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1st National Bank 8709   Lebanon, OH CMP $1,000 08/18/2009 N/A N/A AA-EC-09-51  
Alabama Trust Bank, National Association 23896   Sylacauga, AL FA $0 06/05/2009 12/17/2010  
Albany Bank & Trust, National Association 23752 Fox, Mark E. Albany, GA C&D $0 09/10/2009     AA-EC-08-26  
Albany Bank & Trust, National Association 23752 Fox, Mark E. Albany, GA CMP $7,500 09/10/2009 N/A N/A AA-EC-08-26  
Albany Bank & Trust, National Association 23752 Marbury, Lovic J. Albany, GA C&D $0 06/25/2009     AA-EC-09-27  
Amcore Bank, National Association 13652   Rockford, IL C&D $0 06/25/2009 04/23/2010   AA-EC-09-46  
American Bank and Trust Company, National Association 24369   Davenport, IA FA $0 08/17/2009 03/24/2014  
American National Bank 15109   Parma, OH C&D $0 09/22/2009 03/19/2010   AA-CE-09-75  
Anchorbank,fsb 704474   Madison, WI C&D $0 06/26/2009
CN 09-17
 04/02/2014  
Bank of America, National Association 13044 Gurganus, William Ashley Charlotte, NC C&D $0 06/15/2009      
Bank of America, National Association 13044 Hamlin, Loren F. Charlotte, NC Prohibition $0 09/10/2009     AA-EC-09-32  
Bank of America, National Association 13044 Hamlin, Loren F. Charlotte, NC CMP $20,000 09/10/2009 N/A N/A AA-EC-09-32  
Bank of America, National Association 13044 Orantes, Justine Charlotte, NC Prohibition $0 12/10/2009     AA-EC-09-72  
Bank of America, National Association 13044 Wilmore, Tijaunia A. Charlotte, NC Prohibition $0 08/05/2009     AA-EC-09-40  
Bank of Indiana, National Association 5997   Dana, IN FA $0 11/06/2009 10/25/2013    
Bank of The Lakes, National Association 23235   Owasso, OK FA $0 06/19/2009 02/27/2013  
Bank of The Rockies, National Association 3375   White Sulphur Springs, MT FA $0 05/21/2009 08/30/2012  
Bank USA, National Association 24690   Phoenix, AZ C&D $0 09/18/2009 10/30/2009   AA-CE-09-76  
Bay Cities National Bank 22654   Redondo Beach, CA C&D $0 11/18/2009 09/30/2010   AA-EC-09-55  
Bay National Bank 23992   Baltimore, MD C&D $0 02/06/2009 07/09/2010    
Baytree National Bank & Trust Company 23983   Lake Forest, IL C&D $0 04/17/2009 03/27/2015    
BC National Banks 17100   Butler, MO C&D $0 02/03/2009 04/30/2010   AA-EC-08-83  
Beach First National Bank 22995   Myrtle Beach, SC C&D $0 11/04/2009 04/09/2010   AA-EC-09-73  
BNB Bank, National Association 20622   Fort Lee, NJ FA $0 12/18/2009 01/23/2015  
Cadence Bank, National Association 3656   Starkville, MS FA $0 04/17/2009 05/19/2010  
California National Bank 23543   Los Angeles, CA C&D $0 05/28/2009 10/30/2009   AA-CE-09-39  
Canon National Bank 16392   Canon City, CO C&D $0 11/24/2009 05/31/2012 AA-WE-09-89  
Capital One, National Association 13688 Capital One Home Loans   Mclean, VA CMP $125,000 01/16/2009 N/A N/A AA-EC-08-87  
Capitol National Bank 17525   Lansing, MI C&D $0 12/22/2009 01/30/2015 AA-EC-09-79  
Capitol National Bank 17525   Lansing, MI FA $0 01/30/2009 12/22/2009  
Castle Bank, National Association 14008   Dekalb, IL FA $0 06/25/2009 11/01/2010  
Cbc National Bank 23922   Fernandina Beach, FL FA $0 08/26/2009 08/07/2013  
Central National Bank 4284   Junction City, KS FA $0 09/17/2009 12/12/2011  
Centrust Bank, National Association 24617   Northbrook, IL FA $0 11/17/2009 04/20/2011  
Centrust Bank, National Association 24617   Northbrook, IL FA $0 06/16/2009 04/20/2011  
