Office of the Comptroller of the Currency

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Advanta National Bank 15033   Wilmington, DE FA $0 07/28/2000
2000-76
 05/11/2001
2001-37
  
Advanta National Bank 15033   Wilmington, DE C&D $0 05/31/2000 05/03/2007   AA-EC-2000-31  
Anahuac National Bank 16625   Anahuac, TX FA $0 04/04/2000 03/13/2002  
Banco Do Estado Do Parana 80059   New York, NY CMP $75,000 05/24/2000
2000-51
 N/A N/A  
Bank Of America 13044 Cia, Brian C. San Francisco, CA Prohibition $0 02/08/2000
2000-8
      
Bank Of America 13044 Dagnino, Daniel D. San Francisco, CA Prohibition $0 02/07/2000
2000-9
      
Bank Of America 13044 Mouling, Karen D. Charlotte, NC Prohibition $0 01/18/2000      
Bank Of America 13044 Yi, Judy San Francisco, CA Prohibition $0 03/08/2000
2000-23
      
Bank Of America National Trust And Savings Associatio 13044 Villanueva, William G. San Francisco, CA Prohibition $0 03/28/2000      
Bank Of America, N.A. 13044 Marron, James J. Charlotte, NC Prohibition $0 06/28/2000      
Bank Of America, N.A. 13044 Marron, James J. Charlotte, NC REST $7,915 06/28/2000      
Bank Of America, N.T. & S.A. 13044 Arnold, Jenny R. Charlotte, NC Prohibition $0 05/30/2000
2000-49
      
Bank One, Columbus, N.A. 7621 Singh, Navneet Paul Columbus, OH Prohibition $0 02/10/2000
2000-12
     AA-EC-99-24  
Bank One, N.A. 8 D'Urso, Jack L. Chicago, IL Prohibition $0 03/01/2000
2000-36
      
Bank One, National Association 7621 Araar, Laura J. Columbus, OH Prohibition $0 01/10/2000      
Bank One, Texas, National Association 21969 Canales, Richard G.. Dallas, TX Prohibition $0 02/08/2000
2000-28
      
Barnett Bank, N.A. 9049 Hill, Kaye G. Jacksonville, FL Prohibition $0 12/13/2000
2000-128
     AA-EC-00-24  
Bay Cities National Bank 17366 Moreland, Victoria P. Redondo Beach, CA Prohibition $0 05/05/2000      
Bay View Bank, National Association 23770   San Mateo, CA FA $0 09/06/2000 09/30/2003    
Bnc National Bank 22352 Gronlie, Debra Bismarck, ND Prohibition $0 06/06/2000
2000-62
      
Bnc National Bank 22352 Gronlie, Debra Bismarck, ND C&D $0 06/06/2000
2000-62
     AA-EC-00-02  
Bnc National Bank 22352 Gronlie, Debra Bismarck, ND REST $473,400 06/06/2000
2000-62
      
Citizens National Bank 15090 Gray, Vernon Stell Valley, AL Prohibition $0 10/24/2000     AA-EC-00-41  
Citizens National Bank 15090 Gray, Vernon Stell Valley, AL CMP $60,000 10/24/2000 N/A N/A  
City National Bank 14695 Bevans, Lawaii Beverly Hills, CA Prohibition $0 01/18/2000      
City National Bank 14695 Bevans, Lawaii Beverly Hills, CA REST $12,785 01/18/2000      
City National Bank 14695 de los Santos, Luisita Beverly Hills, CA Prohibition $0 02/10/2000
2000-7
      
City National Bank 14695 Gardner, Joseph S. Beverly Hills, CA Prohibition $0 02/08/2000
2000-6
      
City National Bank Of New Jersey 16142 Cammarata, William C. Newark, NJ Prohibition $0 03/01/2000
2000-25
      
