Office of the Comptroller of the Currency

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Advanta National Bank 15033   Wilmington, DE FA $0 02/28/2001 05/03/2007    
Anahuac National Bank 16625 Moore, Kenneth Anahuac, TX C&D $0 05/24/2001      
Anahuac National Bank 16625 Moore, Kenneth Anahuac, TX CMP $10,000 05/24/2001 N/A N/A  
Ballston Spa National Bank 1253   Ballston Spa, NY FA $0 06/28/2001 03/15/2004  
Bank Of America, N.T. & S.A. 13044 Regalado, Jorge H. Charlotte, NC Prohibition $0 09/18/2001      
Barnett Bank, N.A. 9049 Miller, Courtney Leigh Jacksonville, FL Prohibition $0 01/29/2001     AA-EC-00-58  
Blackfeet National Bank 21158   Browning, MT FA $0 07/24/2001
2001-51
 03/08/2007  
Cayuga Lake National Bank 412 Cook, Mark Union Springs, NY C&D $0 12/03/2001      
Cayuga Lake National Bank 412 Cook, Mark Union Springs, NY CMP $2,500 12/03/2001 N/A N/A  
Citizens National Bank 15090 Avary, Leewood W. Valley, AL CMP $2,000 01/02/2001
2001-04
 N/A N/A AA-EC-00-42  
Citizens National Bank 4364 Williams, Lisa S. Laurel, MD Prohibition $0 12/27/2001      
City National Bank Of West Virginia 14807   Charleston, WV FA $0 09/26/2001 05/15/2002  
Claritybank.Com, N.A. 17733   Uvalde, TX FA $0 09/20/2001
2001-91
 02/17/2005  
Clear Lake National Bank 23711   San Antonio, TX FA $0 06/20/2001 03/21/2003  
Community Bank, N.A. 8531 Corcoran, Helen S. Dewitt, NY Prohibition $0 07/11/2001      
Compubank, National Association 23187   Houston, TX FA $0 01/31/2001 06/29/2002    
Corestates Bank, N.A. 1 Newborn, Tyrone Philadelphia, PA Prohibition $0 07/19/2001      
Corestates Bank, N.A. 1 Skinner, Keith Philadelphia, PA Prohibition $0 07/13/2001      
Cornerstone Bank And Trust, N.A. 14347   Carrollton, IL FA $0 10/02/2001 04/08/2004  
Cumberland Valley National Bank & Trust Company 10254   East Bernstadt, KY FA $0 10/22/2001 12/22/2004  
Direct Merchants Credit Card Bank, National Association 22734   Scottsdale, AZ C&D $0 05/03/2001 12/01/2005    
Eagle National Bank 21118   Upper Darby, PA C&D $0 12/18/2001 09/08/2003    
Executive National Bank 15974   Miami, FL FA $0 09/06/2001 09/18/2003  
Fidelity National Bank 16275   Norcross, GA FA $0 09/05/2001 05/09/2003    
First Charter Bank, National Association 17731   Beverly Hills, CA FA $0 06/06/2001 10/08/2001    
First Community Bank, N.A. 17619   Alice, TX FA $0 11/21/2001 06/15/2002    
First Missouri National Bank 22706 Rogers, Paul Brookfield, MO Prohibition $0 06/08/2001      
First National Bank 18479   Haskell, TX FA $0 10/16/2001
2001-90
 02/12/2005    
First National Bank 17710   Bullard, TX FA $0 09/18/2001 03/24/2003    
First National Bank 17129   San Diego, CA FA $0 01/18/2001
2001-03
 09/10/2002    
First National Bank & Trust Company 5401   Nowata, OK FA $0 05/17/2001 06/19/2002  
First National Bank & Trust Of Pipestone 3982 Morgan, Michael R. Pipestone, MN Prohibition $0 04/05/2001      
First National Bank & Trust Of Pipestone 3982 Morgan, Michael R. Pipestone, MN CMP $300,000 04/05/2001 N/A N/A  
First National Bank and Trust of Syracuse 3083   Syracuse, NE FA $0 12/20/2001 07/27/2006  
First National Bank In Garretson 12488 Morgan, Michael R. Garretson, SD CMP $300,000 04/05/2001 N/A N/A  
First National Bank Of America 14740   East Lansing, MI FA $0 08/13/2001 08/28/2003  
First National Bank Of Bullard 17710 Duncan, Brent Bullard, TX CMP $3,600 02/18/2001 N/A N/A  
First National Bank Of Bullard 17710 Duncan, Brent Bullard, TX Prohibition $0 02/08/2001     AA-EC-01-03  
First National Bank of Cass Lake, The 6352 Bianco, Michael Cass Lake, MN CMP $5,000 01/26/2001 N/A N/A  
First National Bank Of Central City 8229   Central City, KY FA $0 09/13/2001 01/14/2004  
First National Bank of Gillette 15158   Gillette, WY FA $0 10/02/2001 09/11/2002  
First National Bank Of Lucedale 15850   Lucedale, MS C&D $0 02/20/2001 07/29/2003  
