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DocX, LLC     C&D $0 04/13/2011 01/12/2018 AA-EC-11-46  
Lender Processing Services, Inc.     C&D $0 04/13/2011 01/12/2018 AA-EC-11-46  
LPS Default Solutions, Inc.     C&D $0 04/13/2011 01/12/2018 AA-EC-11-46  
MERSCORP, Inc.     C&D $0 04/13/2011 01/12/2018 AA-EC-11-20  
Mortgage Electronic Registration Systems, Inc.     C&D $0 04/13/2011 01/12/2018 AA-EC-11-20  
Abacus Federal Savings Bank 708059   New York, NY C&D $0 02/16/2011
NE 11-08
 04/28/2014 AA-NE-2014-54  
American Bank and Trust Company, National Association 24369 Coin, Harry S. Davenport, IA Prohibition $0 04/22/2011     AA-EC-11-23  
American Bank and Trust Company, National Association 24369 Coin, Harry S. Davenport, IA CMP $10,000 04/22/2011 N/A N/A AA-EC-11-23  
American Bank and Trust Company, National Association 24369 Coin, Harry S. Davenport, IA REST $500,000 04/22/2011     AA-EC-11-23  
American Eagle Savings Bank 707212   Boothwyn, PA PCAD $0 07/01/2011
NE 11-22
 01/20/2012    
American National Bank 16617   Wichita Falls, TX FA $0 02/22/2011 03/20/2013  
Atlantic National Bank 23563   Brunswick, GA C&D $0 04/18/2011 12/04/2014 AA-EC-11-31  
Aurora Bank FSB 706069   Littleton, CO C&D $0 04/13/2011
NE 11-16
 03/28/2013  
Bank of America, National Association 13044   Charlotte, NC C&D $0 04/13/2011 06/16/2015 AA-EC-11-12  
Bank of America, National Association 13044 Clark, Deborah Charlotte, NC Prohibition $0 05/19/2011     AA-EC-11-33  
Bank of America, National Association 13044 Montano, Jesse Charlotte, NC Prohibition $0 04/04/2011      
Bank of America, National Association 13044 Riggs, Jennifer Charlotte, NC Prohibition $0 04/04/2011     AA-EC-11-36  
Bank of America, National Association 13044 Suan, Maria C. Charlotte, NC Prohibition $0 03/09/2011     AA-EC-11-27  
Bank of America, National Association 13044 Wagenknecht, Pamela K. Charlotte, NC Prohibition $0 12/21/2011     AA-EC-11-72  
Beverly Bank & Trust Company, National Association 24466 O'Malley, Dennis Chicago, IL CMP $10,000 08/15/2011 N/A N/A AA-EC-11-49  
Beverly Bank & Trust Company, National Association 24466 O'Malley, James Chicago, IL Prohibition $0 06/21/2011     AA-EC-11-48  
Beverly Bank & Trust Company, National Association 24466 O'Malley, James Chicago, IL CMP $6,500 06/21/2011 N/A N/A AA-EC-11-48  
Blc Bank, National Association 42 Braas, Joseph Strasburg, PA Prohibition $0 02/17/2011     AA-EC-08-42  
Blc Bank, National Association 42 Schlager, Michael Strasburg, PA Prohibition $0 02/17/2011     AA-EC-08-43  
Blc Bank, National Association 42 Stankiewicz, Mary Strasburg, PA Prohibition $0 02/17/2011     AA-EC-08-65  
Border Capital Bank, National Association 18068   McAllen, TX C&D $0 06/23/2011 03/20/2013  
Cadence Bank, National Association 3656   Starkville, MS C&D $0 03/04/2011 10/11/2011 AA-EC-11-24  
Calusa National Bank 24732   Punta Gorda, FL FA $0 08/25/2011 06/26/2013  
Canyon Community Bank, National Association 24049   Tucson, AZ FA $0 01/27/2011 07/29/2013  
Carver Federal Savings Bank 705273   New York, NY C&D $0 02/07/2011
NE 11-05
 11/03/2014  
CFBank 701260   Fairlawn, OH C&D $0 05/25/2011
CN 11-14
 01/23/2014  
Charter National Bank and Trust 16880   Hoffman Estates, IL PCAD $0 12/20/2011 02/10/2012   AA-EC-11-102  
