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Party Subject to Action				City, State Hide Column Sort by City, State link. Press enter to sort.	Action		Start		Termination		Docket Number Hide Column	Subject Matters Hide Column
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Amcore Bank, National Association	13652			Rockford, IL	CMP	$5,000	09/16/2003	2003-111	N/A	N/A
American Investment Bank, National Association	18174			Salt Lake City, UT	FA	$0	02/14/2003	2003-22	09/06/2005	2005-125
Americana National Bank	10903			Albert Lea, MN	C&D	$0	03/31/2003	2003-58	01/06/2005	2005-189	AA-EC-2003-10
Bank of America, National Association	13044		Anderson, Kristen	Charlotte, NC	Prohibition	$0	10/23/2003	2003-128
Bank of America, National Association	13044		Davis, Keisha	Charlotte, NC	Prohibition	$0	04/21/2003	2003-35			AA-EC-03-07
Bank of America, National Association	13044		Jones-Kennedy, Connie	Charlotte, NC	Prohibition	$0	04/28/2003	2003-36
Bank of America, National Association	13044		Lackner, William F.	Charlotte, NC	Prohibition	$0	05/27/2003	2003-55
Bank of America, National Association	13044		Zolezzi, Paul	Charlotte, NC	Prohibition	$0	11/26/2003	2003-147			AA-EC-03-12
Bank of China	80028			New York, NY	C&D	$0	10/23/2003	2003-125	09/07/2005	2005-126	AA-NE-2005-79
Bank of China	80091			New York, NY	C&D	$0	10/23/2003	2003-125	09/07/2005	2005-126	AA-NE-2005-79
Bank of China	80096			Los Angeles, CA	C&D	$0	10/23/2003	2003-125	09/07/2005	2005-126	AA-NE-2005-79
Bank of Communications Co., Ltd - New York Branch	80107			New York, NY	FA	$0	02/04/2003	2003-11	03/31/2005	2005-39
Bank of Communications Co., Ltd - New York Branch	80107		Lee, Stephen	New York, NY	C&D	$0	10/29/2003	2003-145
Bank One, National Association	7621		Hall, Bianca C.	Columbus, OH	Prohibition	$0	12/18/2003	2003-158
Bank One, National Association	8		Webb, Wendy A.	Chicago, IL	Prohibition	$0	03/19/2003	2003-34
Bath National Bank	10235			Bath, NY	FA	$0	09/04/2003	2003-114	12/20/2005
Bridgeview Bank, National Association	17076		Carey, Sidney R.	Oklahoma City, OK	Prohibition	$0	08/11/2003	2003-106
Broadway National Bank	20622		Cardone, Daniel	New York, NY	CMP	$35,000	09/22/2003	2003-113	N/A	N/A	AA-EC-03-20
Broadway National Bank	20622		Chung, Sam	New York, NY	CMP	$35,000	09/22/2003	2003-112	N/A	N/A	AA-EC-03-19
Chase Bank of Texas, National Association	10225		Coston, Byron A.	Houston, TX	Prohibition	$0	06/02/2003	2003-57
Chase Bank of Texas, National Association	10225		Coston, Byron A.	Houston, TX	C&D	$0	06/02/2003	2003-57
Chase Bank of Texas, National Association	10225		Coston, Byron A.	Houston, TX	REST	$18,750	06/02/2003	2003-57
Chase Bank of Texas, National Association	10225		Robertson, Damion D.	Houston, TX	C&D	$0	04/28/2003	2003-61
Citibank, N.A.	1461			New York, NY	FA	$0	07/28/2003	2003-77	12/21/2006	2006-150
Citibank, National Association	1461		Arocho-Burgos, Benedicta	New York City, NY	Prohibition	$0	07/08/2003	2003-93
Citizens National Bank & Trust of Hazard	22988		Gorman, Dewey	Hazard, KY	Prohibition	$0	01/06/2003	2003-7
Citizens National Bank & Trust of Hazard	22988		Gorman, Dewey	Hazard, KY	CMP	$46,000	01/06/2003	2003-7	N/A	N/A	AA-EC-02-09