City National Bank Of West Virginia 14807   Charleston, WV FA $0 06/14/2000
2000-66
 09/26/2001  
Community Bank & Trust, National Association 22865   Olney, IL C&D $0 12/18/2000
2000-115
 09/10/2005    
Community National Bank of Tennessee 23542   Lexington, TN FA $0 09/20/2000 07/28/2003    
Continental National Bank of Miami 16325   Miami, FL FA $0 01/18/2000
2000-3
 03/04/2002  
Fidelity National Bank 16275   Norcross, GA C&D $0 12/21/2000 06/18/2002  
First Illinois National Bank 13886 Henson, Larry Savanna, IL CMP $15,000 05/10/2000 N/A N/A  
First Illinois National Bank 13886 Bryant, Christopher Savanna, IL CMP $10,000 09/19/2000
2000-89
 N/A N/A  
First National Bank 12423   Fairfield, TX FA $0 07/18/2000 08/21/2002  
First National Bank & Trust Company 5401   Nowata, OK FA $0 04/19/2000
2000-38
 06/19/2002  
First National Bank & Trust Of Pipestone 3982 Morgan, Robert Pipestone, MN CMP $35,000 08/15/2000 N/A N/A AA-EC-2000-18  
First National Bank In Garretson 12488 Morgan, Robert Garretson, SD CMP $35,000 08/15/2000 N/A N/A  
First National Bank In Garretson 12488 Morgan, Todd Garretson, SD CMP $35,000 08/15/2000 N/A N/A AA-EC-2000-18  
First National Bank in Newton 14074   Newton, IL C&D $0 10/24/2000 08/17/2001    
First National Bank of Cass Lake, The 6352   Cass Lake, MN FA $0 10/05/2000 02/13/2002  
First National Bank of Cass Lake, The 6352   Cass Lake, MN FA $0 02/02/2000
2000-4
 02/13/2002  
First National Bank Of Gonzales 15041 Melancon, John Grady Gonzales, LA Prohibition $0 03/10/2000
2000-22
      
First National Bank Of Gonzales 15041 Melancon, John Grady Gonzales, LA CMP $150,000 03/10/2000
2000-22
 N/A N/A  
First National Bank Of Gonzales 15041 Melancon, John Grady Gonzales, LA REST $300,000 03/10/2000
2000-22
      
First National Bank of Lucedale 15850 Howell, Vernon E. Lucedale, MS Prohibition $0 10/23/2000     AA-EC-00-49  
First National Bank of Lucedale 15850 O'Neal, John H. Lucedale, MS Prohibition $0 10/03/2000     AA-EC-00-47  
First National Bank Of Newton 12898 Barrington, James Newton, TX C&D $0 02/24/2000      
First National Bank Of Newton 12898 Estes, Harold Newton, TX C&D $0 08/02/2000     AA-EC-00-21  
First National Bank of Newton 12898 Huges, James E. Newton, TX REST See Order 01/19/2000      
First National Bank of Newton 12898 Hughes, James E. Newton, TX Prohibition $0 01/19/2000      
First National Bank Of Shelby County 14590 Harrison, William T. Columbiana, AL CMP $1,000 10/26/2000
2000-105
 N/A N/A  
First Professional Bank, N.A. 17423 McIntyre-Kolpin, Melinda Santa Monica, CA CMP $5,000 08/01/2000 N/A N/A AA-EC-00-22  
First Professional Bank, National Association 17423   Santa Monica, CA FA $0 03/22/2000 08/23/2001    
First Suburban National Bank 14470   Maywood, IL FA $0 09/11/2000 08/18/2003  
First Union National Bank 1 Reed, Aimee E. Charlotte, NC Prohibition $0 02/08/2000
2000-11
      
First Union National Bank 1 Zgrepski, Sandra Charlotte, NC Prohibition $0 05/26/2000      
Fleet Bank Of Massachusetts, National Association 18677 Szymanski, Walter M. Boston, MA Prohibition $0 03/15/2000      
Fleet Bank, N.A. 22435 Pearson, Stacey E. Springfield, MA Prohibition $0 11/09/2000
2000-106
      
Founders National Bank of Los Angeles 22394   Los Angeles, CA C&D $0 05/23/2000
2000-56
 04/30/2001    
Founders Trust National Bank 22915   Sioux Falls, SD C&D $0 07/19/2000 03/30/2001   AA-EC-00-36  
Fremont National Bank 8433 Biggerstaff, Darryl W. Canon City, CO CMP $5,000 10/23/2000 N/A N/A AA-EC-00-37  
Gateway National Bank of St. Louis 15521   St. Louis, MO FA $0 10/27/2000 06/20/2003  
Gateway National Bank of St. Louis 15521   St. Louis, MO FA $0 03/24/2000
2000-33
 11/08/2000  
Gold Country National Bank 20862   Brownsville, CA FA $0 09/07/2000
2000-81
 09/26/2002  
Goleta National Bank 21699   Goleta, CA FA $0 03/23/2000 10/30/2002  
Granite National Bank 23585   Bowling Green, OH C&D $0 08/03/2000
2000-67
 12/09/2002  
Hamilton Bank, National Association 17675   Miami, FL C&D $0 09/08/2000 01/11/2002    
Heartland Bank, National Association 22956   Jewell, KS FA $0 09/26/2000 08/22/2001  
Home National Bank 9815   Racine, OH CMP $5,000 11/06/2000 N/A N/A  
Malta National Bank 2052 Davis, Fred A. Malta, OH CMP $100,000 06/05/2000
2000-135
 N/A N/A AA-EC-00-01  
Mbna America Bank, N.A. 22381 Beeks, James Wesley Wilmington, DE Prohibition $0 04/07/2000      
National Bank And Trust 3906   La Grange, TX FA $0 03/06/2000 02/06/2001
2001-11
  
