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Amcore Bank, National Association 13652   Rockford, IL FA $0 05/15/2008 04/23/2010    
American National Bank 15383 Marvin, Kevin Denver, CO CMP $9,000 02/21/2008 N/A N/A AA-EC-06-85  
American National Bank 15383 Stevenson, Robert Denver, CO CMP $4,000 02/21/2008 N/A N/A AA-EC-06-86  
Armed Forces Bank, National Association 8796 Lichosik, Carrie A. Ft. Leavenworth, KS Prohibition $0 01/07/2008     AA-EC-07-73  
Bank of America, National Association 13044 Campbell, Douglas L. Charlotte, NC Prohibition $0 03/18/2008     AA-EC-07-77  
Bank of America, National Association 13044 Campbell, Douglas L. Charlotte, NC CMP $25,000 03/18/2008 N/A N/A AA-EC-07-77  
Bank of America, National Association 13044 Jones, Walter Charlotte, NC Prohibition $0 06/06/2008     AA-EC-08-25  
Bank of America, National Association 13044 Saephan, Liu H. Charlotte, NC Prohibition $0 07/16/2008     AA-EC-08-26  
Bank of Anderson, National Association 23656   Anderson, SC FA $0 10/15/2008 04/24/2012    
Beach First National Bank 22995   Myrtle Beach, SC FA $0 09/30/2008 11/04/2009  
Border Capital Bank, National Association 18068   McAllen, TX FA $0 06/26/2008 06/23/2011  
California National Bank 23543 Eisenberg, David S. Los Angeles, CA Prohibition $0 10/20/2008     AA-EC-07-68  
California National Bank 23543 Eisenberg, David S. Los Angeles, CA CMP $10,000 10/20/2008 N/A N/A AA-EC-07-68  
Canon National Bank 16392   Canon City, CO FA $0 05/19/2008 12/01/2009  
Canyon National Bank 23561   Palm Springs, CA FA $0 09/15/2008 02/11/2011    
Charter West National Bank 18601   West Point, NE FA $0 10/03/2008 07/12/2010  
Colonial Bank, National Association 24444 Woodham, Joy E. Montgomery, AL Prohibition $0 09/11/2008      
Colorado National Bank 15170   Colorado Springs, CO C&D $0 09/03/2008 03/20/2009    
Commerce Bank, National Association 17094 Diamante, Anthony Philadelphia, PA Prohibition $0 09/12/2008     AA-EC-07-49  
Commerce Bank, National Association 17094 Hill, Vernon W. Philadelphia, PA C&D $0 11/17/2008     AA-EC-08-64  
Commerce Bank, National Association 17094 Hill, Vernon W. Philadelphia, PA REST $4,000,000 11/17/2008     AA-EC-08-64  
Commerce Bank, National Association 17094 Levajac, Zoran Philadelphia, PA Prohibition $0 03/31/2008     AA-EC-07-47  
Commerce Bank, National Association 17094 Lovelace, Kathleen Philadelphia, PA Prohibition $0 04/23/2008     AA-EC-07-48  
Commerce Bank/Harrisburg National Association 22765   Lemoyne, PA C&D $0 02/05/2008 11/07/2008   AA-EC-08-03  
Community National Bank 16929   North Branch, MN PCAD $0 06/19/2008 12/17/2010    
Community National Bank 23351   Waterloo, IA FA $0 03/11/2008 01/26/2010  
Community National Bank of Sarasota County 21390   Venice, FL FA $0 03/17/2008 08/07/2009    
Community State Bank, National Association 24403   Ankeny, IA FA $0 07/30/2008 10/31/2013  
Cornerbank, National Association 3218   Winfield, KS FA $0 07/01/2008 05/11/2011  
Crown Bank, National Association 23071   Ocean City, NJ CMP $7,500 02/19/2008 N/A N/A AA-NE-07-26  
Cumberland Valley National Bank & Trust Company 10254   East Bernstadt, KY FA $0 11/14/2008 07/29/2009  
Delta Bank, National Association 16154   Manteca, CA C&D $0 10/14/2008 11/18/2016    
Douglass National Bank 23180 Johnson, Lester Kansas City, MO C&D $0 08/14/2008     AA-EC-08-44  
Douglass National Bank 23180 McMinn, Mark S. Kansas City, MO Prohibition $0 09/17/2008     AA-EC-08-55  
Douglass National Bank 23180 McMinn, Mark S. Kansas City, MO CMP $5,000 09/17/2008 N/A N/A AA-EC-08-55  
Eastern National Bank 15748   Miami, FL CMP $200,000 10/24/2008 N/A N/A AA-EC-08-53  
Eastern National Bank 15748   Miami, FL CMP $16,000 10/17/2008 N/A N/A AA-EC-08-54  
Eastern National Bank 15748   Miami, FL C&D $0 06/04/2008 08/30/2010  
Farmers Bank & Trust, National Association 17464   Great Bend, KS FA $0 09/11/2008 08/22/2012  
First Citizens Bank of Polson, National Association 24670   Polson, MT FA $0 09/17/2008 11/09/2010  
First Heritage Bank, National Association 24574   Newport Beach, CA C&D $0 06/04/2008 07/25/2008   AA-WE-08-34  
First Integrity Bank, National Association 23524   Staples, MN C&D $0 01/31/2008 05/30/2008   AA-EC-08-01  
First National Bank 11968   Hays, KS FA $0 09/10/2008 01/28/2010  
First National Bank 7647   Chisholm, MN FA $0 07/09/2008 07/23/2009  
First National Bank & Trust Company in Larned 7125   Larned, KS FA $0 04/17/2008 09/10/2010    
First National Bank and Trust 10890   Barron, WI FA $0 08/04/2008 08/01/2011
2011-146
  
