Office of the Comptroller of the Currency

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Amcore Bank, N.A., Rock River Valley 14366   Dixon, IL CMP $3,000 12/31/1997
97-80
 N/A N/A  
Amcore Bank, N.A., Rockford 13652   South Beloit, IL CMP $3,000 12/31/1997
97-79
 N/A N/A  
Banco Nacional, N.A. 18719 Morris, John San Juan, PR Prohibition $0 08/18/1997
97-53
      
Banco Nacional, N.A. 18719 Morris-Coll, John Alexander Hato Rey, PR CMP $12,500 08/18/1997
97-53
 N/A N/A  
Bank Of America National Trust & Savings Association 13044 McRoyal, Shonn San Francisco, CA Prohibition $0 11/08/1997
97-86
      
Bank Of America Nt & Sa 13044 Blanks, Danielle Sheree San Francisco, CA REST $6,241 12/05/1997
97-84
      
Bank Of America, N.A. 13044 Munoz, Paula E. San Francisco, CA Prohibition $0 05/02/1997
97-36
      
Bank Of America, N.A. 13044 Nguyen, Julie San Francisco, CA Prohibition $0 08/25/1997
97-97
      
Bank Of America, N.A. 13044 Washington, Brenda L. San Francisco, CA Prohibition $0 09/05/1997
97-70
      
Bank Of America, N.A. 13044 Washington, Brenda L. San Francisco, CA REST $14,731 09/05/1997
97-70
      
Bank Of America, N.T. & S.A. 13044 Ford, Monica Lynn San Francisco, CA REST $14,780 08/06/1997
97-54
     AA-OCC-EC-97  
Bank Of America, N.T. & S.A. 13044 Barnes, Delia San Francisco, CA Prohibition $0 02/21/1997
97-5
      
Bank Of America, N.T. & S.A. 13044 Blanks, Danielle S. San Francisco, CA Prohibition $0 12/05/1997
97-84
      
Bank Of America, N.T. & S.A. 13044 Carcamo, Jocelyn San Francisco, CA Prohibition $0 07/25/1997
97-41
      
Bank Of America, N.T. & S.A. 13044 Ford, Monica Lynn San Francisco, CA Prohibition $0 08/06/1997
97-54
     AA-OCC-EC-97  
Bank Of America, N.T. & S.A. 13044 Grey, Y'Nischa San Francisco, CA Prohibition $0 11/01/1997
97-101
      
Bank Of America, N.T. & S.A. 13044 Grey, Y'Nischa San Francisco, CA REST $5,800 11/01/1997
97-101
      
Bank Of America, N.T. & S.A. 13044 Guerrero, Jose R. San Francisco, CA Prohibition $0 05/12/1997
97-30
      
Bank Of America, N.T. & S.A. 13044 Lara, Deanna San Francisco, CA Prohibition $0 03/02/1997
97-15
      
Bank Of America, N.T. & S.A. 13044 Mesina, Michelle A. San Francisco, CA Prohibition $0 07/08/1997
97-42
      
Bank Of America, N.T. & S.A. 13044 Mkhitaraian, Armenui San Francisco, CA Prohibition $0 05/22/1997
97-35
      
Bank Of America, N.T. & S.A. 13044 Oscar, Ammie San Francisco, CA Prohibition $0 02/07/1997
97-6
      
Bank Of America, N.T. & S.A. 13044 Oscar, Ammie San Francisco, CA REST $6,300 02/07/1997
97-6
      
Bank One, Colorado, N.A. 15184 McClean, David Denver, CO REST $16,200 09/15/1997
97-72
     AA-OCC-EC-97  
Bank One, N.A. 15184 McClean, David Denver, CO Prohibition $0 09/15/1997
97-72
     AA-OCC-EC-97  
Caisse Nationale de Credit Agricole 80077 Taylor, Scott New York, NY C&D $0 04/03/1997
97-19
 08/27/2020  
Capital Bank, National Association 16338 Rozenblum, Martin Rockville, MD C&D $0 12/02/1997
97-107
 08/16/2011 AA-EC-97-14  
Citibank, N.A. 1461 Lin, Daniel P. New York, NY Prohibition $0 05/12/1997
97-29
      
Citibank, N.A. 1461 Lin, Daniel P. New York, NY REST $4,685 05/12/1997
97-29
      
Citizens National Bank 15090 Hughes, Bob G. Valley, AL CMP $9,500 10/27/1997
97-99
 N/A N/A  
Citizens National Bank 15090 Mize, R. Ronald Valley, AL CMP $3,500 10/27/1997
97-100
 N/A N/A  
Clewiston National Bank 16321   Clewiston, FL FA $0 07/23/1997
97-61
 04/30/1998    
Commerce Bank, N.A. 17094   Cherry Hill, NJ SEC $0 12/05/1997
97-81
      