Cherokee Bank, National Association 23841   Canton, GA C&D $0 04/29/2009 02/17/2014    
Chinatown Federal Savings Bank 708003   New York, NY C&D $0 08/14/2009
NE 09-20
 05/31/2012  
Citibank (South Dakota), National Association 16971 Clark, Leigh A. Sioux Falls, SD Prohibition $0 11/25/2009      
Citizens National Bank 14415   Macomb, IL PCAD $0 04/22/2009 05/22/2009    
Citizens National Bank of Springfield 21857   Springfield, MO C&D $0 04/07/2009 10/15/2010   EA-EC-2009-16  
City National Bank 16910 Bowden, Clifford "Hugh" Kilgore, TX Prohibition $0 04/23/2009     AA-EC-09-04  
City National Bank 14695 Kelsay, Melissa Los Angeles, CA Prohibition $0 08/20/2009     AA-EC-09-52  
City National Bank 14695 Pettway, Donisha D. Los Angeles, CA Prohibition $0 11/17/2009     AA-EC-09-82  
City National Bank of New Jersey 16142   Newark, NJ FA $0 06/29/2009 12/22/2010  
City National Bank of West Virginia 14807 Gatens, Robin Charleston, WV Prohibition $0 06/15/2009     AA-EC-09-30  
City National Bank of West Virginia 14807 Mobley, Regina Charleston, WV Prohibition $0 06/15/2009     AA-EC-09-31  
Clear Creek National Bank 21878   Georgetown, CO FA $0 12/04/2009 10/12/2010    
Coast National Bank 23222   San Luis Obispo, CA FA $0 02/10/2009 02/09/2011  
Colombo Bank 708575   Rockville, MD C&D $0 10/28/2009
SE 09-050
 07/09/2012  
Community National Bank of Sarasota County 21390   Venice, FL CD $0 06/03/2009 08/07/2009   AA-EC-09-42  
Community National Bank of Sarasota County 21390   Venice, FL PCAD $0 06/03/2009 08/07/2009   AA-EC-09-43  
Community State Bank, National Association 24403   Ankeny, IA GLBA $0 05/19/2009 10/31/2013  
Connecticut Community Bank, National Association 23664   Westport, CT FA $0 07/27/2009 02/14/2019  
Cornerstone Bank & Trust, National Association 14347   Carrollton, IL FA $0 11/24/2009 07/15/2011    
Corus Bank, National Association 23005   Chicago, IL PCAD $0 09/08/2009 09/11/2009   AA-EC-09-17  
Corus Bank, National Association 23005   Chicago, IL C&D $0 02/18/2009 09/11/2009   AA-EC-2009-13  
Credicard National Bank 23401   Tucson, AZ FA $0 04/28/2009 01/23/2012  
Doha Bank 80063   New York, NY CMP $5,000,000 04/20/2009 N/A N/A AA-NE-09-24  
Dupage National Bank 15038   West Chicago, IL FA $0 05/07/2009 11/18/2011  
Eagle National Bank 21118   Upper Darby, PA FA $0 10/15/2009 02/06/2012  
Eagle Valley Bank, National Association 11526   St. Croix Falls, WI FA $0 12/17/2009 03/17/2011  
Eastern National Bank 15748   Miami, FL FA $0 06/26/2009 08/12/2013  
Eastern Savings Bank, FSB 708183   Hunt Valley, MD C&D $0 02/20/2009
SE 09-015
 03/31/2014  
Eastside Commercial Bank, National Association 24180   Bellevue, WA CD $0 12/22/2009 03/20/2014 AA-EC-09-85  
Eastside Commercial Bank, National Association 24180   Bellevue, WA FA $0 04/21/2009 03/20/2014  
Eaton National Bank and Trust Co. 7557   Eaton, OH FA $0 08/25/2009 12/14/2010  
Edgewater Bank 704476   St. Joseph, MI C&D $0 10/20/2009
CN 09-40
 02/02/2012  
Evergreen National Bank 17000   Evergreen, CO FA $0 10/27/2009 06/17/2015  
Excel National Bank 24493   Beverly Hills, CA C&D $0 09/15/2009 07/09/2013 AA-WE-09-53  
Executive National Bank 15974   Miami, FL FA $0 09/08/2009 06/28/2012  
Fidelity Bank of Florida, National Association 24496   Merritt Island, FL FA $0 06/09/2009 10/27/2010  