Chino Commercial Bank, National Association 23950   Chino, CA FA $0 04/12/2011 10/10/2013  
Citibank, National Association 1461   Las Vegas, NV C&D $0 04/13/2011 06/16/2015 AA-EC-11-13  
Citizens First National Bank 2413   Princeton, IL C&D $0 09/20/2011 11/02/2012   AA-EC-11-79  
Citizens National Bank of Texas 13516   Waxahachie, TX FA $0 05/26/2011 06/26/2013  
City National Bank of West Virginia 14807 Scior, Susan Charleston, WV Prohibition $0 07/05/2011     AA-EC-11-59  
Coast National Bank 23222   San Luis Obispo, CA C&D $0 02/09/2011 04/09/2014 AA-EC-10-126  
Colombo Bank 708575   Rockville, MD C&D $0 03/02/2011
SE 11-011
 07/09/2012  
Colombo Bank 708575 Wilson, Pamellia G. Rockville, MD C&D $0 08/15/2011     AA-EC-11-73  
Colombo Bank 708575 Wilson, Pamellia G. Rockville, MD CMP $5,000 08/15/2011 N/A N/A AA-EC-11-73  
Community Federal Savings Bank 717528   Woodhaven, NY C&D $0 02/17/2011
NE 11-09
 02/06/2014 AA-NE-2014-110  
Community State Bank, National Association 24403   Ankeny, IA C&D $0 11/22/2011 10/31/2013 AA-WE-11-86  
Community State Bank, National Association 24403 Williams, Brian Ankeny, IA Prohibition $0 04/04/2011     AA-EC-08-69  
Community State Bank, National Association 24403 Williams, Brian Ankeny, IA REST $485,970 04/04/2011     AA-EC-08-69  
Continental Bank 717996   Plymouth Meeting, PA C&D $0 02/28/2011
NE 11-11
 10/23/2013 AA-NE-2013-85  
Conway Bank, National Association 8467   Conway Springs, KS C&D $0 03/22/2011 01/22/2014 AA-WE-11-26  
Crossroads Bank 704175   Wabash, IN C&D $0 03/25/2011
CN 11-08
 10/12/2012  
Dupage National Bank 15038   West Chicago, IL C&D $0 11/18/2011 01/17/2014   AA-EC-11-92  
Eagle Valley Bank, National Association 11526   St. Croix Falls, WI C&D $0 03/17/2011 06/22/2015 AA-EC-10-123  
Edgewater Bank 704476 Joslyn, Teresa L. St. Joseph, MI Prohibition $0 12/15/2011     AA-EC-11-85  
Enterprise Bank, National Association 22233   Omaha, NE CMP $4,620 10/25/2011 N/A N/A AA-WE-11-84  
Everbank 715115   Jacksonville, FL C&D $0 04/13/2011
SE 11-014
 01/04/2016  
Fidelity National Bank 15608   West Memphis, AR FA $0 07/20/2011 05/09/2013  
First Federal Bank 703719   Lexington, KY C&D $0 11/14/2011 10/18/2012 AA-EC-11-96  
First Federal Community Bank 700100   Paris, TX FA $0 09/16/2011 04/04/2013  
First FS & LA of Hammond 702692   Hammond, IN FA $0 01/12/2011
SA
 04/01/2014    
First FS & LA of McMinnville 703773   McMinnville, OR FA $0 11/16/2011 07/09/2013  
First National Bank 14124   Edinburg, TX C&D $0 02/08/2011 01/18/2012 AA-EC-11-22  
First National Bank and Trust 10697   Atmore, AL FA $0 02/15/2011 08/11/2014  
First National Bank in Mahnomen 12941   Mahnomen, MN FA $0 03/28/2011 02/08/2012  
First National Bank Northwest Florida 18214   Panama City, FL FA $0 04/07/2011 05/13/2014  
First National Bank of Arizona 24189 Lamb, R. Patrick Scottsdale, AZ Prohibition $0 08/30/2011     AA-EC-11-68  
First National Bank of Arizona 24189 Lamb, R. Patrick Scottsdale, AZ C&D $0 08/30/2011     AA-EC-11-68  
First National Bank of Arizona 24189 Lamb, R. Patrick Scottsdale, AZ CMP $941,273 08/30/2011 N/A N/A AA-EC-11-68  
First National Bank of Arizona 24189 Lamb, R. Patrick Scottsdale, AZ REST $10,000 08/30/2011     AA-EC-11-68  
First National Bank of Arizona 24189 Lamb, Raymond A. Scottsdale, AZ Prohibition $0 08/30/2011     AA-EC-11-67  
