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Aig Federal Savings Bank 714939   Wilmington, DE FA $0 06/07/2007
SA
 04/25/2012  
American National Bank 15435 Anzalone, Jono Omaha, NE C&D $0 12/03/2007 05/15/2015 AA-EC-07-15  
American National Bank 15435 Anzalone, Jono Omaha, NE CMP $7,500 12/03/2007 N/A N/A AA-EC-07-15  
American National Bank 15383 McKinsey, Shaun L. Denver, CO C&D $0 01/05/2007     AA-EC-2006-85  
American National Bank 15383 McKinsey, Shaun L. Denver, CO CMP $1,500 01/05/2007 N/A N/A AA-EC-2006-85  
ANB Financial National Association 22721   Bentonville, AR FA $0 06/25/2007 05/09/2008    
Armed Forces Bank of California, National Association 23946 Allen, Tate San Diego, CA Prohibition $0 09/04/2007     AA-EC-07-59  
Armed Forces Bank of California, National Association 23946 Charfauros, Jessica San Diego, CA Prohibition $0 11/19/2007     AA-EC-07-59  
Associated Bank, National Association 23695   Green Bay, WI CMP $125,000 11/19/2007 N/A N/A AA-EC-07-67  
Bank of America, National Association 13044 Diaz, Kelvin Charlotte, NC Prohibition $0 05/11/2007     AA-EC-06-118  
Bank of America, National Association 13044 Domingue, Penny R. Charlotte, NC Prohibition $0 05/03/2007     AA-EC-07-19  
Bank One, National Association 8 Grob, Maria Chicago, IL C&D $0 06/05/2007     AA-EC-06-17  
California National Bank 23543 Azaian, Sarkis Los Angeles, CA Prohibition $0 07/09/2007     AA-EC-07-41  
Capital One, National Association 13688 Williams, Laterrika Mclean, VA Prohibition $0 10/23/2007     AA-EC-07-60  
Citic Ka Wah Bank Limited 80039   Alhambra, CA FA $0 01/08/2007 12/11/2008  
Citic Ka Wah Bank Limited 80112   New York, NY FA $0 01/08/2007 12/11/2008  
Colonial Bank, National Association 24444 Carroll, Gina M. Montgomery, AL Prohibition $0 07/16/2007     AA-EC-07-43  
Commerce Bank, National Association 17094   Philadelphia, PA C&D $0 06/28/2007 05/31/2008   AA-EC-07-44  
Commerce Bank/Harrisburg National Association 22765   Lemoyne, PA FA $0 01/29/2007 11/07/2008    
Community National Bank 16929   North Branch, MN C&D $0 09/10/2007 12/17/2010   AA-EC-07-57  
Cornerbank, National Association 3218 Curry, Lance A. Winfield, KS Prohibition $0 08/10/2007     AA-EC-07-42  
Far East National Bank 16407   Los Angeles, CA CMP $1,000 08/29/2007 N/A N/A  
Fidelity National Bank 16516   Medford, WI FA $0 05/30/2007 06/19/2008  
First National Bank 14163   Goodland, KS FA $0 12/13/2007 06/23/2009  
First National Bank 8205 Johnson, Renea S. Julesburg, CO Prohibition $0 03/20/2007     AA-EC-06-117  
First National Bank 8205 Johnson, Renea S. Julesburg, CO CMP $10,000 03/20/2007 N/A N/A AA-EC-06-117  
First National Bank 21709 Moffat, David St. Marys, GA CMP $40,000 08/21/2007 N/A N/A AA-EC-07-25  
First National Bank in Homer 11882 Johnston, John R. Homer, IL Prohibition $0 02/08/2007     AA-EC-06-115  
First National Bank in Homer 11882 Johnston, John R. Homer, IL CMP $20,000 02/08/2007 N/A N/A AA-EC-06-115  
First National Bank of Lewellen 13423   Lewellen, NE FA $0 10/24/2007 03/26/2008  
First National Bank of Monahans 14623   Monahans, TX FA $0 08/22/2007 02/20/2009    
First National Bank of Shelby County 14590 Harrison, William T. Columbiana, AL Prohibition $0 11/29/2007     AA-EC-07-39  