Net First National Bank 20923   Boca Raton, FL C&D $0 09/25/2000 03/01/2002   AA-EC-2000-46  
Pacific National Bank 20010   Miami, FL FA $0 06/21/2000 01/28/2003  
PNC Bank, National Association 1316 Parks, Kimberly A. Cincinnati, OH REST $9,502 03/08/2000
2000-30
      
Portage National Bank 14490   Ebensburg, PA FA $0 10/18/2000 04/15/2003  
Prairie National Bank 22942   Belle Plaine, MN PCAD $0 12/20/2000 02/06/2001   AA-EC-00-55  
Providian National Bank 1333   Tilton, NH C&D $0 06/28/2000 09/30/2005    
Providian National Bank 1333   Tilton, NH REST $300,000,000 06/28/2000      
Rio National Bank 18554   McAllen, TX FA $0 09/21/2000
2000-127
 06/03/2002    
Sequoia National Bank 21337   San Francisco, CA FA $0 11/15/2000
2000-102
 05/10/2002  
Six Rivers National Bank 21925 Burger, John F. Eureka, CA CMP $5,000 03/10/2000
2000-19
 N/A N/A  
Six Rivers National Bank 21925 Burger, John F. Eureka, CA REST $25,000 03/10/2000
2000-19
      
Six Rivers National Bank 21925 Murphy, Warren L. Eureka, CA CMP $1,000 02/29/2000
2000-21
 N/A N/A  
Six Rivers National Bank 21925 Murphy, Warren L. Eureka, CA REST $9,000 02/29/2000
2000-21
      
Six Rivers National Bank 21925 Kay, William T. Eureka, CA CMP $1,000 02/29/2000
2000-20
 N/A N/A  
Six Rivers National Bank 21925 Kay, William T. Eureka, CA REST $9,000 02/29/2000
2000-20
      
Sleepy Hollow National Bank 12515   Sleepy Hollow, NY FA $0 04/06/2000 06/14/2001
2001-47
  
Stebbins National Bank 14709   Creston, OH FA $0 09/26/2000 06/01/2004    
Texas Premier Bank, N.A. 18148 Beauchamp, Michelle R. Brookshire, TX CMP $2,500 12/21/2000 N/A N/A AA-EC-00-10  
Texas Premier Bank, N.A. 18148 Humphries, William T. Brookshire, TX CMP $15,000 10/03/2000
2000-100
 N/A N/A AA-EC-00-08  
Texas Premier Bank, N.A. 18148 Markman, Barbara Brookshire, TX CMP $1,500 08/01/2000
2000-74
 N/A N/A AA-EC-00-07  
Texas Premier Bank, N.A. 18148 Parker, John A. Brookshire, TX CMP $1,000 12/21/2000 N/A N/A AA-EC-00-15  
Texas Premier Bank, N.A. 18148 Pattison, Joseph C. Brookshire, TX CMP $2,500 12/21/2000 N/A N/A AA-EC-00-11  
Texas Premier Bank, N.A. 18148 Rod, Gay W. Brookshire, TX CMP $2,500 12/21/2000 N/A N/A AA-EC-00-13  
Texas Premier Bank, N.A. 18148 Rod, Robert R. Brookshire, TX CMP $1,000 12/21/2000 N/A N/A AA-EC-00-14  
Texas Premier Bank, N.A. 18148 Scarborough, James R. Brookshire, TX CMP $2,500 12/21/2000 N/A N/A AA-EC-00-12  
Texas Premier Bank, National Association 18148 Dasheill, Albert M. Brookshire, TX CMP $3,000 12/21/2000 N/A N/A  
The Citizens National Bank of Bluffton 11573   Bluffton, OH FA $0 07/12/2000 06/27/2002  
The Farmers National Bank of Forney 9369   Forney, TX FA $0 03/06/2000
2000-34
 06/29/2001    
The First National Bank of Farmington 6183 Florez, Florence Farmington, NM Prohibition $0 04/15/2000      
The First National Bank of Florida 18236   Milton, FL FA $0 06/29/2000 08/29/2001  
The First National Bank Of Freeman 6181   Freeman, SD FA $0 07/14/2000 12/18/2000
2000-126
  