First National Bank and Trust 14775 Morrow, Cheree A. Fort Walton Beach, FL Prohibition $0 09/11/2008     AA-EC-08-49  
First National Bank and Trust Company 10265   Powell, WY C&D $0 09/03/2008 09/08/2010 AA-WE-08-59  
First National Bank and Trust Company 8953 Lyerly, Susan Ann Asheboro, NC Prohibition $0 05/09/2008     AA-SO-08-08  
First National Bank in Howell 14144   Howell, MI FA $0 10/23/2008 10/27/2009  
First National Bank MidWest 24267   Oskaloosa, IA FA $0 07/28/2008 09/05/2012  
First National Bank of Arizona 24189   Scottsdale, AZ C&D $0 06/04/2008 07/03/2008 AA-WE-08-32  
First National Bank of Baldwin County 24220   Foley, AL FA $0 09/18/2008 12/28/2009  
First National Bank of Brookfield 14993   Brookfield, IL FA $0 09/11/2008 12/09/2010  
First National Bank of Crestview 14766   Crestview, FL FA $0 12/19/2008 04/16/2010  
First National Bank of Georgia 14599   Carrollton, GA FA $0 11/12/2008 01/29/2010    
First National Bank of Griffin 15572   Griffin, GA FA $0 10/14/2008 11/10/2009  
First National Bank of Kansas 22644   Overland Park, KS C&D $0 08/08/2008 03/25/2010 AA-WE-08-61  
First National Bank of Monahans 14623   Monahans, TX CMP $2,800 05/23/2008 N/A N/A AA-SO-08-17  
First National Bank of Muhlenberg County, Kentucky 8229 Ray, Jeffrey S. Central City, KY C&D $0 07/09/2008     AA-EC-08-37  
First National Bank of Muhlenberg County, Kentucky 8229 Ray, Jeffrey S. Central City, KY CMP $10,000 07/09/2008 N/A N/A AA-EC-08-37  
First National Bank of Nevada 18667   Reno, NV C&D $0 06/04/2008 07/25/2008   AA-WE-08-33  
First National Bank of Omaha 209 Kirkpatrick, Wendie J. Omaha, NE Prohibition $0 10/02/2008     AA-EC-08-62  
First National Bank of Platteville 4650   Platteville, WI FA $0 11/25/2008 03/02/2011  
First National Bank of The Rockies 7435   Grand Junction, CO FA $0 03/06/2008 11/06/2009  
First National Bank USA 16473   Boutte, LA FA $0 05/21/2008 08/13/2010  
First Security National Bank 18584   Norcross, GA C&D $0 11/18/2008 12/04/2009    
First Suburban National Bank 14470   Maywood, IL FA $0 10/27/2008 10/22/2010    
First Tennessee Bank National Association 336 Buendia, Nichole K. Memphis, TN C&D $0 07/29/2008     AA-EC-08-29  
Flagship National Bank 23764   Bradenton, FL FA $0 11/20/2008 10/23/2009    
Granite Community Bank, National Association 24289   Granite Bay, CA FA $0 07/21/2008 05/28/2010    
Grundy National Bank 15247 Lester, Jeffery Grundy, VA Prohibition $0 07/29/2008      
Heritage Bank, National Association 15401   Spicer, MN FA $0 10/09/2008 06/14/2011  
Heritage Bank, National Association 24681   Phoenix, AZ FA $0 09/29/2008 06/07/2012  
Home National Bank 13891   Blackwell, OK FA $0 06/18/2008 07/09/2010    
Hometown Bank, National Association 23603   Carthage, MO C&D $0 12/18/2008 06/08/2018    
Intercredit Bank, National Association 18283   Miami, FL C&D $0 09/09/2008 06/06/2011  
Intercredit Bank, National Association 18283   Miami, FL CMP $8,400 06/18/2008 N/A N/A AA-SO-08-35  
JPMorgan Chase Bank, National Association 8 Flenar, Loretta S. Columbus, OH Prohibition $0 10/24/2008     AA-EC-08-63  
Keybank National Association 14761 Smith, Seyria T. Cleveland, OH Prohibition $0 08/20/2008     AA-EC-08-02  
Keybank National Association 14761 Smith, Seyria T. Cleveland, OH REST $9,000 08/20/2008     AA-EC-08-02  
Landmark Community Bank, National Association 23193   Isanti, MN FA $0 06/26/2008 11/21/2013  
Lasalle Bank MidWest National Association 16660 Edwards, Keith Troy, MI C&D $0 03/14/2008     AA-EC-07-32  
Lasalle Bank MidWest National Association 16660 Edwards, Keith Troy, MI CMP $7,500 03/14/2008 N/A N/A AA-EC-07-32  
Legacy National Bank 24573   Springdale, AR FA $0 04/24/2008 03/21/2013  
Liberty National Bank 23516   Lawton, OK CMP $2,925 03/25/2008 N/A N/A  
Los Angeles National Bank 16240 Contreras, Madai Buena Park, CA Prohibition $0 09/12/2008     AA-EC-08-60  