First National Bank of Shelby County 14590 Harrison, William T. Columbiana, AL C&D $0 04/13/2007     AA-EC-06-25  
First National Bank of Shelby County 14590 Harrison, William T. Columbiana, AL CMP $150,000 04/13/2007 N/A N/A AA-EC-06-25  
First National Bank of Shelby County 14590 Justice, William R. Columbiana, AL Prohibition $0 10/18/2007     AA-EC-07-39  
First National Bank of Shelby County 14590 Justice, William R. Columbiana, AL C&D $0 10/18/2007     AA-EC-07-39  
First National Bank of Shelby County 14590 Justice, William R. Columbiana, AL CMP $25,000 10/18/2007 N/A N/A AA-EC-07-39  
First National Bank of Shelby County 14590 Phillips, Helen Harrison Columbiana, AL CMP $150,000 04/13/2007 N/A N/A AA-EC-06-25  
First National Bank of Shelby County 14590 Smith, Carol Harrison Columbiana, AL CMP $25,000 04/13/2007 N/A N/A AA-EC-06-25  
First National Bank of Wyoming 15409   Laramie, WY FA $0 09/25/2007 12/17/2009  
First Tennessee Bank National Association 336 Compton, JW Memphis, TN Prohibition $0 11/29/2007     AA-EC-07-75  
First Tennessee Bank National Association 336 Compton, JW Memphis, TN CMP $5,000 11/29/2007 N/A N/A AA-EC-07-75  
First Tennessee Bank National Association 336 Faccenda, Aileen Memphis, TN Prohibition $0 01/19/2007     AA-EC-06-72  
First Tennessee Bank National Association 336 Faccenda, Aileen Memphis, TN CMP $0 01/19/2007 N/A N/A AA-EC-06-72  
First Tennessee Bank National Association 336 Serratore, James Memphis, TN Prohibition $0 02/26/2007     AA-EC-06-71  
First Tennessee Bank National Association 336 Serratore, James Memphis, TN C&D $0 02/26/2007     AA-EC-06-71  
First Tennessee Bank National Association 336 Serratore, James Memphis, TN CMP $100,000 02/26/2007 N/A N/A AA-EC-06-71  
First Tennessee Bank National Association 336 Serratore, James Memphis, TN REST $460,374 02/26/2007     AA-EC-06-71  
First Tennessee Bank National Association 336 Taylor, Terry K. Memphis, TN C&D $0 12/20/2007     AA-EC-07-76  
First Tennessee Bank National Association 336 First Horizon Home Loan Corporation   Memphis, TN CMP $125,000 04/20/2007 N/A N/A AA-EC-07-16  
First United Bank, National Association 24575 Baltz, Stephen Englewood, CO CMP $5,000 01/31/2007 N/A N/A AA-WE-06-113  
Fleet National Bank 1338 Chukwuma, Oliver O. Providence, RI Prohibition $0 07/09/2007     AA-EC-07-55  
FSGBank, National Association 24425 Jackson, Perry C. Chattanooga, TN Prohibition $0 05/07/2007     AA-EC-07-20  
Hamilton Bank, National Association 17675 Jacobs, John M.R. Miami, FL Prohibition $0 01/19/2007     AA-EC-02-22  
Harleysville National Bank and Trust Company 9541 Bubel, Peter J. Harleysville, PA Prohibition $0 05/25/2007     AA-EC-07-40  
Harleysville National Bank and Trust Company 9541 Bubel, Peter J. Harleysville, PA CMP $40,000 05/25/2007 N/A N/A AA-EC-07-40  
Hiawatha National Bank 15698   Hager City, WI FA $0 04/23/2007 04/15/2009  
Intercredit Bank, National Association 18283   Miami, FL FA $0 04/26/2007 08/08/2011  
International Bank of Miami, National Association 15268   Coral Gables, FL CMP $250,000 02/12/2007 N/A N/A  
International Bank of Miami, National Association 15268 Farah, Edward Coral Gables, FL C&D $0 04/09/2007     AA-EC-07-08  
