997   Dana, IN FA $0 10/06/1996
96-50
 07/31/1997
97-48
  
The First National Bank of The Panhandle 13070 Berry, Gerald Panhandle, TX Prohibition $0 12/17/1996
96-77
     AA-EC-96-20  
The First National Bank Of The Panhandle 13070 Berry, Gerald Panhandle, TX REST $200,000 12/17/1996
96-77
     AA-EC-96-20  
The Park Avenue Bank, National Association 20962 Aksoy, Erol New York, NY CMP $20,000 02/20/1996
96-89
 N/A N/A AA-EC-96-07  
The Rushville National Bank 1456 Calloway, Robert Q. Rushville, IN REST $139,605 08/19/1996
96-42
     AA-EC-93-29  
The Rushville National Bank 1456 Hedrick, Donald E. Rushville, IN Prohibition $0 09/11/1996
96-78
     AA-EC-92-176  
The Rushville National Bank 1456 Hedrick, Donald E. Rushville, IN CMP $250,000 08/19/1996
96-42
 N/A N/A AA-EC-93-32  
The Rushville National Bank 1456 Hedrick, Donald E. Rushville, IN REST $451,686 08/19/1996
96-42
     AA-EC-93-32  
The Rushville National Bank 1456 Snyder, John K. Rushville, IN Prohibition $0 09/11/1996
96-98
     AA-EC-93-94  
The Rushville National Bank 1456 Snyder, John K. Rushville, IN CMP $25,000 08/19/1996
96-42
 N/A N/A AA-EC-93-95  
The State National Bank Of Garfield 12231 Johnson, Dolores A. Garfield, WA CMP $5,000 06/05/1996
96-33
 N/A N/A AA-95-30  
The State National Bank of Garfield 12231 Johnson, Donald M. Garfield, WA CMP $10,000 06/05/1996
96-31
 N/A N/A  
The State National Bank of Garfield 12231 Johnson, Donald M. Garfield, WA CMP $1,000 05/29/1996
96-34
 N/A N/A  
The State National Bank of Garfield 12231 Johnson, Donald M. Garfield, WA CMP $3,000 02/12/1996
96-88
 N/A N/A  
The Wolfe City National Bank in Wolfe City 13199 Doyle, J. Michael Wolfe City, TX Prohibition $0 01/27/1996
95-100
     AA-EC-95-9 & 10  
Vineyard National Bank 17089   Rancho Cucamonga, CA CMP $10,000 03/08/1996
96-18
 N/A N/A  
Vineyard National Bank 17089   Rancho Cucamonga, CA FA $0 03/05/1996
96-12
 02/06/1998
98-13
  
Vineyard National Bank 17089 Zurek, Ronald C. Rancho Cucamonga, CA CMP $3,000 07/16/1996
96-40
 N/A N/A  
Wells Fargo Bank, National Association 1741 El-Feghali, Debra E. San Francisco, CA Prohibition $0 10/22/1996
96-55
      
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January 2025 Update:

Enforcement actions issued since 2012 now have subject matters. Use advanced search to filter by “Subject Matter.”

Quick Links:

The OCC supervises the following entities and has the statutory authority to take enforcement actions against them:

  • National banks and their subsidiaries
  • Federally chartered savings associations and their subsidiaries
  • Federal branches and agencies of foreign banks
  • Institution-affiliated parties (IAPs), including:
    • Officers, directors, and employees
    • A bank's controlling stockholders, agents, and certain other individuals.

Notes:

  • The names of the banking organizations accessed through the Enforcement Action Search reflect the institutions' identities when the enforcement documents became final.
  • The orders do not necessarily reflect the current status of the regulatory action against the institution or the institution-affiliated party. You should use the Search function to determine if an order or notice has been modified or terminated.
  • Please reference OCC Bulletin 2023-16 and the related Policies and Procedures Manuals (PPMs) for additional information on enforcement actions against institution-affiliated parties (IAPs), national banks, federal savings associations, and federal branches and agencies of foreign banks.

Disclaimer:

  • 1829 - Prohibition Notifications*: Prohibition Notifications prior to December 23, 2022, do not appear on these lists due to statutory changes to 12 USC § 1829 pursuant to the Fair Hiring in Banking Act.
  • Enforcement actions taken against federally chartered savings associations prior to July 21, 2011, are only available in the OTS Enforcement Order Archive (XLS). For information about the data fields used in this spreadsheet, refer to the OTS Enforcement Order Listing Definitions (PDF).
  • The Office of the Comptroller of the Currency expressly disclaims any responsibility for the acts of any individual or entity subject to an enforcement action, whether or not that individual or entity appears on these lists.
  • These lists are NOT guaranteed to be comprehensive.