First Bank Richmond, National Association 23570   Richmond, IN FA $0 10/26/2009 10/17/2014  
First Community Bank, National Association 20218   Sugar Land, TX C&D $0 11/19/2009 11/29/2012  
First Integrity Bank, National Association 23524 Duhn, David Staples, MN C&D $0 03/17/2009     AA-EC-09-15  
First Integrity Bank, National Association 23524 Kruchten, K. Patrick Staples, MN Prohibition $0 03/02/2009     AA-EC-09-14  
First Missouri National Bank 22706   Brookfield, MO FA $0 10/22/2009 08/11/2011  
First National Bank 22852   Savannah, GA C&D $0 09/28/2009 06/25/2010   AA-EC-09-78  
First National Bank 7647   Chisholm, MN FA $0 07/23/2009 05/21/2010  
First National Bank 14146   Fort Collins, CO FA $0 06/25/2009 11/01/2010  
First National Bank 14163   Goodland, KS C&D $0 06/23/2009 09/25/2015 AA-EC-09-23  
First National Bank 10230 Jordan, Lindy Paducah, TX CMP $5,000 05/15/2009 N/A N/A AA-SO-09-28  
First National Bank & Trust of Syracuse, Nebraska 3083   Syracuse, NE FA $0 11/02/2009 07/22/2010    
First National Bank in Howell 14144   Howell, MI C&D $0 09/24/2009 10/31/2013  
First National Bank in Pawhuska 8313   Pawhuska, OK C&D $0 10/22/2009 11/30/2012  
First National Bank of Baldwin County 24220   Foley, AL C&D $0 12/28/2009 04/30/2013   AA-EC-09-110  
First National Bank of Central Florida 20454   Winter Park, FL FA $0 07/07/2009 04/29/2011    
First National Bank of Chester County 148   West Chester, PA GLBA $0 11/19/2009 12/10/2010    
First National Bank of Chillicothe 5584   Chillicothe, IL FA $0 11/16/2009 05/01/2012  
First National Bank of Crossett 15504   Crossett, AR C&D $0 11/10/2009 09/24/2014  
First National Bank of Georgia 14599   Carrollton, GA PCAD $0 12/22/2009 01/29/2010   AA-EC 09-115  
First National Bank of Griffin 15572   Griffin, GA C&D $0 11/10/2009 09/19/2017  
First National Bank of Jasper 14886   Jasper, TX C&D $0 10/08/2009 03/22/2012  
First National Bank of Kansas 22644   Overland Park, KS FA $0 07/10/2009 11/01/2010  
First National Bank of Nevada 18667 Polk, Camille L. Reno, NV Prohibition $0 09/01/2009     AA-EC-09-59  
First National Bank of Omaha 209   Omaha, NE CMP $100,000 03/20/2009 N/A N/A AA-EC-09-03  
First National Bank of Platteville 4650   Platteville, WI CMP $1,540 05/07/2009 N/A N/A AA-EC-09-17  
First National Bank of Platteville 4650 Runde, Charles J. Platteville, WI C&D $0 09/28/2009     AA-EC-09-37  
First National Bank of Platteville 4650 Runde, Charles J. Platteville, WI CMP $35,000 09/28/2009 N/A N/A AA-EC-09-37  
First National Bank of The Rockies 7435   Grand Junction, CO C&D $0 11/05/2009 07/25/2013 AA-WE-09-81  
First National Bank of The South 23953   Spartanburg, SC C&D $0 04/27/2009 07/16/2010   AA-EC-09-20  
First National Bank of The South 23953 Hammond, Gaines W. Spartanburg, SC Prohibition $0 12/22/2009     AA-EC-09-74  
First National Bank of The South 23953 Hammond, Gaines W. Spartanburg, SC CMP $50,000 12/22/2009 N/A N/A AA-EC-09-74  
First National Bank of Wyoming 15409   Laramie, WY C&D $0 12/15/2009 06/13/2012 AA-WE-09-97  
First National Bank USA 16473 Dempster, Kurt J. Boutte, LA C&D $0 03/27/2009     AA-SO-09-05  
First National Bank USA 16473 Dempster, Kurt J. Boutte, LA CMP $5,000 03/27/2009 N/A N/A AA-SO-09-05  
First National Banking Company 16173   Ash Flat, AR FA $0 06/26/2009 06/21/2013  