Marathon National Bank of New York 21686   Astoria, NY FA $0 05/22/2008 07/15/2011  
Metropolitan National Bank 15836   Little Rock, AR FA $0 05/22/2008 03/21/2012  
Millennium Bank, National Association 23828   Reston, VA FA $0 01/24/2008 04/15/2013  
Mission Oaks National Bank 24034   Temecula, CA FA $0 12/18/2008 05/11/2010  
National Bank of Kansas City 23748   Overland Park, KS FA $0 05/20/2008 11/26/2012  
National City Bank 786 Vazquez, Norma Cleveland, OH Prohibition $0 03/07/2008     AA-EC-07-21  
Native American Bank, National Association 21158   Denver, CO FA $0 08/18/2008 05/18/2016  
Northern Trust, National Association 17487   Miami, FL CMP $125,000 07/02/2008 N/A N/A AA-EC-08-40  
Northland National Bank 21071   Gladstone, MO C&D $0 06/06/2008 08/22/2011  
Ocala National Bank 20613   Ocala, FL C&D $0 02/14/2008 01/30/2009    
Old National Bank 8846   Evansville, IN CMP $56,000 09/17/2008 N/A N/A AA-EC-08-48  
Omni National Bank 16560   Atlanta, GA C&D $0 10/07/2008 03/27/2009   AA-EC-08-72  
Palm Desert National Bank 17121   Palm Desert, CA FA $0 10/09/2008 01/05/2010  
Paragon National Bank 24538   Memphis, TN FA $0 09/12/2008 08/14/2013  
Rabobank, National Association 24583   El Centro, CA FA $0 01/23/2008 09/11/2009  
Republic Federal Bank National Association 16776   Miami, FL FA $0 06/24/2008 12/11/2009    
Riverside National Bank of Florida 17437   Fort Pierce, FL FA $0 10/28/2008 11/10/2009  
Seacoast National Bank 14838   Stuart, FL FA $0 12/16/2008 09/19/2013  
Seaway National Bank of Chicago 15459 Abrams, Richard Chicago, IL CMP $7,500 07/14/2008 N/A N/A AA-EC-08-36  
Security Bank National Association 16870   North Lauderdale, FL FA $0 04/03/2008 05/19/2010  
Standing Stone National Bank 21603   Lancaster, OH FA $0 06/10/2008 05/12/2010  
Surety Bank, National Association 15187 Barclay, James Blair Fort Worth, TX Prohibition $0 01/08/2008     AA-EC-07-17  
Surety Bank, National Association 15187 Barclay, James Blair Fort Worth, TX CMP $2,500 01/08/2008 N/A N/A AA-EC-07-17  
T Bank, National Association 24467   Dallas, TX C&D $0 07/09/2008 04/15/2010  
Teambank, National Association 3350   Paola, KS C&D $0 09/02/2008 03/20/2009    
Terrabank National Association 20157 Zaldivar, Myriam Miami, FL Prohibition $0 04/25/2008     AA-EC-07-04  
Terrabank National Association 20157 Zaldivar, Myriam Miami, FL CMP $7,500 04/25/2008 N/A N/A AA-EC-07-04  
Texas National Bank 11879   Mercedes, TX FA $0 01/08/2008 10/26/2011  
Texas Republic Bank, National Association 12308   Frisco, TX FA $0 08/14/2008 11/05/2012  
The Adams National Bank 16720   Washington, DC FA $0 10/01/2008 04/09/2011    
The American National Bank of Beaver Dam 4602   Beaver Dam, WI FA $0 06/12/2008 05/23/2011  
The First Liberty National Bank 12850 Burleson, Melani Liberty, TX Prohibition $0 12/18/2008     AA-EC-07-18  
The First National Bank 7379 Smith, Preston G. Mulberry Grove, IL CMP $15,000 07/07/2008 N/A N/A AA-CE-08-41  
The First National Bank in Tremont 13579   Tremont, IL FA $0 12/16/2008 04/05/2013  
The First National Bank of Anthony 3385   Anthony, KS C&D $0 11/20/2008 06/19/2009   AA-EC-08-71  
The First National Bank of Berlin 4620   Berlin, WI FA $0 03/17/2008 03/30/2009  
The First National Bank of Buffalo 3299   Buffalo, WY FA $0 08/25/2008 12/21/2011  
The First National Bank of Farragut 6700   Shenandoah, IA FA $0 07/25/2008 01/25/2011  
The First National Bank of Fremont 10718 McNaughton, Earl Ford Fremont, IN Prohibition $0 04/22/2008     AA-EC-06-49  
The First National Bank of Fremont 10718 McNaughton, Earl Ford Fremont, IN CMP $250,000 04/22/2008 N/A N/A AA-EC-06-49  
The First National Bank of Fremont 10718 Schimmele, David Fremont, IN Prohibition $0 02/11/2008     AA-EC-06-53  
The First National Bank of Layton 7685   Layton, UT FA $0 08/13/2008 12/12/2013  
The First National Bank of Logan 6771   Logan, IA C&D $0 07/02/2008 03/25/2009 AA-WE-08-45  