Citizens National Bank & Trust of Hazard	22988		Gorman, L.D.	Hazard, KY	Prohibition	$0	01/06/2003	2003-8			AA-EC-02-09
Citizens National Bank & Trust of Hazard	22988		Gorman, L.D.	Hazard, KY	CMP	$69,000	01/06/2003	2003-8	N/A	N/A
Citizens National Bank of Albion	14435		Hanneken, Gregory J.	Albion, IL	REST	$20,948	12/08/2003	2003-159			AA-EC-95-23 and 24
Clear Lake National Bank	23711			San Antonio, TX	C&D	$0	11/07/2003	2003-135	04/07/2005	2005-40	AA-EC-03-25
Clear Lake National Bank	23711			San Antonio, TX	REST	$288,000	11/07/2003	2003-135	04/07/2005	2005-40	AA-EC-03-25
Clear Lake National Bank	23711		Kinder, Nancy A.	San Antonio, TX	C&D	$0	10/20/2003	2003-153			AA-EC-03-27
Clear Lake National Bank	23711		Kinder, Nancy A.	San Antonio, TX	CMP	$10,000	10/20/2003	2003-153	N/A	N/A
Clear Lake National Bank	23711	Sedona Pacific Housing Partnership DBA Sedona Pacific Properties		San Antonio, TX	C&D	$0	11/19/2003	2003-149			AA-EC-03-26
Corestates Bank, N.A.	1		Butler, Marian L.	Philadelphia, PA	Prohibition	$0	02/12/2003	2003-164			AA-EC-02-07
Cumberland Valley National Bank & Trust Company	10254			East Bernstadt, KY	CMP	$14,000	01/24/2003	2003-13	N/A	N/A
Delta National Bank	16154		Rossi, Andrew	Manteca, CA	Prohibition	$0	08/01/2003	2003-80
Delta National Bank	16154		Rossi, Andrew	Manteca, CA	CMP	$100,000	08/01/2003	2003-80	N/A	N/A
Delta National Bank	16154		Rossi, Toinette	Manteca, CA	C&D	$0	06/02/2003	2003-59	11/03/2014	2014-134
Delta National Bank	16154		Rossi, Toinette	Manteca, CA	CMP	$45,000	06/02/2003	2003-59	N/A	N/A
Dillard National Bank	18777			Gilbert, AZ	FA	$0	12/15/2003	2003-161	11/01/2004
Dillard National Bank	18777			Gilbert, AZ	FA	$0	11/13/2003	2003-142	11/01/2004
Farmers National Bank	22928			Walton, KY	FA	$0	03/18/2003	2003-21	04/15/2004	2004-170
First Central Bank McCook, National Association	23734			McCook, NE	FA	$0	12/01/2003	2003-144	03/22/2006	2006-27
First Community Bank, National Association	22865		Benson, Wayne H.	Olney, IL	C&D	$0	11/10/2003	2003-139
First Community Bank, National Association	22865		Benson, Wayne H.	Olney, IL	CMP	$8,000	11/10/2003	2003-139	N/A	N/A
First Community Bank, National Association	22865		Washburn, Kevin Brent	Olney, IL	Prohibition	$0	12/15/2003	2003-151
First Community Bank, National Association	22865		Washburn, Kevin Brent	Olney, IL	CMP	$25,000	12/15/2003	2003-151	N/A	N/A
First Consumers National Bank	21688			Beaverton, OR	FA	$0	07/31/2003	2003-100	11/29/2005
First Consumers National Bank	21688			Beaverton, OR	C&D	$0	04/15/2003	2003-39	11/29/2005		AA-EC-2003-08
First National Bank	18479		Cleveland, Charles	Lubbock, TX	CMP	$2,000	03/17/2003	2003-25	N/A	N/A
First National Bank	18479		Hobgood, Robert C.	Lubbock, TX	CMP	$2,000	03/17/2003	2003-26	N/A	N/A
First National Bank	17365		Moyers, Teresa Scott	Denver City, TX	Prohibition	$0	07/30/2003	2003-94
First National Bank	17365		Winfrey, Deborah Jean	Denver City, TX	Prohibition	$0	07/30/2003	2003-95
First National Bank & Trust	14519			Kokomo, IN	CMP	$5,000	09/02/2003	2003-103	N/A	N/A
First National Bank - Colorado	7637			Fowler, CO	FA	$0	12/18/2003	2003-162	10/14/2004	2004-129
First National Bank and Trust	3601		Culbertson, Katherine	Phillipsburg, KS	CMP	$2,000	06/11/2003	2003-82	N/A	N/A