First National Bank of Arizona 24189 Lamb, Raymond A. Scottsdale, AZ C&D $0 08/30/2011     AA-EC-11-67  
First National Bank of Arizona 24189 Lamb, Raymond A. Scottsdale, AZ CMP $750,000 08/30/2011 N/A N/A AA-EC-11-67  
First National Bank of Arizona 24189 Lamb, Raymond A. Scottsdale, AZ REST $3,500,000 08/30/2011     AA-EC-11-67  
First National Bank of Decatur County 24458   Bainbridge, GA FA $0 03/24/2011 01/08/2013  
First National Bank of Illinois 14512   Lansing, IL C&D $0 09/20/2011 05/01/2013   AA-CE-11-70  
First National Bank of Pasco 20976   Dade City, FL FA $0 09/27/2011 02/18/2014  
First National Bank of Wahoo 2780   Wahoo, NE FA $0 08/29/2011 02/28/2013  
First Niagara Bank, National Association 24968   Buffalo, NY CMP $10,000 10/26/2011 N/A N/A  
First Place Bank 714752   Warren, OH C&D $0 06/09/2011
CN 11-020
 01/28/2014    
First Place Bank 714752   Warren, OH FA $0 03/01/2011
SA
 07/13/2011    
Forrest City Bank, National Association 23195   Forrest City, AR C&D $0 04/25/2011 04/06/2017  
Frontier Bank 712117   Rock Rapids, IA C&D $0 07/18/2011
CN 11-29
 12/07/2012  
Frontier Bank, FSB 714979   Palm Desert, CA C&D $0 03/07/2011
WN 11-008
 11/07/2014    
Gateway Bank, F.S.B. 708857   San Francisco, CA C&D $0 10/26/2011 12/01/2020
2020-071
 AA-EC-11-90  
Grand Bank, National Association 24268   Hamilton, NJ C&D $0 10/25/2011 09/30/2019    
Grayson National Bank 10834   Independence, VA FA $0 08/09/2011 04/29/2015  
Great Lakes Bank, National Association 12779   Blue Island, IL FA $0 04/05/2011 06/19/2012  
Greeneville Federal Bank, FSB 706518   Greeneville, TN C&D $0 07/01/2011
SE 11-002
 01/13/2015  
Heartland National Bank 23773   Sebring, FL FA $0 04/14/2011 08/22/2014  
Heritage First Bank 717927   Rome, GA C&D $0 10/20/2011 09/18/2013  
Home Federal Savings Bank 702818   Rochester, MN FA $0 02/22/2011
SA
 02/11/2014  
Home Savings of America 703052   Little Falls, MN PCAD $0 12/16/2011 02/24/2012   AA-EC-11-110  
Hopkins Federal Savings Bank 708196   Baltimore, MD FA $0 04/18/2011
SA
 04/17/2014  
HSBC Bank USA, National Association 24522   Mclean, VA C&D $0 04/13/2011 01/06/2017 AA-EC-11-14  
HSBC Bank USA, National Association 24522 Dunn, Gideon Mclean, VA Prohibition $0 12/21/2011     AA-EC-11-75  
Independence Federal Savings Bank 707173   Washington, DC C&D $0 02/23/2011
SE-11-008
 08/27/2012  
Independence National Bank 24564   Greenville, SC C&D $0 11/14/2011 06/04/2014  
Intercredit Bank, National Association 18283   Miami, FL C&D $0 08/08/2011 05/17/2016  
JPMorgan Chase Bank, National Association 8   Columbus, OH FA $0 09/02/2011 11/30/2015  
JPMorgan Chase Bank, National Association 8   Columbus, OH CMP $22,000,000 07/06/2011 N/A N/A AA-EC-11-63  
JPMorgan Chase Bank, National Association 8   Columbus, OH FA $0 07/06/2011 11/30/2015  
JPMorgan Chase Bank, National Association 8   Columbus, OH REST $13,051,527 07/06/2011     AA-EC-11-63  
JPMorgan Chase Bank, National Association 8   Columbus, OH CMP $2,000,000 06/14/2011 N/A N/A AA-EC-11-57  
JPMorgan Chase Bank, National Association 8   Columbus, OH C&D $0 04/13/2011 01/04/2016 AA-EC-11-15  
JPMorgan Chase Bank, National Association 8 Brandimarti, Belinda Columbus, OH Prohibition $0 05/31/2011     AA-EC-11-56  