International Bank of Miami, National Association 15268 Farah, Edward Coral Gables, FL CMP $50,000 04/09/2007 N/A N/A AA-EC-07-08  
International Bank of Miami, National Association 15268 Moynahan, Stephen Coral Gables, FL C&D $0 03/26/2007     AA-EC-025  
International Bank of Miami, National Association 15268 Moynahan, Stephen Coral Gables, FL CMP $5,000 03/26/2007 N/A N/A AA-EC-025  
International Bank of Miami, National Association 15268 Quesada, Gustavo Coral Gables, FL C&D $0 04/09/2007     AA-EC-07-09  
International Bank of Miami, National Association 15268 Quesada, Gustavo Coral Gables, FL CMP $25,000 04/09/2007 N/A N/A AA-EC-07-09  
Keybank National Association 14761   Cleveland, OH CMP $27,750 07/27/2007 N/A N/A AA-EC-07-46  
Keybank National Association 14761 Verhotz, David F. Cleveland, OH Prohibition $0 04/20/2007     AA-EC-07-01  
Landmark Bank, National Association 23528 Burnett, Wesley D. Denison, TX Prohibition $0 01/08/2007     AA-EC-06-120  
Lasalle Bank MidWest National Association 16660   Troy, MI CMP $125,000 01/05/2007 N/A N/A AA-EC-06-122  
Lasalle Bank MidWest National Association 16660 Collins, John B. Troy, MI C&D $0 08/15/2007     AA-EC-07-36  
Lasalle Bank MidWest National Association 16660 Collins, John B. Troy, MI CMP $5,000 08/15/2007 N/A N/A AA-EC-07-36  
Lasalle Bank MidWest National Association 16660 Feskorn, Margaret S. Troy, MI C&D $0 08/15/2007 03/01/2016 AA-EC-07-35  
Lasalle Bank MidWest National Association 16660 Feskorn, Margaret S. Troy, MI CMP $5,000 08/15/2007 N/A N/A AA-EC-07-35  
Lasalle Bank MidWest National Association 16660 Hunter, Tracie B. Troy, MI C&D $0 08/15/2007     AA-EC-07-37  
Lasalle Bank MidWest National Association 16660 Hunter, Tracie B. Troy, MI CMP $5,000 08/15/2007 N/A N/A AA-EC-07-37  
Lasalle Bank MidWest National Association 16660 Johnson, Carl B. Troy, MI C&D $0 08/15/2007     AA-EC-07-34  
Lasalle Bank MidWest National Association 16660 Johnson, Carl B. Troy, MI CMP $5,000 08/15/2007 N/A N/A AA-EC-07-34  
Lasalle Bank MidWest National Association 16660 O'Toole, Donna J. Troy, MI C&D $0 09/12/2007     AA-EC-07-29  
Lasalle Bank MidWest National Association 16660 O'Toole, Donna J. Troy, MI CMP $10,000 09/12/2007 N/A N/A AA-EC-07-29  
Lasalle Bank MidWest National Association 16660 Prichard, David R. Troy, MI C&D $0 08/15/2007     AA-EC-07-38  
Lasalle Bank MidWest National Association 16660 Prichard, David R. Troy, MI CMP $5,000 08/15/2007 N/A N/A AA-EC-07-38  
Lasalle Bank MidWest National Association 16660 Schupbach, Dianne M. Troy, MI C&D $0 08/15/2007     AA-EC-07-33  
Lasalle Bank MidWest National Association 16660 Schupbach, Dianne M. Troy, MI CMP $10,000 08/15/2007 N/A N/A AA-EC-07-33  
Lasalle Bank MidWest National Association 16660 Wright, David A. Troy, MI C&D $0 08/15/2007     AA-EC-07-31  
Lasalle Bank MidWest National Association 16660 Wright, David A. Troy, MI CMP $10,000 08/15/2007 N/A N/A AA-EC-07-31  
Lasalle Bank MidWest National Association 16660 Yesh, Kathy A. Troy, MI C&D $0 12/03/2007     AA-EC-07-30  
Lasalle Bank MidWest National Association 16660 Yesh, Kathy A. Troy, MI CMP $7,500 12/03/2007 N/A N/A AA-EC-07-30  
Lasalle Bank National Association 14362   Chicago, IL CMP $79,524 01/05/2007 N/A N/A AA-EC-06-121  
Liberty National Bank 23516   Lawton, OK FA $0 12/27/2007 11/05/2009  