First National Bank and Trust	3601		Culbertson, Lloyd K.	Phillipsburg, KS	CMP	$3,000	06/11/2003	2003-83	N/A	N/A
First National Bank and Trust	3601		Kaumans, William W.	Phillipsburg, KS	CMP	$2,000	06/11/2003	2003-84	N/A	N/A
First National Bank and Trust	3601		Moyer, Charles I.	Phillipsburg, KS	CMP	$2,000	06/11/2003	2003-85	N/A	N/A
First National Bank and Trust	3601		Moyer, Jaret	Phillipsburg, KS	CMP	$2,000	06/11/2003	2003-86	N/A	N/A
First National Bank and Trust	3601		Rahjes, Doyle D.	Phillipsburg, KS	CMP	$2,000	06/11/2003	2003-87	N/A	N/A
First National Bank and Trust	3601		Smith, William H.	Phillipsburg, KS	CMP	$2,000	06/11/2003	2003-88	N/A	N/A
First National Bank in Brookings	12838			Brookings, SD	C&D	$0	01/17/2003	2003-1	06/10/2004	2004-77
First National Bank in Brookings	12838			Brookings, SD	REST	$6,000,000	01/17/2003	2003-1	06/10/2004	2004-77
First National Bank in Homer	11882			Homer, IL	C&D	$0	12/17/2003	2003-156	01/13/2005
First National Bank of Coffee County	22327		Johnson, Jeffery W.	Douglas, GA	CMP	$15,000	05/16/2003	2003-62	N/A	N/A
First National Bank of Gaylord	16477			Gaylord, MI	FA	$0	07/10/2003	2003-90	07/30/2004	2004-96
First National Bank of Lucedale	15850		Howell, Vernon E.	Lucedale, MS	REST	$1,500	02/04/2003	2003-179			AA-EC-02-01
First National Bank of Northern Kentucky	22439			Fort Mitchell, KY	C&D	$0	02/11/2003	2003-14	12/24/2003
First National Bank of Northern Kentucky	22439		Thomas, Richard M.	Fort Mitchell, KY	Prohibition	$0	11/24/2003	2003-140
First National Bank of Northern Kentucky	22439		Thomas, Richard M.	Fort Mitchell, KY	CMP	$10,000	11/24/2003	2003-140	N/A	N/A
First National Bank of Northern Kentucky	22439		Thomas, Richard M.	Fort Mitchell, KY	REST	$50,000	11/24/2003	2003-140
First National Bank of Osceola County	21730			Kissimmee, FL	FA	$0	01/13/2003	2003-4	06/19/2003	2003-96
First National Bank of Osceola County	21730		Davidson, Jackie	Kissimmee, FL	C&D	$0	01/23/2003	2003-10
First National Bank of Wiggins	16204			Wiggins, MS	C&D	$0	07/09/2003	2003-78	09/30/2006
First National Trust Company	24283		Cross, Nancy J.	Hermitage, PA	Prohibition	$0	04/28/2003	2003-56
First NB of Evant	12739			Evant, TX	FA	$0	08/27/2003	2003-174	04/14/2006	2006-57
First NB of Gilmer	5288			Gilmer, TX	FA	$0	05/21/2003	2003-173	04/26/2006	2006-58
Fleetboston Financial Corporation	500327		Benson, Timothy	Boston, MA	Prohibition	$0	09/22/2003	2003-119
Fleetboston Financial Corporation	500327		Benson, Timothy	Boston, MA	REST	$910	09/22/2003	2003-119
Forrest City Bank, National Association	23195			Forrest City, AR	FA	$0	08/05/2003	2003-102	02/16/2007	2007-046
Franklin National Bank	17055			Mt. Vernon, TX	FA	$0	01/23/2003	2003-175	07/23/2004
Gateway National Bank of St. Louis	15521			St. Louis, MO	FA	$0	06/20/2003	2003-104	12/05/2003
Gladewater National Bank	17290			Gladewater, TX	FA	$0	07/31/2003	2003-176	07/05/2006	2006-106
Grand Valley National Bank	18058		Boutilier, Vicki L.	Grand Junction, CO	Prohibition	$0	04/04/2003	2003-19
Grand Valley National Bank	18058		Boutilier, Vicki L.	Grand Junction, CO	C&D	$0	04/04/2003	2003-19			AA-EC-2003-09
Grand Valley National Bank	18058		Boutilier, Vicki L.	Grand Junction, CO	CMP	$10,000	04/04/2003	2003-19	N/A	N/A