First National Bank of Lucedale 15850 O'Neal, John H. Lucedale, MS CMP $150,000 11/12/2001 N/A N/A  
First National Bank of Lucedale 15850 O'Neal, John H. Lucedale, MS REST $326,688 11/12/2001      
First National Bank of Marin 20291   Las Vegas, NV C&D $0 12/03/2001 12/05/2005  
First National Bank Of Northern Kentucky 22439   Fort Mitchell, KY FA $0 07/13/2001 02/11/2003  
First National Bank of Sumner, The 6907   Sumner, IL C&D $0 12/03/2001 08/02/2004    
First National Bank of Sumner, The 6907   Sumner, IL C&D $0 05/17/2001 12/03/2001  
First National Bank Of The North 16871   Sandstone, MN C&D $0 04/06/2001 10/31/2002  
First National Bank Of Wiggins 16204   Wiggins, MS FA $0 02/12/2001 07/09/2003  
First Suburban National Bank 14470 Schatzman, Marvin Maywood, IL CMP $10,000 10/04/2001 N/A N/A  
Fleet National Bank 200 Evenden, Andrew Boston, MA Prohibition $0 03/26/2001      
Fleet National Bank 200 Evenden, Andrew Boston, MA SEC $0 03/26/2001     AA-SCP-00-28  
Founders Trust National Bank 22915 Puppe, Wayne E. Sioux Falls, SD Prohibition $0 03/02/2001     AA-EC-01-01  
Founders Trust National Bank 22915 Puppe, Wayne E. Sioux Falls, SD CMP $2,500 03/02/2001 N/A N/A  
Gold Country National Bank 20862   Brownsville, CA FA $0 05/24/2001
2001-43
 09/26/2002  
Granite National Bank 23585   Bowling Green, OH C&D $0 06/21/2001 09/12/2003    
Harbor Bank, N.A. 23218   Gig Harbor, WA FA $0 06/01/2001 05/10/2002  
Home National Bank 9815   Racine, OH C&D $0 04/30/2001 05/19/2003  
Intrieve Of Florida (F/K/A Hurst Technologies) 601222 Intrieve of Florida (f/k/a Hurst Technologies)   Orlando, FL C&D $0 10/04/2001 11/09/2001  
Key Bank USA, National Association 22908 Khirawi, Aaleldin M. Bedford, NH Prohibition $0 05/16/2001      
Marine National Bank Of Naples 23719   Naples, FL FA $0 09/10/2001 08/27/2003  
Mauriceville National Bank 20548   Mauriceville, TX C&D $0 08/22/2001 02/25/2003    
Mellon Bank, N.A. 6301 Boyd, Monica L. Philadelphia, PA Prohibition $0 12/17/2001      
Mellon Bank, N.A. 6301 Toumazatos, Steve Pittsburgh, PA Prohibition $0 01/05/2001      
Mellon Bank, N.A. 6301 Toumazatos, Steve Pittsburgh, PA C&D $0 01/05/2001     AA-EC-00-50  
Mellon Bank, N.A. 6301 New York Homestar Realty, Inc.   Pittsburgh, PA C&D $0 01/05/2001      
Metrobank, N.A. 17076 Flanders, Gary W. Oklahoma City, OK CMP $10,000 11/30/2001 N/A N/A AA-SW-00-38  
Metrobank, National Association 17076 Carey, Sidney R. Oklahoma City, OK CMP $3,500 01/17/2001 N/A N/A AA-SW-00-39  
National Bank of Malvern, The 3147   Malvern, PA FA $0 08/06/2001 11/22/2004  
Neighborhood National Bank 22770   San Diego, CA FA $0 11/19/2001 10/31/2002  
Nextbank, National Association 16595   Phoenix, AZ PCAD $0 11/15/2001 02/07/2002    
Norwest Bank Texas, Na 18647 Black, Becky J. Austin, TX Prohibition $0 05/26/2001      
Ontario National Bank 8717 Cook, Mark Clifton Springs, NY C&D $0 12/03/2001      
Ontario National Bank 8717 Cook, Mark Clifton Springs, NY CMP $2,500 12/03/2001 N/A N/A  
Portage National Bank 14490 Beck, Dennis C. Portage, PA CMP $2,500 08/14/2001 N/A N/A  
Portage National Bank 14490 Brinzey, Jo Anne Portage, PA CMP $2,500 07/31/2001 N/A N/A  
Portage National Bank 14490 Fiannone, Lawrence T. Portage, PA CMP $5,000 07/31/2001 N/A N/A  
Portage National Bank 14490 Finklestine, Martin P. Portage, PA CMP $2,500 07/31/2001 N/A N/A  
Portage National Bank 14490 Fronheiser, Larry P. Portage, PA CMP $7,500 08/14/2001 N/A N/A  
Portage National Bank 14490 McGlynn, Dennis M. Portage, PA CMP $2,500 07/26/2001 N/A N/A  
Portage National Bank 14490 Stager, Randolph P. Portage, PA CMP $2,500 08/14/2001 N/A N/A  
Providian National Bank 1333   Tilton, NH FA $0 11/21/2001 09/30/2005    
Sinclair National Bank 23126   Gravette, AR PCAD $0 08/08/2001 09/07/2001    
Southtrust Bank, N.A. 14569 Dunlap, Kelle D. Birmingham, AL Prohibition $0 04/20/2001
2001-35
      