National City Bank 786 Navarro, Laila Cleveland, OH Prohibition $0 10/18/2007     AA-EC-07-61  
National City Bank 786 Navarro, Laila Cleveland, OH C&D $0 10/18/2007     AA-EC-07-61  
National City Bank 786 Navarro, Laila Cleveland, OH CMP $20,000 10/18/2007 N/A N/A AA-EC-07-61  
NBank, National Association 7431 Walton, Ronald Commerce, GA Prohibition $0 03/16/2007 06/25/2007   AA-EC-06-116  
Olmsted National Bank 22997   Rochester, MN FA $0 12/21/2007 12/18/2014  
Pacific Capital Bank, National Association 24319   Santa Barbara, CA CMP $26,845 08/21/2007 N/A N/A AA-EC-07-24  
PNC Bank, National Association 1316 Digangi, James Pittsburgh, PA Prohibition $0 05/09/2007      
Powell Valley National Bank 9924 Robinson, Brian L. Jonesville, VA Prohibition $0 05/24/2007     AA-EC-06-77  
Riverside National Bank of Florida 17437   Fort Pierce, FL CMP $18,100 04/25/2007 N/A N/A AA-SO-07-22  
Surety Bank, National Association 15187 Abrams, Richard N. Fort Worth, TX Prohibition $0 06/11/2007     AA-EC-06-114  
Surety Bank, National Association 15187 Abrams, Richard N. Fort Worth, TX CMP $15,000 06/11/2007 N/A N/A AA-EC-06-114  
TD Banknorth, National Association 24096 Gooding, Mariya A. Portland, ME Prohibition $0 04/04/2007     AA-EC-07-11  
Terrabank National Association 20157 Blandon, Roberto Miami, FL C&D $0 03/16/2007 09/03/2015 AA-EC-07-02  
Terrabank National Association 20157 Blandon, Roberto Miami, FL CMP $7,500 03/16/2007 N/A N/A AA-EC-07-02  
Terrabank National Association 20157 Gonzalez, Juan Miami, FL C&D $0 12/19/2007     AA-EC-07-03  
Terrabank National Association 20157 Gonzalez, Juan Miami, FL CMP $10,000 12/19/2007 N/A N/A AA-EC-07-03  
Terrabank National Association 20157 Martinez, Laudelina Miami, FL Prohibition $0 02/12/2007     AA-EC-07-05  
Terrabank National Association 20157 Martinez, Laudelina Miami, FL CMP $10,000 02/12/2007 N/A N/A AA-EC-07-05  
The Citizens National Bank of Somerset 11544   Somerset, KY FA $0 12/13/2007 01/15/2009  
The Community National Bank 17595   Franklin, OH FA $0 06/19/2007 10/19/2009  
The Farmers National Bank of Osborne 5834   Osborne, KS FA $0 03/28/2007 04/01/2009    
The Farmers National Bank of Osborne 5834 Bihlmaier, Cheryl Osborne, KS CMP $1,500 07/03/2007 N/A N/A AA-WE-07-52  
The Farmers National Bank of Osborne 5834 Bihlmaier, Gene Osborne, KS CMP $1,500 07/03/2007 N/A N/A AA-WE-07-50  
The Farmers National Bank of Osborne 5834 Bihlmaier, Steven Osborne, KS CMP $1,500 07/03/2007 N/A N/A AA-WE-07-51  
The Farmers National Bank of Osborne 5834 Koops, Donald Osborne, KS CMP $1,500 07/03/2007 N/A N/A AA-WE-07-54  
The Farmers National Bank of Osborne 5834 McReynolds, Jerry Osborne, KS CMP $1,500 07/03/2007 N/A N/A AA-WE-07-53  
The First National Bank 7379   Mulberry Grove, IL FA $0 10/23/2007 12/03/2008  
The First National Bank of Bellevue 2302 Luhring, Roger A. Bellevue, OH C&D $0 12/07/2007     AA-EC-07-45  
The First National Bank of Bellevue 2302 Luhring, Roger A. Bellevue, OH CMP $20,000 12/07/2007 N/A N/A AA-EC-07-45  
The First National Bank of Berlin 4620   Berlin, WI FA $0 04/24/2007 03/30/2009  
The First National Bank of Buhl 11622 Hemphill, Terri Buhl, MN Prohibition $0 11/13/2007     AA-EC-07-69  