Grand Valley National Bank	18058		Smith, James Earl	Grand Junction, CO	Prohibition	$0	04/04/2003	2003-20
Grand Valley National Bank	18058		Smith, James Earl	Grand Junction, CO	C&D	$0	04/04/2003	2003-20
Grand Valley National Bank	18058		Smith, James Earl	Grand Junction, CO	CMP	$20,000	04/04/2003	2003-20	N/A	N/A	AA-EC-2003-08
Guaranty National Bank of Tallahassee	21162			Tallahassee, FL	CMP	$25,000	07/10/2003	2003-81	N/A	N/A
Guaranty National Bank of Tallahassee	21162			Tallahassee, FL	C&D	$0	05/02/2003	2003-37	03/12/2004
Hamilton Bank, National Association	17675		Arbulu, Antonio	Miami, FL	C&D	$0	05/15/2003	2003-60
Hamilton Bank, National Association	17675		Arbulu, Antonio	Miami, FL	CMP	$10,000	05/15/2003	2003-60	N/A	N/A	AA-EC-02-25
Hamilton Bank, National Association	17675		Bernace, Carlos	Miami, FL	Prohibition	$0	10/31/2003	2003-122
Hamilton Bank, National Association	17675		Bernace, Carlos	Miami, FL	CMP	$40,000	10/31/2003	2003-122	N/A	N/A	AA-EC-02-21
Hamilton Bank, National Association	17675		Bernace, Carlos	Miami, FL	REST	$210,000	10/31/2003	2003-122
Hamilton Bank, National Association	17675		Cannon, Alina	Miami, FL	C&D	$0	04/24/2003	2003-41	04/20/2020	2020-026	AA-EA-2020-31
Hamilton Bank, National Association	17675		Lacayo, Ronald	Miami, FL	Prohibition	$0	05/15/2003	2003-52
Hamilton Bank, National Association	17675		Lacayo, Ronald	Miami, FL	CMP	$40,000	05/15/2003	2003-52	N/A	N/A	AA-EC-02-23
Hamilton Bank, National Association	17675		Masferrer, Eduardo	Miami, FL	Prohibition	$0	12/22/2003	2003-150
Hamilton Bank, National Association	17675		Masferrer, Eduardo	Miami, FL	CMP	$40,000	12/22/2003	2003-150	N/A	N/A
Hamilton Bank, National Association	17675		Masferrer, Eduardo	Miami, FL	REST	$960,000	12/22/2003	2003-150			AA-EC-02-20
Household Bank (SB), National Association	22675			Las Vegas, NV	FA	$0	03/25/2003	2003-17	12/15/2006	2006-171
Industrial Bank, National Association	22850			Oxon Hill, MD	FA	$0	04/21/2003	2003-33	12/13/2006	2006-170
Kennett National Bank	15155			Kennett, MO	FA	$0	10/09/2003	2003-171	12/08/2005	2005-184
Key Bank USA, National Association	22908		Marcano, Joey A.	Cleveland, OH	Prohibition	$0	10/09/2003	2003-127			AA-EC-02-28
Keybank National Association	14761		Rowe, Cynthia	Cleveland, OH	REST	$40,000	04/28/2003	2003-167			AA-EC-02-13
Keybank National Association	14761		Rowe, Cynthia	Cleveland, OH	Prohibition	$0	02/13/2003	2003-177			AA-EC-02-13
Keycorp	500059		Horne, Michelle V.	Cleveland, OH	Prohibition	$0	07/28/2003	2003-91
Keycorp	500059		Horne, Michelle V.	Cleveland, OH	REST	$5,400	07/28/2003	2003-91
Mellon Bank, N. A.	6301		Brown, Garfield C.	Pittsburgh, PA	REST	$15,000	11/06/2003	2003-178			AA-EC-03-11
Mellon Bank, N.A.	6301		Brown, Garfield C.	Pittsburgh, PA	Prohibition	$0	11/21/2003	2003-178			AA-EC-03-11
National Bank of Geneva, The	12450			Geneva, NY	FA	$0	09/04/2003	2003-115	12/20/2005
National Bank of The Great Lakes	22894			Elmhurst, IL	C&D	$0	04/11/2003	2003-38	12/31/2003
National Bank of The Great Lakes	22894	Saks Incorporated		Oak Brook, IL	C&D	$0	04/11/2003	2003-40
National City Bank	786			Cleveland, OH	CMP	$56,800	11/13/2003	2003-141	N/A	N/A