JPMorgan Chase Bank, National Association 8 Budd, Stacey L. Columbus, OH Prohibition $0 03/15/2011     AA-EC-11-25  
JPMorgan Chase Bank, National Association 8 Moore, Matthew Columbus, OH Prohibition $0 02/22/2011     AA-EC-10-73  
JPMorgan Chase Bank, National Association 8 Moore, Matthew Columbus, OH CMP $20,000 02/22/2011 N/A N/A AA-EC-10-73  
JPMorgan Chase Bank, National Association 8 Scherer, Nicole M. Columbus, OH Prohibition $0 04/25/2011     AA-EC-11-35  
JPMorgan Chase Bank, National Association 8 Tallman, Jarrod W. Columbus, OH Prohibition $0 09/29/2011     AA-EC-11-60  
JPMorgan Chase Bank, National Association 8 Warden, Sarah N. Columbus, OH Prohibition $0 05/11/2011     AA-EC-11-47  
Lake City Federal Bank 702828   Lake City, MN C&D $0 05/12/2011
CN 11-11
 05/20/2013  
Landmark Bank, National Association 23658   Fort Lauderdale, FL C&D $0 09/16/2011 02/28/2014 AA-EC-11-43  
Liberty Bank, FSB 715717   West Des Moines, IA C&D $0 07/14/2011
CN 11-023
 12/27/2013    
Liberty Bank, National Association 23264   Twinsburg, OH FA $0 01/25/2011 12/12/2013  
Lincoln FSB of Nebraska 703896   Lincoln, NE C&D $0 12/19/2011 11/08/2013 AA-WE-11-101  
Lydian Private Bank 716406   Palm Beach, FL PCAD $0 08/18/2011 08/19/2011    
Mainline National Bank 14490   Portage, PA FA $0 03/22/2011 03/09/2012    
Metabank 705902   Storm Lake, IA C&D $0 07/15/2011
CN 11-24
 08/07/2014  
Metlife Bank, National Association 23743   Convent Station, NJ C&D $0 04/13/2011 08/30/2013   AA-EC-11-16  
Mission National Bank 17176   San Francisco, CA FA $0 06/07/2011 03/22/2012  
Mountain National Bank 23631   Sevierville, TN C&D $0 10/27/2011 06/07/2013   AA-EC-11-82  
Mutual FSB, A Fssb 704519   Sidney, OH FA $0 06/01/2011
SA
 08/14/2013  
National Bank of California 17480   Los Angeles, CA C&D $0 10/27/2011 08/27/2014 AA-EC-11-83  
National Bank of Earlville 14403   Earlville, IL FA $0 02/18/2011 03/27/2014    
NBT Bank, National Association 1354 Mathein, Laura Norwich, NY Prohibition $0 08/01/2011     AA-EC-11-64  
Neighborhood National Bank 24223   Alexandria, MN C&D $0 02/16/2011 01/14/2013  
Northern Trust, National Association 17487 Nieto, Silvia Angelico Miami, FL Prohibition $0 07/18/2011     AA-CE-11-61  
Old Second National Bank 4596   Aurora, IL C&D $0 05/16/2011 10/17/2013 AA-EC-11-39  
Omni National Bank 16560 Lawrence, Karim Walthour Atlanta, GA Prohibition $0 04/06/2011     AA-EC-11-03  
One Bank & Trust, National Association 24136   Little Rock, AR FA $0 01/20/2011 05/23/2012  
Pacific National Bank 20010   Miami, FL CMP $7,000,000 03/23/2011 N/A N/A AA-EC-10-127  
Pacific National Bank 20010 Baloyra, Jose Miami, FL CMP $8,500 04/14/2011 N/A N/A AA-EC-11-06  
Pacific National Bank 20010 Baquerizo, Andres Miami, FL CMP $12,500 04/14/2011 N/A N/A AA-EC-11-07  
Pacific National Bank 20010 Fernandez, Ralph Miami, FL CMP $12,500 04/14/2011 N/A N/A AA-EC-11-08  
Pacific National Bank 20010 Gross, Eduardo Miami, FL CMP $8,500 04/14/2011 N/A N/A AA-EC-11-09  
Pacific National Bank 20010 Urquiola, Joaquin Miami, FL CMP $8,500 04/14/2011 N/A N/A AA-EC-11-10  
Peoples Bank, National Association 5552 Musick, Terry L. Marietta, OH Prohibition $0 06/20/2011     AA-EC-11-30  
Peoples Bank, National Association 5552 Musick, Terry L. Marietta, OH CMP $25,000 06/20/2011 N/A N/A AA-EC-11-30  