The First National Bank Of Lerna 8224   Lerna, IL FA $0 07/19/2000 09/12/2001  
The First National Bank of St. Marys 5226   St. Marys, WV FA $0 11/17/2000 04/23/2002  
The First National Bank Of Waterloo 10180 Hoffmann, Robert A. Waterloo, IL CMP $3,000 08/21/2000 N/A N/A  
The First National Bank Of Waterloo 10180 Mehrmann, David A. Waterloo, IL CMP $3,000 08/25/2000 N/A N/A  
The First National Bank of Waterloo 10180   Waterloo, IL CMP $2,400 08/16/2000 N/A N/A  
The National Bank of Rising Sun 2481   Rising Sun, MD FA $0 02/08/2000 08/09/2001  
The Old Exchange National Bank of Okawville 11780   Okawville, IL FA $0 03/14/2000
2000-15
 04/05/2001  
The Park Avenue Bank, National Association 20962   New York, NY CMP $55,000 01/04/2000
2000-1
 N/A N/A  
U.S. Bank National Association 13405 Dickinson, Brenda M. Minneapolis, MN Prohibition $0 06/26/2000      
U.S. Bank National Association 13405 Dickinson, Brenda M. Minneapolis, MN REST $8,136 06/26/2000      
Union Planters Bank Of Florida, N.A. 13349 Lopez, Alfredo Miami, FL Prohibition $0 02/07/2000
2000-24
      
Union Planters Bank, N.A. 13349 Adams, Tracy B. Memphis, TN Prohibition $0 02/07/2000
2000-134
      
Union Planters Bank, National Association 13349 Adams, Tracy B. Memphis, TN Prohibition $0 02/07/2000      
Union Planters National Bank 13349 Golden, Sammie R. Memphis, TN Prohibition $0 11/30/2000
2000-107
     AA-EC-00-25  
United Credit National Bank 23116   Sioux Falls, SD C&D $0 06/29/2000
2000-57
 01/29/2001
2001-18
 AA-EC-00-35  
United Credit National Bank 23116   Sioux Falls, SD C&D $0 02/25/2000
2000-18
 01/29/2001
2001-18
 AA-EC-00-04  
United Credit National Bank 23116 UICI, Inc. (Dallas, TX)   Sioux Falls, SD C&D $0 06/29/2000
2000-58
     AA-EC-00-33  
United Credit National Bank 23116 United CreditServ, Inc. (Dallas, TX)   Sioux Falls, SD C&D $0 06/29/2000
2000-59
 01/29/2001
2001-19
 AA-EC-00-34  
Valley National Bank 15790 Maganuco, Graziella Passaic, NJ Prohibition $0 02/18/2000
2000-26
      
Wells Fargo Bank 1741 Kirkman, Kristen L. San Francisco, CA Prohibition $0 12/01/2000      
Wells Fargo Bank, N.A. 1741 King, Stephen A. San Francisco, CA Prohibition $0 05/10/2000
2000-42
      
Wells Fargo Bank, N.A. 1741 King, Stephen A. San Francisco, CA REST $4,753 05/10/2000
2000-42
      
Wells Fargo Bank, N.A. 1741 Singh, Veenindra San Francisco, CA C&D $0 05/01/2000      
Wells Fargo Bank, N.A. 1741 Singh, Veenindra San Francisco, CA REST $8,142 05/01/2000      
Wells Fargo Bank, National Association 22863 Ranvier, Tamatha D. Phoenix, AZ Prohibition $0 08/10/2000
2000-70
      
White Hall National Bank 7077   White Hall, IL FA $0 12/18/2000 02/28/2003  
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January 2025 Update:

Enforcement actions issued since 2012 now have subject matters. Use advanced search to filter by “Subject Matter.”

Quick Links:

The OCC supervises the following entities and has the statutory authority to take enforcement actions against them:

  • National banks and their subsidiaries
  • Federally chartered savings associations and their subsidiaries
  • Federal branches and agencies of foreign banks
  • Institution-affiliated parties (IAPs), including:
    • Officers, directors, and employees
    • A bank's controlling stockholders, agents, and certain other individuals.

Notes:

  • The names of the banking organizations accessed through the Enforcement Action Search reflect the institutions' identities when the enforcement documents became final.
  • The orders do not necessarily reflect the current status of the regulatory action against the institution or the institution-affiliated party. You should use the Search function to determine if an order or notice has been modified or terminated.
  • Please reference OCC Bulletin 2023-16 and the related Policies and Procedures Manuals (PPMs) for additional information on enforcement actions against institution-affiliated parties (IAPs), national banks, federal savings associations, and federal branches and agencies of foreign banks.

Disclaimer:

  • 1829 - Prohibition Notifications*: Prohibition Notifications prior to December 23, 2022, do not appear on these lists due to statutory changes to 12 USC § 1829 pursuant to the Fair Hiring in Banking Act.
  • Enforcement actions taken against federally chartered savings associations prior to July 21, 2011, are only available in the OTS Enforcement Order Archive (XLS). For information about the data fields used in this spreadsheet, refer to the OTS Enforcement Order Listing Definitions (PDF).
  • The Office of the Comptroller of the Currency expressly disclaims any responsibility for the acts of any individual or entity subject to an enforcement action, whether or not that individual or entity appears on these lists.
  • These lists are NOT guaranteed to be comprehensive.