Native American Bank, National Association	21158			Browning, MT	FA	$0	04/15/2003	2003-49	03/08/2007	2007-032
Norwest Bank New Mexico, National Association	6187		Jessep, Markus A.	Albuquerque, NM	Prohibition	$0	01/06/2003	2003-9
Norwest Bank New Mexico, National Association	6187		Jessep, Markus A.	Albuquerque, NM	REST	$4,500	01/06/2003	2003-9
Pacific Western National Bank	17423		McIntyre-Kolpin, Melinda	Santa Monica, CA	Prohibition	$0	01/21/2003	2003-6
Pacific Western National Bank	17423		McIntyre-Kolpin, Melinda	Santa Monica, CA	CMP	$10,000	01/21/2003	2003-6	N/A	N/A
Peoples National Bank	21944			Paris, TX	C&D	$0	01/30/2003	2003-2	04/22/2004	2004-42
Peoples National Bank	21944			Paris, TX	CMP	$175,000	01/30/2003	2003-2	N/A	N/A	AA-EC-02-03
Peoples National Bank	21944	Advance America, Cash Advance Center, Inc.		Paris, TX	C&D	$0	01/29/2003	2003-3			AA-EC-03-01
Prairie National Bank	22942		Ott, Ronald H.	Belle Plaine, MN	Prohibition	$0	05/15/2003	2003-53
Prairie National Bank	22942		Ott, Ronald H.	Belle Plaine, MN	CMP	$25,000	05/15/2003	2003-53	N/A	N/A
Republic National Bank	23675		Dryer, Cathy A.	Houston, TX	C&D	$0	09/02/2003	2003-126
Riggs Bank National Association	5046			Mclean, VA	C&D	$0	07/16/2003	2003-79	05/13/2005	2005-62	AA-EC-04-54
Security State Bank, National Association	23867			Ore City, TX	FA	$0	05/01/2003	2003-48	02/25/2004	2004-41
Security Trust Company, National Association	24364			Phoenix, AZ	C&D	$0	12/30/2003	2003-168	03/31/2004		AA-EC-2003-33
Security Trust Company, National Association	24364			Phoenix, AZ	C&D	$0	11/24/2003	2003-138	03/31/2004		AA-EC-2003-32
Security Trust Company, National Association	24364			Phoenix, AZ	C&D	$0	10/29/2003	2003-136	03/31/2004		AA-EC-03-32
Security Trust Company, National Association	24364	Capital Management Investors Holdings, Inc.		Phoenix, AZ	C&D	$0	10/29/2003	2003-137			AA-EC-2003-32
Six Rivers National Bank	21925		McCarthy, Susan Diehl	Eureka, CA	Prohibition	$0	10/15/2003	2003-170			AA-EC-00-40
Six Rivers National Bank	21925		McCarthy, Susan Diehl	Eureka, CA	CMP	$20,000	09/02/2003	2003-169	N/A	N/A
Six Rivers National Bank	21925		McCarthy, Susan Diehl	Eureka, CA	REST	$232,000	09/02/2003	2003-169
Six Rivers National Bank	21925		Ulrich, Gene	Eureka, CA	Prohibition	$0	10/15/2003	2003-170
Six Rivers National Bank	21925		Ulrich, Gene	Eureka, CA	CMP	$35,000	09/02/2003	2003-169	N/A	N/A	AA-EC-00-40
Six Rivers National Bank	21925		Ulrich, Gene	Eureka, CA	REST	$232,000	09/02/2003	2003-169
Surety Bank, National Association	15187			Fort Worth, TX	FA	$0	02/18/2003	2003-12	06/22/2004	2004-65
Surety Bank, National Association	15187		Heinzelmann, Gerald M.	Fort Worth, TX	CMP	$16,000	04/01/2003	2003-24	N/A	N/A	AA-EC-02-05
Terre Haute First National Bank	47			Terre Haute, IN	CMP	$12,950	03/22/2003	2003-101	N/A	N/A
The Farmers and Merchants National Bank of Nashville	8221			Nashville, IL	FA	$0	01/23/2003	2003-5	03/09/2004	2004-30
The First National Bank of Cambridge	6506			Cambridge, NE	FA	$0	12/18/2003	2003-163	11/08/2005	2005-161
The First National Bank of Chatsworth	16487			Chatsworth, GA	FA	$0	04/28/2003	2003-47	10/20/2004	2004-130
The First National Bank of Deer River	9131			Deer River, MN	C&D	$0	06/23/2003	2003-68	03/15/2006	2006-54