First National Community Bank 11412   New Richmond, WI FA $0 08/25/2009 05/13/2010  
First National Community Bank 9868 DeNaples, Louis A. Dunmore, PA Notice $0 11/24/2009 10/02/2013 AA-EC-09-98  
First Southern National Bank 24254   Statesboro, GA FA $0 05/18/2009 11/30/2010  
First Suburban National Bank 14470   Maywood, IL CD $0 08/12/2009 10/22/2010   AA-EC-09-56  
First Tennessee Bank National Association 336   Memphis, TN CMP $100,000 03/25/2009 N/A N/A AA-EC-09-12  
First United Bank, National Association 24575 Baltz, Kimberly Englewood, CO CMP $10,000 02/12/2009 N/A N/A AA-EC-08-82  
First United Bank, National Association 24575 Baltz, Martha Englewood, CO CMP $5,000 02/12/2009 N/A N/A AA-EC-08-82  
First United Bank, National Association 24575 Baltz, Stephen Englewood, CO C&D $0 02/12/2009     AA-EC-08-82  
First United Bank, National Association 24575 Baltz, Stephen Englewood, CO CMP $80,000 02/12/2009 N/A N/A AA-EC-08-82  
Florida Capital Bank, National Association 20214   Jacksonville, FL FA $0 03/26/2009 02/16/2017  
Franklin Community Bank, National Association 24260   Rocky Mount, VA FA $0 04/16/2009 08/08/2013  
Gateway Bank, F.S.B. 708857   San Francisco, CA C&D $0 04/24/2009
WN-09-0007
 10/26/2011  
Gladewater National Bank 17290   Gladewater, TX FA $0 06/17/2009 04/26/2011  
Grand Bank, National Association 24268   Hamilton, NJ FA $0 08/04/2009 10/25/2011  
Grand Mountain Bank, FSB 717950   Granby, CO C&D $0 11/09/2009
WN-09-036
 02/23/2018  
Greenchoice Bank, FSB 701638   Chicago, IL C&D $0 11/20/2009
CN 09-42
 06/27/2012  
Guaranty Bank 717936   Milwaukee, WI C&D $0 03/11/2009
CN 09-05
 02/28/2017  
Harleysville National Bank and Trust Company 9541 Goodwin, Barbara B. Harleysville, PA Prohibition $0 11/09/2009     AA-EC-09-54  
Heritage Bank, National Association 18269   Holstein, IA FA $0 10/30/2009 06/30/2011    
Heritage First Bank 717927   Rome, GA FA $0 05/01/2009
SA
 10/20/2011  
High Desert Bank 718045   Bend, OR C&D $0 12/29/2009
CN 09-45
 07/16/2014  
Home Loan Investment Bank, F.S.B. 712504   Warwick, RI C&D $0 08/18/2009
NE 09-22
 10/11/2012  
Hometown National Bank 23868   Longview, WA C&D $0 07/29/2009 10/02/2015   AA-WE-09-41  
Independence Federal Savings Bank 707173   Washington, DC C&D $0 08/03/2009
SE-09-036
 08/27/2012  
Independent National Bank 23484   Ocala, FL C&D $0 11/04/2009 08/20/2010    
Integra Bank National Association 12132   Evansville, IN CMP $19,000 05/26/2009 N/A N/A  
Integra Bank National Association 12132   Evansville, IN FA $0 05/20/2009 07/29/2011    
Inter National Bank 18480   McAllen, TX FA $0 09/21/2009 07/25/2012  
Inter Savings Bank, FSB 707071   Maple Grove, MN C&D $0 06/19/2009
MW 08-14
 04/27/2012    
International City Bank, National Association 18383   Long Beach, CA C&D $0 02/12/2009 01/22/2013 AA-WE-08-74  
JPMorgan Chase Bank, National Association 8 Brown, Maya L. Columbus, OH Prohibition $0 05/11/2009     AA-EC-09-11  
JPMorgan Chase Bank, National Association 8 Bryan, James Preston Columbus, OH Prohibition $0 11/17/2009     AA-EC-09-84  
JPMorgan Chase Bank, National Association 8 Butcher, Valarie L. Columbus, OH Prohibition $0 09/08/2009     AA-EC-09-50  
JPMorgan Chase Bank, National Association 8 Cho, John S. Columbus, OH Prohibition $0 04/23/2009     AA-EC-08-79  