Deuel County National Bank 12877   Clear Lake, SD FA $0 10/15/1997
97-91
 06/29/2000
2000-63
  
First Central Bank, N.A. 18695   Cerritos, CA C&D $0 01/31/1997
97-8
 10/28/1998
98-65
  
First Central Bank, N.A. 18695 Chuang, Thomas Cerritos, CA CMP $7,500 01/09/1997
97-1
 N/A N/A  
First Central Bank, N.A. 18695 Lee, Henry Cerritos, CA C&D $0 01/09/1997
97-2
      
First Central Bank, N.A. 18695 Rowe, Samuel J. Cerritos, CA Prohibition $0 03/17/1997
97-14
      
First Central Bank, N.A. 18695 Tsai, David Cerritos, CA Prohibition $0 03/20/1997
97-13
      
First Central Bank, N.A. 18695 Tsai, David Cerritos, CA CMP $25,000 03/20/1997
97-13
 N/A N/A  
First Central Bank, N.A. 18695 Tsai, David Cerritos, CA REST $150,000 03/20/1997
97-12
      
First Central Bank, N.A. 18695 JayEast Development   Cerritos, CA REST $500,000 01/31/1997
97-7
 04/30/1997
97-18
  
First Central Bank, N.A. 18695 The Nolan Company   Cerritos, CA REST $150,000 03/20/1997
97-12
      
First Central Bank, N.A. 18695 Tsai Development and Construction   Cerritos, CA REST $150,000 03/20/1997
97-12
      
First Central Bank, National Association 18695 Chow, David Cerritos, CA CMP $30,000 04/15/1997
97-20
 N/A N/A  
First Central Bank, National Association 18695 Lee, Henry Cerritos, CA CMP $10,000 01/09/1997
97-2
 N/A N/A  
First Central Bank, National Association 18695 Chow, David Cerritos, CA REST $631,900 04/15/1997
97-20
      
First Central Bank, National Association 18695 Jayeast Development   Cerritos, CA REST $500,000 04/03/1997
97-18
      
First Community Bank Of Alice, N.A. 17619 Nix, Jimmy E. Alice, TX CMP $15,000 04/03/1997
97-22
 N/A N/A AA-EC-91-129  
First National Bank In Pawhuska 8313   Pawhuska, OK FA $0 09/12/1997
97-111
 09/21/2001  
First National Bank of Bellaire 15144 Vickery, Charles R. Houston, TX Prohibition $0 04/14/1997
97-114
      
First National Bank of Bellaire 15144 Vickery, Charles R. Houston, TX Prohibition $0 04/14/1997
97-26
      
First National Bank of Bellaire 15144 Vickery, Charles R. Houston, TX CMP $250,000 03/31/1997
97-23
 N/A N/A  
First National Bank Of Holcomb 17802   Holcomb, KS FA $0 08/27/1997
97-63
 08/04/1999
99-109
  
First National Bank Of Lake City And Creede 17801 Nelson, Martha R. Lake City, CO Prohibition $0 08/08/1997
97-55
      
First National Bank Of Newton 12898   Newton, TX C&D $0 08/25/1997
97-98
 11/16/1999
99-97
  
First National Bank Of Steeleville 14437 Eads, Kerry Steeleville, IL CMP $20,000 09/16/1997
97-65
 N/A N/A  
First National Bank of Sulphur Springs 16832   Sulphur Springs, TX FA $0 05/29/1997
97-40
 12/31/1998    
First National Bank Of Ventura 21508 Zingg, Robert P. Ventura, CA Prohibition $0 11/08/1997
97-78
      
First National Bank Of Ventura 21508 Zingg, Robert P. Ventura, CA CMP $3,900 11/08/1997
97-78
 N/A N/A  
First National Bank Of Ventura 21508 Zingg, Robert P. Ventura, CA REST $4,600 11/08/1997
97-78
      
First Union National Bank 22693 Guarduci, John M. Philadelphia, PA Prohibition $0 06/05/1997
97-37
      