The First National Bank of Keystone	10369		Lambert, Michael T.	Keystone, WV	FA	$0	05/21/2003	2003-46
The First National Bank of Keystone	10369	Kutak Rock LLP		Keystone, WV	FA	$0	05/21/2003	2003-45	07/20/2006	2006-169
The First National Bank of Littlefield	12824			Littlefield, TX	C&D	$0	01/29/2003	2003-15	07/08/2003
The First National Bank of Littlefield	12824		Lee, James T.	Littlefield, TX	CMP	$5,000	05/27/2003	2003-63	N/A	N/A
The First National Bank of Littlefield	12824		Lee, James T.	Littlefield, TX	C&D	$0	01/29/2003	2003-15
The First National Bank of Littlefield	12824		Lee, Jay H	Littlefield, TX	CMP	$2,500	05/27/2003	2003-64	N/A	N/A
The First National Bank of Marquette	8400			Marquette, NE	FA	$0	11/20/2003	2003-143	06/27/2006	2006-80
The First National Bank of O'Donnell	12831			O'Donnell, TX	C&D	$0	06/17/2003	2003-70	12/19/2003		AA-EC-2003-16
The First National Bank of O'Donnell	12831		Hogg, Nelson D.	O'Donnell, TX	Prohibition	$0	06/25/2003	2003-72
The First National Bank of Pandora	11343			Pandora, OH	FA	$0	06/23/2003	2003-73	03/15/2006	2006-39
The First National Bank of Paonia	6671			Paonia, CO	FA	$0	11/20/2003	2003-155	11/18/2004	2004-172
The First National Bank of Slippery Rock	6483			Slippery Rock, PA	CMP	$2,450	06/10/2003	2003-71	N/A	N/A
The Fremont National Bank and Trust Company	2848			Fremont, NE	CMP	$5,000	06/11/2003	2003-166	N/A	N/A
The Huntington National Bank of Florida	21058		Stillwell, Michael R.	Maitland, FL	Prohibition	$0	05/12/2003	2003-51
The Lake Bank, National Association	24048			Two Harbors, MN	C&D	$0	03/20/2003	2003-27	03/15/2004	2004-16
The National Bank of North East	9149			North East, PA	FA	$0	06/25/2003	2003-105	10/07/2005
The National Republic Bank of Chicago	14399			Chicago, IL	C&D	$0	07/02/2003	2003-69	03/22/2006	2006-24
The National State Bank of Metropolis	5254		Abell, Rick	Metropolis, IL	Prohibition	$0	03/31/2003	2003-23
The National State Bank of Metropolis	5254		Summers, Mary Rebecca	Metropolis, IL	C&D	$0	03/31/2003	2003-29
The National Union Bank of Kinderhook	929			Kinderhook, NY	FA	$0	10/09/2003	2003-123	08/10/2005	2005-124
The Park Avenue Bank, National Association	20962			New York, NY	C&D	$0	01/31/2003	2003-28	12/31/2003
The Shattuck National Bank	9987		Stuart, James Michael	Shattuck, OK	CMP	$3,000	12/22/2003	2003-152	N/A	N/A
The Somerville National Bank	9859			Somerville, OH	FA	$0	06/03/2003	2003-74	01/19/2005	2005-8
Union Bank of California, National Association	21541		Keshishyan, Lusin	San Francisco, CA	Prohibition	$0	04/21/2003	2003-165
Union Planters Corporation	500247		Rickman, Bobby W.	Memphis, TN	Prohibition	$0	05/28/2003	2003-54
United Arizona Bank, National Association	23969			Cave Creek, AZ	FA	$0	11/20/2003	2003-154	04/25/2005
Unity National Bank of Houston	21008			Houston, TX	FA	$0	10/02/2003	2003-124	08/27/2007	2007-120
Wachovia Bank, National Association	1559		Reed, Thomas K.	Winston-Salem, NC	Prohibition	$0	07/28/2003	2003-89
Wachovia Bank, National Association	1559		Reed, Thomas K.	Winston-Salem, NC	CMP	$7,000	07/28/2003	2003-89	N/A	N/A	AA-EC-03-06
Wachovia Corporation	500609		Lillie, Lawrence	Charlotte, NC	Prohibition	$0	06/18/2003	2003-75
Wells Fargo & Company	500017		Cruz, Vilma H.	San Francisco, CA	Prohibition	$0	04/28/2003	2003-50