Taft National Bank 17577   Taft, CA FA $0 03/21/2001 06/14/2004    
Texas Premier Bank, N.A. 18148 Breihan, Richard M. Brookshire, TX CMP $3,000 01/02/2001 N/A N/A AA-EC-00-16  
Texas Premier Bank, N.A. 18148 Markman, Jack Brookshire, TX Prohibition $0 07/26/2001      
Texas Premier Bank, N.A. 18148 Markman, Jack Brookshire, TX C&D $0 07/26/2001      
Texas Premier Bank, N.A. 18148 Markman, Jack Brookshire, TX CMP $25,000 07/26/2001 N/A N/A AA-EC-00-20  
The American National Bank of Mount Pleasant 16799   Mount Pleasant, TX FA $0 03/28/2001 04/02/2003    
The Carlsbad National Bank 12569 Firestone, Ronald R. Carlsbad, NM Prohibition $0 11/06/2001      
The Carlsbad National Bank 12569 Firestone, Ronald R. Carlsbad, NM CMP $2,500 11/06/2001 N/A N/A  
The Fifth Third Bank of Northwestern Ohio, National Association 36 Lossia, Darren A. Cincinnati, OH Prohibition $0 12/14/2001      
The First National Bank and Trust 3982 Morgan, Michael R. Pipestone, MN C&D $0 04/05/2001     AA-EC-2000-18  
The First National Bank of Arenzville 9183   Arenzville, IL FA $0 04/17/2001 06/03/2003  
The First National Bank of Barnesville 6243   Barnesville, GA FA $0 07/31/2001 09/25/2003  
The First National Bank of Fleming 11571   Fleming, CO FA $0 06/25/2001
2001-39
 05/16/2003  
The First National Bank of Florida 18236   Milton, FL FA $0 08/29/2001 09/08/2003  
The First National Bank Of Germantown 86   Germantown, OH C&D $0 11/20/2001 05/23/2002  
The First National Bank of Littlefield 12824   Littlefield, TX FA $0 12/19/2001 07/08/2003    
The First National Bank Of Raymond 6910   Raymond, IL FA $0 02/28/2001 10/03/2002  
The First National Bank of Shamrock 7306   Shamrock, TX FA $0 05/05/2001 04/07/2002    
The First National Bank Of Three Rivers 600   Three Rivers, MI FA $0 06/19/2001 07/09/2003  
The Genoa National Bank 6805   Genoa, NE C&D $0 12/20/2001 05/17/2006  
The Palisades National Bank 8004   Palisade, CO FA $0 03/29/2001 08/23/2001  
The Park Avenue Bank, N.A. 20962   New York, NY FA $0 11/02/2001 01/31/2003  
The Pioneer National Bank Of Duluth 13078   Duluth, MN FA $0 06/28/2001 06/05/2002  
The Redwood National Bank 10374 Cook, Mark Alexandria Bay, NY C&D $0 12/03/2001      
The Redwood National Bank 10374 Cook, Mark Alexandria Bay, NY CMP $2,500 12/03/2001 N/A N/A  
The State National Bank of Garfield 12231   Garfield, WA FA $0 07/17/2001 11/18/2002  
The White Hall National Bank 7077   White Hall, IL FA $0 05/22/2001 02/28/2003  
U.S. Bank National Association 13405 Rodgers, Kathleen A. Minneapolis, MN Prohibition $0 02/23/2001      
U.S. Bank National Association 13405 Rodgers, Kathleen A. Minneapolis, MN REST $1,300 02/23/2001      
Union Bank Of Arizona, Na 23330   Gilbert, AZ FA $0 06/28/2001
2001-49
 05/13/2004  
Union Bank Of California 21541 Kealiher, Danielle J. San Francisco, CA Prohibition $0 02/01/2001      
Union Bank Of California 21541 Kealiher, Danielle J. San Francisco, CA REST $6,000 02/01/2001      
Valley National Bank 15790 Hunter Mobley, Felicia K. Passaic, NJ Prohibition $0 09/07/2001      
Wells Fargo Bank, N.A. 1741 Blueford, Leilani San Francisco, CA Prohibition $0 07/12/2001      
Wells Fargo Bank, N.A. 1741 Garza, Marcelino D. San Francisco, CA Prohibition $0 08/20/2001      
Wells Fargo Bank, N.A. 1741 Thomas, Dameon San Francisco, CA Prohibition $0 01/19/2001      
Wells Fargo Bank, N.A. 1741 Thomas, Dameon San Francisco, CA REST $6,000 01/19/2001      
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January 2025 Update:

Enforcement actions issued since 2012 now have subject matters. Use advanced search to filter by “Subject Matter.”

Quick Links:

The OCC supervises the following entities and has the statutory authority to take enforcement actions against them:

  • National banks and their subsidiaries
  • Federally chartered savings associations and their subsidiaries
  • Federal branches and agencies of foreign banks
  • Institution-affiliated parties (IAPs), including:
    • Officers, directors, and employees
    • A bank's controlling stockholders, agents, and certain other individuals.

Notes:

  • The names of the banking organizations accessed through the Enforcement Action Search reflect the institutions' identities when the enforcement documents became final.
  • The orders do not necessarily reflect the current status of the regulatory action against the institution or the institution-affiliated party. You should use the Search function to determine if an order or notice has been modified or terminated.
  • Please reference OCC Bulletin 2023-16 and the related Policies and Procedures Manuals (PPMs) for additional information on enforcement actions against institution-affiliated parties (IAPs), national banks, federal savings associations, and federal branches and agencies of foreign banks.

Disclaimer:

  • 1829 - Prohibition Notifications*: Prohibition Notifications prior to December 23, 2022, do not appear on these lists due to statutory changes to 12 USC § 1829 pursuant to the Fair Hiring in Banking Act.
  • Enforcement actions taken against federally chartered savings associations prior to July 21, 2011, are only available in the OTS Enforcement Order Archive (XLS). For information about the data fields used in this spreadsheet, refer to the OTS Enforcement Order Listing Definitions (PDF).
  • The Office of the Comptroller of the Currency expressly disclaims any responsibility for the acts of any individual or entity subject to an enforcement action, whether or not that individual or entity appears on these lists.
  • These lists are NOT guaranteed to be comprehensive.