JPMorgan Chase Bank, National Association 8 Fish, Eileen B. Columbus, OH Notice $0 11/13/2009 07/22/2010 AA-EC-2009-65  
JPMorgan Chase Bank, National Association 8 Martinez, Angelica R. Columbus, OH Prohibition $0 12/01/2009     AA-EC-09-03  
Keybank National Association 14761 Pappas, Mark E. Cleveland, OH Prohibition $0 01/13/2009     AA-EC-08-85  
Lehman Brothers Bank, FSB 706069   Wilmington, DE C&D $0 01/26/2009
NE-09-02
 06/15/2013    
Liberty Savings Bank, FSB 708039   Wilmington, OH C&D $0 10/19/2009
CN 09-36
 04/24/2013  
Marshall Bank, National Association 24393   Hallock, MN C&D $0 11/09/2009 01/29/2010   AA-EC-08-75  
Marshall Bank, National Association 24393   Hallock, MN CMP $350,000 11/09/2009 N/A N/A AA-EC-08-75  
Marshall Bank, National Association 24393   Hallock, MN PCAD $0 09/30/2009 01/29/2010   AA-EC-09-77  
Marshall Bank, National Association 24393 Anderson, Scott H. Hallock, MN CMP $9,000 11/09/2009 N/A N/A AA-EC-08-75  
Marshall Bank, National Association 24393 Clifford, James F. Hallock, MN CMP $13,500 11/09/2009 N/A N/A AA-EC-08-75  
Marshall Bank, National Association 24393 Fischer, John A. Hallock, MN CMP $36,500 11/09/2009 N/A N/A AA-EC-08-75  
Marshall Bank, National Association 24393 Fjellman, Scott R. Hallock, MN CMP $9,000 08/28/2009 N/A N/A  
Marshall Bank, National Association 24393 Kimball, John G. Hallock, MN CMP $45,000 10/05/2009 N/A N/A AA-EC-08-75  
Marshall Bank, National Association 24393 Kosiek, Timothy M. Hallock, MN CMP $12,500 01/13/2009 N/A N/A AA-EC-08-75  
Merchants Bank of California, National Association 21371   Carson, CA FA $0 03/31/2009 06/30/2010  
Meridian Bank, National Association 24320   Wickenburg, AZ FA $0 06/03/2009 06/20/2012  
Metrobank, National Association 21017   Houston, TX FA $0 08/10/2009 06/12/2013  
Metropolitan National Bank 23576   New York, NY FA $0 07/23/2009 11/05/2010  
Millennium BCP Bank, National Association 23913   Newark, NJ C&D $0 07/09/2009 10/15/2010    
Minnstar Bank National Association 13972   Lake Crystal, MN FA $0 02/25/2009 06/29/2011  
Modern Bank, National Association 16629   New York, NY FA $0 10/27/2009 03/06/2013  
Mountain National Bank 23631   Sevierville, TN FA $0 06/02/2009 10/27/2011  
Mountain West Bank of Kalispell, National Association 21156   Kalispell, MT FA $0 01/15/2009 04/06/2009    
Mountain West Bank, National Association 22141   Helena, MT FA $0 01/15/2009 04/30/2010  
National Bank of Arkansas in North Little Rock 16941   North Little Rock, AR FA $0 03/30/2009 12/06/2013    
National Bank of California 17480   Los Angeles, CA FA $0 08/31/2009 10/27/2011  
National City Bank 786   Cleveland, OH CMP $34,265 09/10/2009 N/A N/A AA-EC-09-61  
NBT Bank, National Association 1354 Souky, Stephen Norwich, NY C&D $0 03/20/2009     AA-EC-08-76  
NBT Bank, National Association 1354 Souky, Stephen Norwich, NY CMP $5,000 03/20/2009 N/A N/A AA-EC-08-76  
North Cascades National Bank 21107   Chelan, WA FA $0 12/08/2009 06/25/2012  
Ohio Legacy Bank, National Association 23957   Wooster, OH C&D $0 02/17/2009 09/09/2011 AA-CE-09-08  
Pacific Coast National Bank 24535   San Clemente, CA C&D $0 08/18/2009 11/13/2009   AA-EC-09-60  
Pacific National Bank 20010   Miami, FL C&D $0 09/29/2009 12/15/2010  
Pacific National Bank 24731   San Francisco, CA C&D $0 08/25/2009 10/30/2009   AA-CE-09-67  