Wells Fargo Bank, National Association	1741		Castillo, Arthur D.	San Francisco, CA	Prohibition	$0	07/08/2003	2003-92			AA-EC-03-15
Wells Fargo Bank, National Association	1741		Smith-Kirk, Wendi	San Francisco, CA	C&D	$0	12/12/2003	2003-157
Whitaker Bank, National Association	22246		Warfield, Wallace	Lexington, KY	C&D	$0	04/01/2003	2003-116
Whitaker Bank, National Association	22246		Warfield, Wallace	Lexington, KY	REST	See Order	04/01/2003	2003-116
Whitaker Bank, National Association	22246		Whitaker, Elmer	Lexington, KY	C&D	$0	04/01/2003	2003-117
Whitaker Bank, National Association	22246		Whitaker, Elmer	Lexington, KY	REST	See Order	04/01/2003	2003-117
Whitaker Bank, National Association	22246		Whitaker, Jack	Lexington, KY	C&D	$0	04/01/2003	2003-118
Whitaker Bank, National Association	22246		Whitaker, Jack	Lexington, KY	REST	See Order	04/01/2003	2003-118
Zions First National Bank	4341		Cartright, Penelope Joy	Salt Lake City, UT	C&D	$0	07/31/2003	2003-146

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January 2025 Update:

Enforcement actions issued since 2012 now have subject matters. Use advanced search to filter by “Subject Matter.”

Quick Links:

The OCC supervises the following entities and has the statutory authority to take enforcement actions against them:

National banks and their subsidiaries
Federally chartered savings associations and their subsidiaries
Federal branches and agencies of foreign banks
Institution-affiliated parties (IAPs), including:
- Officers, directors, and employees
- A bank's controlling stockholders, agents, and certain other individuals.

Notes:

The names of the banking organizations accessed through the Enforcement Action Search reflect the institutions' identities when the enforcement documents became final.
The orders do not necessarily reflect the current status of the regulatory action against the institution or the institution-affiliated party. You should use the Search function to determine if an order or notice has been modified or terminated.
Please reference OCC Bulletin 2023-16 and the related Policies and Procedures Manuals (PPMs) for additional information on enforcement actions against institution-affiliated parties (IAPs), national banks, federal savings associations, and federal branches and agencies of foreign banks.

Disclaimer:

1829 - Prohibition Notifications*: Prohibition Notifications prior to December 23, 2022, do not appear on these lists due to statutory changes to 12 USC § 1829 pursuant to the Fair Hiring in Banking Act.
Enforcement actions taken against federally chartered savings associations prior to July 21, 2011, are only available in the OTS Enforcement Order Archive (XLS). For information about the data fields used in this spreadsheet, refer to the OTS Enforcement Order Listing Definitions (PDF).
The Office of the Comptroller of the Currency expressly disclaims any responsibility for the acts of any individual or entity subject to an enforcement action, whether or not that individual or entity appears on these lists.
These lists are NOT guaranteed to be comprehensive.

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