Peoples National Bank 21041   Niceville, FL C&D $0 05/11/2011 03/01/2017  
Peoples National Bank 21717 Anderson, Eric Colorado Springs, CO C&D $0 02/02/2011     AA-EC-11-02  
Peoples National Bank 21717 Anderson, Eric Colorado Springs, CO CMP $5,000 02/02/2011 N/A N/A AA-EC-11-02  
PNC Bank, National Association 1316   Wilmington, DE C&D $0 04/13/2011 06/16/2015 AA-EC-11-17  
Reliance Bank, FSB 718003   Fort Myers, FL C&D $0 06/08/2011
SE-11-019
 03/29/2013    
Reliance Bank, FSB 718003   Fort Myers, FL PCAD $0 03/01/2011
2011-0301
 03/29/2013    
Ripley Federal Savings Bank 703280   Ripley, OH C&D $0 07/01/2011
CN 11-22
 07/29/2013  
Saddle River Valley Bank 717988   Saddle River, NJ C&D $0 10/17/2011 03/31/2014    
Scb Bank 704044   Shelbyville, IN C&D $0 05/11/2011
CN 11-12
 02/10/2012    
Security Bank National Association 16870 Serlo, Larry North Lauderdale, FL CMP $6,500 01/12/2011 N/A N/A AA-EC-10-92  
South County Bank, National Association 23801   Rancho Santa Margarita, CA C&D $0 01/24/2011 05/24/2016 AA-EC-11-05  
Southern First Bank, National Association 23919 Mackie, Collin D. Greenville, SC Prohibition $0 03/15/2011     AA-EC-11-32  
Southern First Bank, National Association 23919 Mackie, Collin D. Greenville, SC CMP $7,000 03/15/2011 N/A N/A AA-EC-11-32  
Southwest Securities, FSB 708287   Dallas, TX C&D $0 02/04/2011
WN 11-003
 01/14/2013  
Southwestern National Bank 23081   Houston, TX C&D $0 03/24/2011 03/13/2014  
Sovereign Bank 704410   Wilmington, DE C&D $0 04/11/2011
NE-11-17
 02/08/2016  
Stephens Federal Bank 703576   Toccoa, GA C&D $0 09/15/2011 12/01/2014    
T Bank, National Association 24467 Adams, Patrick Dallas, TX Notice $0 09/26/2011 09/30/2014 AA-EC-11-50  
T Bank, National Association 24467 Stamm, Lee Ann Dallas, TX C&D $0 06/20/2011     AA-EC-11-51  
T Bank, National Association 24467 Stamm, Lee Ann Dallas, TX CMP $15,000 06/20/2011 N/A N/A AA-EC-11-51  
Tecumseh Federal Bank 705275   Tecumseh, NE C&D $0 04/04/2011
CN 11-09
 03/27/2012  
The Bank National Association 13770   McAlester, OK CMP $1,200 01/28/2011 N/A N/A AA-SO-10-129  
The Baraboo National Bank 14397 Havel, David Baraboo, WI C&D $0 04/25/2011     AA-EC-11-45  
The Community National Bank 17595 Lees, Jay Franklin, OH Prohibition $0 02/02/2011     AA-EC-10-95  
The Community National Bank 17595 Lees, Jay Franklin, OH CMP $10,000 02/02/2011 N/A N/A AA-EC-10-95  
The Conway National Bank 10536   Conway, SC FA $0 06/07/2011 08/29/2013  
The Exchange National Bank of Cottonwood Falls 6590   Cottonwood Falls, KS FA $0 08/31/2011 08/24/2012    
The Federal Savings Bank 716195   Overland Park, KS C&D $0 03/03/2011
WM 11-006
 06/22/2012  
The First National Bank of Brundidge 7429 Kyzar, Raymond J. Brundidge, AL Prohibition $0 07/05/2011     AA-EC-11-61  
The First National Bank of Brundidge 7429 Kyzar, Raymond J. Brundidge, AL CMP $7,500 07/05/2011 N/A N/A AA-EC-11-61  
The First National Bank of Chatsworth 16487   Chatsworth, GA C&D $0 01/20/2011 12/05/2014 AA-EC-10-123  
The First National Bank of Davis 5298   Davis, OK PCAD $0 03/02/2011 03/11/2011   AA-EC-11-28  
The First National Bank of Germantown 86   Germantown, OH FA $0 03/22/2011 01/29/2013  
The First National Bank of Grant Park 11952   Grant Park, IL C&D $0 11/28/2011 06/05/2013   AA-EC-11-81  