Pacific National Bank 20010   Miami, FL FA $0 02/12/2009 09/29/2009  
Park National Bank 24634   Chicago, IL C&D $0 08/26/2009 10/30/2009   AA-CE-09-68  
Park View Federal Savings Bank 701195   Solon, OH C&D $0 10/19/2009
CN 09-34
 08/27/2012  
Patriot National Bank 22545   Stamford, CT FA $0 02/09/2009 09/26/2014  
Peoples Community National Bank 24456   Bremen, GA C&D $0 09/15/2009 09/04/2013  
Peoples National Bank 21717   Monument, CO C&D $0 08/27/2009 09/27/2012 AA-WE-09-62  
Pikes Peak National Bank 15058   Colorado Springs, CO FA $0 02/27/2009 04/21/2010  
Plantation Federal Bank 708349   Pawleys Island, SC FA $0 04/30/2009
SA
 04/27/2012    
Prime Pacific Bank, National Association 22769   Lynnwood, WA C&D $0 08/31/2009 06/02/2015  
Red Mountain Bank, National Association 24497   Birmingham, AL FA $0 03/27/2009 03/30/2012  
Ripley Federal Savings Bank 703280   Ripley, OH C&D $0 01/21/2009
CN 09-02
 07/29/2013  
Riverside National Bank of Florida 17437   Fort Pierce, FL C&D $0 11/10/2009 04/16/2010   AA-EC-09-80  
Rosemount National Bank 17462   Rosemount, MN FA $0 02/20/2009 04/28/2010  
Safra National Bank of New York 20948 Palacci, Albert S. New York, NY Prohibition $0 01/08/2009      
San Diego National Bank 17114   San Diego, CA C&D $0 08/24/2009 10/30/2009   AA-CE-09-66  
Silverton Bank, National Association 24778   Atlanta, GA C&D $0 02/26/2009 05/01/2009   AA-EC-09-10  
Southbank, A Federal Savings Bank 708854   Huntsville, AL C&D $0 05/21/2009
SE 09-027
 03/28/2012  
Southbank, A Federal Savings Bank 711351   Palm Beach Gardens, FL FA $0 05/21/2009
SA
 03/28/2012  
Southern Colorado National Bank 24253   Pueblo, CO C&D $0 01/27/2009 10/02/2009   AA-EC-08-77  
Sterling Bank and Trust, FSB 708028   Southfield, MI C&D $0 08/04/2009
CN 09-22
 04/05/2012  
Stone County National Bank 18008   Crane, MO FA $0 06/25/2009 01/02/2013  
TD Bank, National Association 24096 Afolabi, Abiola Wilmington, DE Prohibition $0 10/02/2009     AA-EC-09-63  
TD Bank, National Association 24096 Nixon, James V. Wilmington, DE Prohibition $0 06/15/2009     AA-EC-09-21  
Texana Bank, National Association 10476   Linden, TX FA $0 04/29/2009 02/24/2010  
Texas Community Bank, National Association 24357   The Woodlands, TX FA $0 05/07/2009 09/15/2010  
Texas Republic Bank, National Association 12308 Minton, Russ Frisco, TX CMP $10,000 12/23/2009 N/A N/A AA-SO-09-94  
The Bank of Miami, National Association 15268   Coral Gables, FL FA $0 01/05/2009 07/21/2010  
The Citizens National Bank 12594   Putnam, CT FA $0 06/09/2009 08/29/2012  
The Citizens National Bank 12594 Radcliffe, Rebecca L. Putnam, CT Prohibition $0 09/15/2009     AA-EC-09-57  
The Citizens National Bank of Park Rapids 13692   Park Rapids, MN FA $0 11/24/2009 09/27/2011  
The Community National Bank 17595   Franklin, OH FA $0 10/19/2009 12/31/2009  
The Farmers and Merchants National Bank of Hatton 7905   Hatton, ND FA $0 05/11/2009 01/22/2013  
The Farmers National Bank of Buhl 11076   Buhl, ID C&D $0 12/08/2009 02/03/2014 AA-WE-09-88  
The Farmers National Bank of Prophetstown 6375   Prophetstown, IL FA $0 12/16/2009 12/14/2011  
The First National Bank and Trust Company of Rochelle 14221   Rochelle, IL FA $0 11/17/2009 11/23/2011  
The First National Bank in Wadena 12507   Wadena, MN FA $0 11/24/2009 09/10/2012  