The First National Bank of Buhl 11622 Hemphill, Terri Buhl, MN REST $2,100 11/13/2007     AA-EC-07-69  
The First National Bank of Buhl 11622 Violette, LuAnn Buhl, MN Prohibition $0 05/07/2007     AA-EC-06-55  
The First National Bank of Buhl 11622 Violette, LuAnn Buhl, MN CMP $5,000 05/07/2007 N/A N/A AA-EC-06-55  
The First National Bank of Columbia 6769 Corbin, Barry L. Columbia, KY Prohibition $0 01/03/2007     AA-EC-06-97  
The First National Bank of Columbia 6769 Corbin, Barry L. Columbia, KY CMP $25,000 01/03/2007 N/A N/A AA-EC-06-97  
The First National Bank of Columbia 6769 Corbin, Barry L. Columbia, KY REST $100,000 01/03/2007     AA-EC-06-97  
The First National Bank of Columbia 6769 Shelley, Carla Columbia, KY C&D $0 10/12/2007     AA-EC-07-56  
The First National Bank of Fremont 10718 Christlieb, Thomas Fremont, IN Prohibition $0 01/29/2007     AA-EC-06-48  
The First National Bank of Fremont 10718 Christlieb, Thomas Fremont, IN CMP $3,000 01/29/2007 N/A N/A AA-EC-06-48  
The First National Bank of Fremont 10718 McNaughton, Earlford Foy Fremont, IN Prohibition $0 02/15/2007     AA-EC-06-50  
The First National Bank of Fremont 10718 McNaughton, Earlford Foy Fremont, IN CMP $15,000 02/15/2007 N/A N/A AA-EC-06-50  
The First National Bank of Fremont 10718 Schimmele, David Fremont, IN CMP $150,000 12/06/2007 N/A N/A AA-EC-06-53  
The First National Bank of Fremont 10718 Walter, Ted Fremont, IN Prohibition $0 12/20/2007     AA-EC-06-54  
The First National Bank of Fremont 10718 Walter, Ted Fremont, IN CMP $20,000 12/20/2007 N/A N/A AA-EC-06-54  
The First National Bank of Germantown 86 Achtermann, Marvin D. Germantown, OH C&D $0 04/04/2007     AA-EC-06-64  
The First National Bank of Germantown 86 Achtermann, Marvin D. Germantown, OH CMP $15,000 04/04/2007 N/A N/A AA-EC-06-64  
The First National Bank of Germantown 86 Scarberry, Kermit Blane Germantown, OH C&D $0 01/17/2007     AA-EC-06-63  
The First National Bank of Germantown 86 Scarberry, Kermit Blane Germantown, OH CMP $10,000 01/17/2007 N/A N/A AA-EC-06-63  
The First National Bank of Lindsay 6171   Lindsay, OK C&D $0 07/19/2007 02/19/2009 AA-EC-07-13  
The First National Bank of Lindsay 6171 Murray, E. Ray Lindsay, OK Prohibition $0 04/10/2007     AA-EC-07-12  
The First National Bank of Paonia 6671 Curry, Lance A. Paonia, CO Prohibition $0 08/10/2007     AA-EC-07-42  
The First National Bank of St. Ignace 3886   St. Ignace, MI FA $0 09/11/2007 07/15/2009  
The First National Bank of Stratton 11197   Stratton, CO C&D $0 04/25/2007 03/14/2008   AA-WE-07-14  
The Granville National Bank 14035   Granville, IL C&D $0 10/10/2007 01/06/2010  
The Lancaster National Bank 2600   Lancaster, NH FA $0 06/13/2007 07/12/2008    
The National Bank of Vernon 1264 Gilbert, Jeffery S. Vernon, NY CMP $5,000 08/20/2007 N/A N/A AA-NE-07-62  
Thomasville National Bank 22883   Thomasville, GA CMP $500 05/18/2007 N/A N/A AA-SO-07-XX  
U.S. Bank National Association 24 Cobb, Theresa Cincinnati, OH Prohibition $0 02/12/2007     AA-EC-06-61  
U.S. Bank National Association 24 Cobb, Theresa Cincinnati, OH REST $3,000 02/12/2007     AA-EC-06-61  
Union Bank of California, National Association 21541   San Francisco, CA C&D $0 09/14/2007 09/25/2008 AA-EC-07-58  