The First National Bank of Kemp 5932   Kemp, TX FA $0 08/11/2011 03/28/2013  
The First National Bank of Mount Dora 13102   Mount Dora, FL FA $0 09/15/2011 12/18/2013  
The First National Bank of Polk County 11833   Cedartown, GA C&D $0 03/08/2011 07/08/2013 AA-EC-11-11  
The First National Bank of Sedan 3855   Sedan, KS FA $0 01/13/2011 06/05/2013  
The First National Bank of Shelby 6776   Shelby, NC FA $0 06/08/2011 07/31/2013    
The First National Bank of Southern Kansas 5559   Mount Hope, KS FA $0 02/17/2011 09/24/2012    
The First National Bank of Valentine 6378 Medlock, Joanne Valentine, NE Prohibition $0 12/21/2011     AA-EC-11-53  
The First National Bank of Valentine 6378 Medlock, Joanne Valentine, NE CMP $25,000 12/21/2011 N/A N/A AA-EC-11-53  
The First National Bank of Valentine 6378 Medlock, Joanne Valentine, NE Notice $0 05/11/2011 12/22/2011 AA-EC-11-53  
The First National Bank of Valentine 6378 Shephard, Donald Valentine, NE Prohibition $0 11/10/2011     AA-EC-11-52  
The First National Bank of Valentine 6378 Shephard, Donald Valentine, NE Notice $0 05/11/2011 11/16/2011 AA-EC-11-52  
The First National Bank of Wellston 3565   Wellston, OH CMP $1,540 01/28/2011 N/A N/A AA-EC-10-128  
The First National Bank of Wyoming 9428   Wyoming, DE FA $0 03/17/2011 09/05/2014    
The Kishacoquillas Valley National Bank of Belleville 10128   Belleville, PA FA $0 02/17/2011 01/09/2013  
The LA Coste National Bank 10189 Gwyn, Jody P. LA Coste, TX Prohibition $0 08/15/2011     AA-EC-10-63  
The Lamesa National Bank 13111 Freeman, Elwood Lamesa, TX CMP $5,000 06/22/2011 N/A N/A AA-SO-11-58  
The Midland National Bank of Newton 4860   Newton, KS FA $0 02/03/2011 11/20/2012  
THE National Bank 24555   Moline, IL FA $0 01/26/2011 08/07/2012  
The National Bank of Harvey 15460   Harvey, ND FA $0 10/11/2011 08/26/2013  
The National Union Bank of Kinderhook 929   Kinderhook, NY CMP $1,155 08/18/2011 N/A N/A AA-NE-11-69  
The Park National Bank 9179   Newark, OH CMP $30,415 12/08/2011 N/A N/A AA-CE-11-94  
The Savannah Bank National Association 22152   Savannah, GA FA $0 10/05/2011 12/13/2012    
Traders National Bank 4020   Tullahoma, TN FA $0 06/09/2011 09/12/2013  
Trustmark National Bank 10523 Walker, William O. Jackson, MS Prohibition $0 11/10/2011     AA-EC-11-80  
U.S. Bank National Association 24   Cincinnati, OH C&D $0 04/13/2011 02/08/2016 AA-EC-11-18  
U.S. Bank National Association ND 23446   Fargo, ND C&D $0 04/13/2011 05/13/2013   AA-EC-11-18  
Universal Bank 705801   West Covina, CA C&D $0 10/20/2011 12/18/2014 AA-WE-11-77  
Valley Capital Bank, National Association 24666 Ellsworth, Steven J. Mesa, AZ Notice $0 07/06/2011 03/23/2016
2016-043
2016-044
 AA-EC-11-41  
Valley Capital Bank, National Association 24666 Ortwine, Frank D. Mesa, AZ Prohibition $0 12/14/2011     AA-EC-11-40  
Valley Capital Bank, National Association 24666 Ortwine, Frank D. Mesa, AZ REST See Order 12/14/2011     AA-EC-11-40  
Valley Capital Bank, National Association 24666 Stevenson, Kevin W. Mesa, AZ Notice $0 07/06/2011 03/23/2016
2016-043
2016-044
 AA-EC-11-42  
Vineyard Bank, National Association 24650 Morales, Norman A. Corona, CA C&D $0 05/10/2011     AA-EC-11-34  
Vineyard Bank, National Association 24650 Morales, Norman A. Corona, CA CMP $25,000 05/10/2011 N/A N/A AA-EC-11-34  