Harbor National Bank Of Connecticut 20620 Sivilla, Matthew Branford, CT CMP $30,000 04/27/1997
97-21
 N/A N/A AA-EC-92-114  
Heartland Bank, National Association 22956   Jewell, KS FA $0 08/14/1997
97-51
 09/26/2000  
High Desert National Bank 17298 Murphy, Bernard H. Hesperia, CA Prohibition $0 01/23/1997
97-3
     AA-EC-96-18  
High Desert National Bank 17298 Murphy, Bernard H. Hesperia, CA CMP $35,000 01/23/1997
97-3
 N/A N/A AA-EC-96-19  
Key Florida Bank, A FSB 708330 Igler, A. George Bradenton, FL C&D $0 08/05/1997
ATL-97-3
 04/08/2021 OTS Order No. ATL-97-3  
Marble Falls National Bank 17003   Marble Falls, TX SASO $0 10/17/1997
97-103
 12/23/1997
97-113
  
McAllen National Bank 18068   McAllen, TX FA $0 06/20/1997
97-57
 04/13/1998
98-26
  
Metrobank Of Philadelphia N.A. 21690 Weisbein, Raymond G. Philadelphia, PA Prohibition $0 06/16/1997
97-34
     AA-EC-95-06  
Metrobank Of Philadelphia N.A. 21690 Weisbein, Raymond G. Philadelphia, PA CMP $5,000 06/16/1997
97-34
 N/A N/A AA-EC-95-05  
Morgan Bank, N.A. 18771   Hudson, OH FA $0 05/30/1997
97-33
 01/07/2000
2000-141
  
Nationsbank, N.A. 14448 Yarborough, Lisa H. Charlotte, NC C&D $0 10/17/1997
97-83
      
Nationsbank, N.A. 14448 Yarborough, Lisa H. Charlotte, NC REST $5,728 10/17/1997
97-83
      
Nbd Bank, N. A. 14468 Miller, Melissa Merrilville, IN Prohibition $0 04/21/1997
97-24
      
Nbd Bank, N.A. 984 Carrell, Cheryl Indianapolis, IN Prohibition $0 07/17/1997
97-45
      
Nbd Bank, National Association. 984 Schwomeyer, Kerri F. Indianapolis, IN Prohibition $0 12/05/1997
97-87
      
Ocala National Bank 20613   Ocala, FL FA $0 09/25/1997
97-62
 09/03/1998
98-55
  
Peoples National Bank of Checotah, The 10051 Townsend, Georgeanna Checotah, OK Prohibition $0 04/03/1997
97-89
      
Peoples National Bank Of Commerce 14885   Miami, FL C&D $0 09/18/1997
97-68
 09/10/1999    
Peoples National Bank of Commerce 14885   Miami, FL C&D $0 03/05/1997
97-9
 09/10/1999    
Preston National Bank 20239   Dallas, TX FA $0 05/29/1997
97-77
 05/04/1998
98-52
  
Progressive National Bank of Desoto Parish 17735 Palumbo, Luther P. Mansfield, LA Prohibition $0 11/08/1997
97-90
      
Progressive National Bank of Desoto Parish 17735 Palumbo, Luther P. Mansfield, LA CMP $2,000 11/08/1997
97-90
 N/A N/A  
Progressive National Bank of Desoto Parish 17735 Palumbo, Luther P. Mansfield, LA REST $8,651 11/08/1997
97-85
      
Rosemount National Bank 17462   Rosemount, MN FA $0 08/05/1997
97-52
 08/25/1999
99-96
  
Sachem Trust National Association 22784   Guilford, CT C&D $0 02/25/1997
97-11
 07/31/1997
97-47
  
Sanpaolo Imi S.P.A. 80007 Locci, Massimiliano New York, NY Prohibition $0 12/08/1997
97-82
     AA-EC-97-1  
Sanpaolo Imi S.P.A. 80007 Locci, Massimiliano New York, NY CMP $50,000 12/08/1997
97-82
 N/A N/A AA-EC-97-1  
Sanpaolo Imi S.P.A. 80007 Locci, Massimiliano New York, NY REST $9,415,819 12/08/1997
97-82
     AA-EC-97-1  
Stearns County National Bank 15576 Herges, John E. Albany, MN CMP $5,000 12/30/1997
97-104
 N/A N/A  
Stearns County National Bank 15576 McNeil, Michael Albany, MN CMP $5,000 12/30/1997
97-105
 N/A N/A  
Stearns County National Bank 15576 Skalicky, Norman C. Albany, MN CMP $5,000 12/30/1997
97-106
 N/A N/A  
Sunflower Bank, N.A 4742 Munn, Amy Sue Salina, KS Prohibition $0 04/21/1997
97-25
      