The First National Bank of Barnesville 6243   Barnesville, GA FA $0 06/09/2009 10/22/2010    
The First National Bank of Chatsworth 16487   Chatsworth, GA FA $0 09/17/2009 01/20/2011  
The First National Bank of Cold Spring 8051   Cold Spring, MN FA $0 12/14/2009 06/13/2011  
The First National Bank of Danville 113   Danville, IL PCAD $0 06/04/2009 07/02/2009    
The First National Bank of Elk River 8757   Maple Lake, MN FA $0 07/14/2009 01/22/2013  
The First National Bank of Florida 18236   Milton, FL C&D $0 03/05/2009 09/09/2011    
The First National Bank of Le Center 6921   Le Center, MN FA $0 12/15/2009 10/18/2011  
The First National Bank of Litchfield 709   Litchfield, CT FA $0 11/09/2009 04/07/2010    
The First National Bank of Logan 6771   Logan, IA C&D $0 03/25/2009 05/21/2010 AA-WE-09-06  
The First National Bank of Northfield 2073   Northfield, MN FA $0 12/07/2009 03/24/2011  
The First National Bank of Olathe 3720   Olathe, KS GLBA $0 01/26/2009 07/21/2009  
The First National Bank of Pontotoc 9040 Anderson, William W. Pontotoc, MS Prohibition $0 04/22/2009     AA-EC-09-22  
The First National Bank of Stratton 11197 Bohnen, Joseph M. Stratton, CO CMP $5,000 09/17/2009 N/A N/A AA-EC-08-89  
The First National Bank of Stratton 11197 Downey, Robert Stratton, CO CMP $5,000 09/17/2009 N/A N/A AA-EC-08-91  
The First National Bank of Stratton 11197 Hase, Eugene L. Stratton, CO CMP $5,000 08/20/2009 N/A N/A AA-EC-08-90  
The First National Bank of Stratton 11197 Morgan, Timothy S. Stratton, CO CMP $5,000 09/17/2009 N/A N/A AA-EC-08-92  
The First National Bank of Stratton 11197 Todd, Robert Stratton, CO C&D $0 09/17/2009     AA-EC-08-88  
The First National Bank of Stratton 11197 Todd, Robert Stratton, CO CMP $12,000 09/17/2009 N/A N/A AA-EC-08-88  
The First National Bank of Tom Bean 11019 Roddy, James D. Tom Bean, TX Prohibition $0 12/04/2009     AA-EC-09-90  
The First National Bank of Wynne 10807   Wynne, AR FA $0 10/06/2009 12/06/2011  
The National Bank of Harvey 15460   Harvey, ND FA $0 11/09/2009 10/11/2011  
The National Bank of Waupun 7898   Waupun, WI FA $0 12/16/2009 10/13/2011  
The Shattuck National Bank 9987   Shattuck, OK FA $0 11/18/2009 10/27/2010  
The University National Bank of Lawrence 22241   Lawrence, KS FA $0 05/27/2009 02/28/2013  
The Upstate National Bank 12018   Lisbon, NY C&D $0 02/12/2009 02/26/2014  
Trustmark National Bank 10523 Eskew, Julie A. Jackson, MS Prohibition $0 06/18/2009      
Trustmark National Bank 10523 Henderson, Cynthia F. Jackson, MS Prohibition $0 11/23/2009     AA-EC-09-34  
U.S. Bank National Association 24 Elison, Timothy Troy Cincinnati, OH C&D $0 02/09/2009     AA-EC-08-86  
U.S. Bank National Association 24 Sickels, Vicki W. Cincinnati, OH Prohibition $0 11/19/2009     AA-EC-09-86  
Union National Community Bank 1516   Lancaster, PA FA $0 08/27/2009 12/22/2011  
Union Planters Bank, National Association 13349 Bobb, Gregory Memphis, TN C&D $0 02/04/2009     AA-EC-08-09  
Union Planters Bank, National Association 13349 Malone, Janis Memphis, TN Prohibition $0 03/17/2009     AA-EC-08-68  
Union Planters Bank, National Association 13349 Malone, Janis Memphis, TN REST $8,000 03/17/2009     AA-EC-08-68  
United Community Bank, National Association 23545   Highland Village, TX FA $0 06/11/2009 08/15/2012  
United States Trust Company, National Association 24645 Bell, Carmen New York, NY Prohibition $0 11/23/2009      