Union Bank of California, National Association 21541   San Francisco, CA CMP $10,000,000 09/14/2007 N/A N/A AA-EC-07-58  
Union Bank of California, National Association 21541 Davis, Clarence San Francisco, CA Prohibition $0 05/31/2007     AA-EC-06-66  
United Bank For Africa PLC 80082   New York, NY CMP $500,000 05/02/2007 N/A N/A AA-EC-07-23  
United Bank For Africa PLC 80082   New York, NY C&D $0 01/18/2007 02/29/2008  
Valley National Bank 15790 Chukwuma, Oliver O. Passaic, NJ Prohibition $0 07/09/2007     AA-EC-07-55  
Wachovia Bank, National Association 1 Dulaney, Isaac Demarcus Charlotte, NC Prohibition $0 09/28/2007     AA-EC-07-66  
Wachovia Bank, National Association 1 Frierson, Myron Charlotte, NC Prohibition $0 04/17/2007     AA-EC-06-119  
Wachovia Bank, National Association 1 Williams, Maurice Charlotte, NC Prohibition $0 01/08/2007     AA-EC-06-44  
Wachovia Bank, National Association 1 Williams, Oral R. Charlotte, NC Prohibition $0 11/19/2007     AA-EC-07-65  
Webster Bank, National Association 24469   Waterbury, CT CMP $125,000 01/16/2007 N/A N/A AA-EC-06-104  
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January 2025 Update:

Enforcement actions issued since 2012 now have subject matters. Use advanced search to filter by “Subject Matter.”

Quick Links:

The OCC supervises the following entities and has the statutory authority to take enforcement actions against them:

  • National banks and their subsidiaries
  • Federally chartered savings associations and their subsidiaries
  • Federal branches and agencies of foreign banks
  • Institution-affiliated parties (IAPs), including:
    • Officers, directors, and employees
    • A bank's controlling stockholders, agents, and certain other individuals.

Notes:

  • The names of the banking organizations accessed through the Enforcement Action Search reflect the institutions' identities when the enforcement documents became final.
  • The orders do not necessarily reflect the current status of the regulatory action against the institution or the institution-affiliated party. You should use the Search function to determine if an order or notice has been modified or terminated.
  • Please reference OCC Bulletin 2023-16 and the related Policies and Procedures Manuals (PPMs) for additional information on enforcement actions against institution-affiliated parties (IAPs), national banks, federal savings associations, and federal branches and agencies of foreign banks.

Disclaimer:

  • 1829 - Prohibition Notifications*: Prohibition Notifications prior to December 23, 2022, do not appear on these lists due to statutory changes to 12 USC § 1829 pursuant to the Fair Hiring in Banking Act.
  • Enforcement actions taken against federally chartered savings associations prior to July 21, 2011, are only available in the OTS Enforcement Order Archive (XLS). For information about the data fields used in this spreadsheet, refer to the OTS Enforcement Order Listing Definitions (PDF).
  • The Office of the Comptroller of the Currency expressly disclaims any responsibility for the acts of any individual or entity subject to an enforcement action, whether or not that individual or entity appears on these lists.
  • These lists are NOT guaranteed to be comprehensive.