The First National Bank and Trust 8259 Towe, Edward Wibaux, MT Prohibition $0 08/18/1997
97-115
     AA-EC-93-42  
The First National Bank and Trust 8259 Towe, Edward Wibaux, MT CMP $10,000 07/25/1997
97-116
 N/A N/A AA-EC-93-43  
The First National Bank and Trust 8259 Towe, Thomas Wibaux, MT CMP $25,000 07/25/1997
97-116
 N/A N/A AA-EC-93-43  
The First National Bank and Trust 8259 Towe, Thomas E. Wibaux, MT Prohibition $0 08/18/1997
97-115
     AA-EC-93-42  
The First National Bank of Holdrege 3208   Holdrege, NE FA $0 09/12/1997
97-64
 08/31/2001  
The First National Bank Of Holland 8008   Holland, TX FA $0 05/30/1997
97-39
 06/21/2000
2000-52
  
The National Bank of Madisonville 20650   Madisonville, TX FA $0 12/18/1997
97-109
 12/20/2001    
Tri-County National Bank 22304 Swenson, Dale E. Washington, KS CMP $10,000 07/30/1997
97-108
 N/A N/A  
United National Bank 16560   Fayetteville, NC FA $0 06/11/1997
97-32
 10/14/1999
99-79
  
Wells Fargo Bank (Colorado), National Association 12517 Lewis, Robert W. Denver, CO Prohibition $0 12/17/1997
97-92
     AA-EC-97-03  
Wells Fargo Bank Arizona, National Association 1741 Cicconi, Helene Phoenix, AZ Prohibition $0 09/05/1997
97-69
      
Wells Fargo Bank, N.A. 12517 Lewis, Robert W. Denver, CO REST $432,695 12/17/1997
97-92
     AA-EC-97-03  
Wells Fargo Bank, N.A. 12517 Lewis, Robert Waldo Denver, CO CMP $250,000 12/17/1997
97-92
 N/A N/A AA-EC-97-03  
Wells Fargo Bank, N.A. 1741 McCallum, Carole San Francisco, CA Prohibition $0 07/21/1997
97-44
      
Wells Fargo Bank, N.A. 1741 McKeith, Ann Tran San Francisco, CA C&D $0 09/23/1997
97-66
      
Wells Fargo Bank, N.A. 1741 Miranda, Eduardo San Francisco, CA Prohibition $0 01/15/1997
97-4
      
Wells Fargo Bank, N.A. 12517 Nelson, Timothy E. Denver, CO C&D $0 09/23/1997
97-67
      
Wells Fargo Bank, N.A. 1741 Ngo, Dexter San Francisco, CA Prohibition $0 05/17/1997      
Wells Fargo Bank, N.A. 1741 Tran, Lisa San Francisco, CA Prohibition $0 03/20/1997
97-16
      
Wells Fargo Bank, Na 1741 Barnes, De'Lisa San Francisco, CA Prohibition $0 10/02/1997
97-71
      
Wells Fargo Bank, Na 1741 Barnes, De'Lisa San Francisco, CA REST $12,000 10/02/1997
97-71
      
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January 2025 Update:

Enforcement actions issued since 2012 now have subject matters. Use advanced search to filter by “Subject Matter.”

Quick Links:

The OCC supervises the following entities and has the statutory authority to take enforcement actions against them:

  • National banks and their subsidiaries
  • Federally chartered savings associations and their subsidiaries
  • Federal branches and agencies of foreign banks
  • Institution-affiliated parties (IAPs), including:
    • Officers, directors, and employees
    • A bank's controlling stockholders, agents, and certain other individuals.

Notes:

  • The names of the banking organizations accessed through the Enforcement Action Search reflect the institutions' identities when the enforcement documents became final.
  • The orders do not necessarily reflect the current status of the regulatory action against the institution or the institution-affiliated party. You should use the Search function to determine if an order or notice has been modified or terminated.
  • Please reference OCC Bulletin 2023-16 and the related Policies and Procedures Manuals (PPMs) for additional information on enforcement actions against institution-affiliated parties (IAPs), national banks, federal savings associations, and federal branches and agencies of foreign banks.

Disclaimer:

  • 1829 - Prohibition Notifications*: Prohibition Notifications prior to December 23, 2022, do not appear on these lists due to statutory changes to 12 USC § 1829 pursuant to the Fair Hiring in Banking Act.
  • Enforcement actions taken against federally chartered savings associations prior to July 21, 2011, are only available in the OTS Enforcement Order Archive (XLS). For information about the data fields used in this spreadsheet, refer to the OTS Enforcement Order Listing Definitions (PDF).
  • The Office of the Comptroller of the Currency expressly disclaims any responsibility for the acts of any individual or entity subject to an enforcement action, whether or not that individual or entity appears on these lists.
  • These lists are NOT guaranteed to be comprehensive.