The First National Bank of Manchester 7605   Manchester, KY FA $0 05/28/2008 03/18/2009  
The First National Bank of Olathe 3720   Olathe, KS FA $0 09/25/2008 01/21/2010  
The First National Bank of Trenton 5737   Trenton, TX FA $0 07/10/2008 10/18/2010  
The First National Bank of Valentine 6378   Valentine, NE C&D $0 12/01/2008 02/01/2010   AA-WE-08-46  
The First National Bank of Wayne 3392   Wayne, NE FA $0 10/16/2008 12/20/2010  
The Fulton County National Bank and Trust Company 13765 Bookheimer, Clyde H. McConnellsburg, PA Prohibition $0 06/10/2008     AA-EC-08-15  
The Fulton County National Bank and Trust Company 13765 Bookheimer, Clyde H. McConnellsburg, PA CMP $10,000 06/10/2008 N/A N/A AA-EC-08-15  
The Granville National Bank 14035 Carlson, Phillip C. Granville, IL CMP $7,000 07/09/2008 N/A N/A AA-EC-08-19  
The Granville National Bank 14035 Helmig, Carolyn M. Granville, IL CMP $5,000 07/09/2008 N/A N/A AA-EC-08-20  
The Granville National Bank 14035 Helmig, Charles W. Granville, IL C&D $0 07/09/2008     AA-EC-08-21  
The Granville National Bank 14035 Helmig, Charles W. Granville, IL CMP $15,000 07/09/2008 N/A N/A AA-EC-08-21  
The Granville National Bank 14035 Holly, David C. Granville, IL CMP $5,000 07/09/2008 N/A N/A AA-EC-08-22  
The Granville National Bank 14035 Mennie, Hubert J. Granville, IL CMP $5,000 07/09/2008 N/A N/A AA-EC-08-23  
The Granville National Bank 14035 Wujek, Daniel J. Granville, IL CMP $7,000 07/09/2008 N/A N/A AA-EC-08-24  
The Lemont National Bank 11715 Culbertson, Elizabeth M. Lemont, IL Prohibition $0 05/29/2008     AA-EC-07-80  
The Lincoln National Bank of Hodgenville 13479 Brackett, Dara B. Hodgenville, KY Prohibition $0 06/11/2008     AA-EC-08-14  
The Milford National Bank and Trust Company 866   Milford, MA FA $0 10/29/2008 10/13/2010  
The Morris County National Bank of Naples 7194   Naples, TX FA $0 04/15/2008 03/25/2009  
The National Bank of Malvern 3147   Malvern, PA FA $0 09/30/2008 01/08/2013  
The Upstate National Bank 12018   Lisbon, NY C&D $0 06/24/2008 02/12/2009  
Tomatobank, National Association 23999   Diamond Bar, CA C&D $0 11/19/2008 11/04/2013  
Union Bank, National Association 23330   Gilbert, AZ C&D $0 08/14/2008 08/14/2009    
Union Planters Bank, National Association 13349 Thornhill, Cheryl Memphis, TN C&D $0 12/18/2008     AA-EC-08-10  
United Bank For Africa PLC 80082   New York, NY CMP $15,000,000 04/22/2008 N/A N/A AA-EC-08-11  
United Bank For Africa PLC 80082   New York, NY C&D $0 02/29/2008 07/28/2016 AA-EC-08-07  
United Banks, National Association 15091   Absarokee, MT FA $0 03/07/2008 07/21/2011  
Valley Capital Bank, National Association 24666   Mesa, AZ C&D $0 10/16/2008 12/11/2009    
Vineyard Bank, National Association 24650   Rancho Cucamonga, CA C&D $0 07/22/2008 07/17/2009    
Wachovia Bank, National Association 1   Charlotte, NC FA $0 12/08/2008 03/20/2010   AA-EC-08-80  
Wachovia Bank, National Association 1   Charlotte, NC CMP $10,000,000 04/24/2008 N/A N/A AA-EC-08-13  
Wachovia Bank, National Association 1   Charlotte, NC FA $0 04/24/2008 03/20/2010   AA-EC-08-12  
Wachovia Bank, National Association 1 McCabe, Brian Charlotte, NC Prohibition $0 04/07/2008     AA-EC-08-05  
Wells Fargo Bank, National Association 1741 Bullock, Yeshua C. Sioux Falls, SD Prohibition $0 10/20/2008     AA-EC-08-50  
Wells Fargo Bank, National Association 1741 Edwards, Yumiko Sioux Falls, SD Prohibition $0 11/04/2008     AA-EC-08-73  
Wells Fargo Bank, National Association 1741 Novak, Erin L. Sioux Falls, SD C&D $0 08/13/2008     AA-EC-08-51  
Wells Fargo Bank, National Association 1741 Vazquez, Norma Sioux Falls, SD Prohibition $0 03/07/2008     AA-EC-07-21  
West Texas National Bank 24185   Midland, TX CMP $3,600 01/07/2008 N/A N/A AA-SO-07-81  
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January 2025 Update:

Enforcement actions issued since 2012 now have subject matters. Use advanced search to filter by “Subject Matter.”

Quick Links:

The OCC supervises the following entities and has the statutory authority to take enforcement actions against them:

  • National banks and their subsidiaries
  • Federally chartered savings associations and their subsidiaries
  • Federal branches and agencies of foreign banks
  • Institution-affiliated parties (IAPs), including:
    • Officers, directors, and employees
    • A bank's controlling stockholders, agents, and certain other individuals.

Notes:

  • The names of the banking organizations accessed through the Enforcement Action Search reflect the institutions' identities when the enforcement documents became final.
  • The orders do not necessarily reflect the current status of the regulatory action against the institution or the institution-affiliated party. You should use the Search function to determine if an order or notice has been modified or terminated.
  • Please reference OCC Bulletin 2023-16 and the related Policies and Procedures Manuals (PPMs) for additional information on enforcement actions against institution-affiliated parties (IAPs), national banks, federal savings associations, and federal branches and agencies of foreign banks.

Disclaimer:

  • 1829 - Prohibition Notifications*: Prohibition Notifications prior to December 23, 2022, do not appear on these lists due to statutory changes to 12 USC § 1829 pursuant to the Fair Hiring in Banking Act.
  • Enforcement actions taken against federally chartered savings associations prior to July 21, 2011, are only available in the OTS Enforcement Order Archive (XLS). For information about the data fields used in this spreadsheet, refer to the OTS Enforcement Order Listing Definitions (PDF).
  • The Office of the Comptroller of the Currency expressly disclaims any responsibility for the acts of any individual or entity subject to an enforcement action, whether or not that individual or entity appears on these lists.
  • These lists are NOT guaranteed to be comprehensive.