Unity National Bank 23560   Cartersville, GA CD $0 12/16/2009 03/26/2010   AA-EC-09-108  
Unity National Bank 23560   Cartersville, GA FA $0 02/03/2009 03/26/2010    
University National Bank 23731   Pittsburg, KS FA $0 01/23/2009 06/30/2009    
Uvalde National Bank 17733   Uvalde, TX FA $0 02/04/2009 01/23/2012  
Valley National Bank 15395   Espanola, NM FA $0 06/02/2009 05/06/2010  
Wachovia Bank, National Association 1 Mercado, Maria Y. Charlotte, NC Prohibition $0 12/22/2009     AA-EC-08-47  
Washington State Bank, National Association 23709 Vinson, Paula R. Federal Way, WA Prohibition $0 02/09/2009     AA-EC-08-81  
Wells Fargo Bank, National Association 1741   Sioux Falls, SD CMP $51,205 05/08/2009 N/A N/A AA-EC-09-18  
Wells Fargo Bank, National Association 1741 White, Jessica A. Sioux Falls, SD Prohibition $0 09/10/2009     AA-EC-09-50  
Western National Bank 24552   Phoenix, AZ FA $0 07/15/2009 12/16/2011    
Western Springs National Bank and Trust 15346   Western Springs, IL C&D $0 11/19/2009 04/08/2011    
Williamsburg First National Bank 15589   Kingstree, SC FA $0 10/14/2009 07/23/2010    
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January 2025 Update:

Enforcement actions issued since 2012 now have subject matters. Use advanced search to filter by “Subject Matter.”

Quick Links:

The OCC supervises the following entities and has the statutory authority to take enforcement actions against them:

  • National banks and their subsidiaries
  • Federally chartered savings associations and their subsidiaries
  • Federal branches and agencies of foreign banks
  • Institution-affiliated parties (IAPs), including:
    • Officers, directors, and employees
    • A bank's controlling stockholders, agents, and certain other individuals.

Notes:

  • The names of the banking organizations accessed through the Enforcement Action Search reflect the institutions' identities when the enforcement documents became final.
  • The orders do not necessarily reflect the current status of the regulatory action against the institution or the institution-affiliated party. You should use the Search function to determine if an order or notice has been modified or terminated.
  • Please reference OCC Bulletin 2023-16 and the related Policies and Procedures Manuals (PPMs) for additional information on enforcement actions against institution-affiliated parties (IAPs), national banks, federal savings associations, and federal branches and agencies of foreign banks.

Disclaimer:

  • 1829 - Prohibition Notifications*: Prohibition Notifications prior to December 23, 2022, do not appear on these lists due to statutory changes to 12 USC § 1829 pursuant to the Fair Hiring in Banking Act.
  • Enforcement actions taken against federally chartered savings associations prior to July 21, 2011, are only available in the OTS Enforcement Order Archive (XLS). For information about the data fields used in this spreadsheet, refer to the OTS Enforcement Order Listing Definitions (PDF).
  • The Office of the Comptroller of the Currency expressly disclaims any responsibility for the acts of any individual or entity subject to an enforcement action, whether or not that individual or entity appears on these lists.
  • These lists are NOT guaranteed to be comprehensive.