Wachovia Bank, National Association 1 Arango, John Charlotte, NC Prohibition $0 01/05/2011     AA-EC-10-116  
Wachovia Bank, National Association 1 McCrea, Andrea Charlotte, NC Prohibition $0 07/18/2011     AA-EC-11-44  
Wawel Bank 708063   Wallington, NJ C&D $0 10/26/2011 03/26/2018    
Wells Fargo Bank, National Association 1   Sioux Falls, SD CMP $20,000,000 12/08/2011 N/A N/A AA-EC-11-97  
Wells Fargo Bank, National Association 1   Sioux Falls, SD FA $0 12/08/2011 10/08/2013  
Wells Fargo Bank, National Association 1   Sioux Falls, SD C&D $0 04/13/2011 05/24/2016 AA-EC-11-19  
Wells Fargo Bank, National Association 1 Lesko, Alexis A. Sioux Falls, SD Prohibition $0 09/01/2011     AA-EC-11-74  
Western National Bank 24552   Phoenix, AZ PCAD $0 10/12/2011 12/16/2011   AA-EC-11-78  
Western National Bank 24552   Phoenix, AZ CD $0 04/04/2011 12/16/2011   AA--EC-11-38  
Westfield Bank 717968   Westfield, MA C&D $0 04/28/2011
NE 11-20
 06/26/2012  
Woodlands National Bank 23926   Hinckley, MN FA $0 03/01/2011 01/11/2012  
Zions First National Bank 4341   Salt Lake City, UT CMP $8,000,000 02/10/2011 N/A N/A  
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January 2025 Update:

Enforcement actions issued since 2012 now have subject matters. Use advanced search to filter by “Subject Matter.”

Quick Links:

The OCC supervises the following entities and has the statutory authority to take enforcement actions against them:

  • National banks and their subsidiaries
  • Federally chartered savings associations and their subsidiaries
  • Federal branches and agencies of foreign banks
  • Institution-affiliated parties (IAPs), including:
    • Officers, directors, and employees
    • A bank's controlling stockholders, agents, and certain other individuals.

Notes:

  • The names of the banking organizations accessed through the Enforcement Action Search reflect the institutions' identities when the enforcement documents became final.
  • The orders do not necessarily reflect the current status of the regulatory action against the institution or the institution-affiliated party. You should use the Search function to determine if an order or notice has been modified or terminated.
  • Please reference OCC Bulletin 2023-16 and the related Policies and Procedures Manuals (PPMs) for additional information on enforcement actions against institution-affiliated parties (IAPs), national banks, federal savings associations, and federal branches and agencies of foreign banks.

Disclaimer:

  • 1829 - Prohibition Notifications*: Prohibition Notifications prior to December 23, 2022, do not appear on these lists due to statutory changes to 12 USC § 1829 pursuant to the Fair Hiring in Banking Act.
  • Enforcement actions taken against federally chartered savings associations prior to July 21, 2011, are only available in the OTS Enforcement Order Archive (XLS). For information about the data fields used in this spreadsheet, refer to the OTS Enforcement Order Listing Definitions (PDF).
  • The Office of the Comptroller of the Currency expressly disclaims any responsibility for the acts of any individual or entity subject to an enforcement action, whether or not that individual or entity appears on these lists.
  • These lists are NOT guaranteed to be comprehensive.