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Jack Henry & Associates     FA $0 12/09/2013 03/29/2016  
1st Century Bank, National Association 24442   Los Angeles, CA C&D $0 09/11/2013 02/23/2015 AA-WE-13-58
    Advance Bank 706824   Baltimore, MD FA $0 02/21/2013 03/31/2014  
      Amarillo National Bank 14206   Amarillo, TX CMP $7,250 03/15/2013 N/A N/A AA-SO-2013-11
        American Express Bank, FSB 715648   Salt Lake City, UT C&D $0 12/19/2013 12/18/2017 AA-EC-2013-68
          American Express Bank, FSB 715648   Salt Lake City, UT CMP $3,000,000 12/19/2013 N/A N/A AA-EC-2013-69
            American Express Bank, FSB 715648   Salt Lake City, UT REST See Order 12/19/2013     AA-EC-2013-68
              Aurora Bank FSB 706069   Littleton, CO C&D $0 02/28/2013 03/28/2013
                Aurora Bank FSB 706069   Littleton, CO REST $93,237,805 02/28/2013    
                  Bank of America, National Association 13044   Charlotte, NC C&D $0 02/28/2013 06/16/2015 AA-EC-11-12
                    Bank of America, National Association 13044   Charlotte, NC REST $1,127,453,261 02/28/2013     AA-EC-11-12
                      Bank of America, National Association 13044 Anderson, Danielle M. Charlotte, NC Prohibition $0 07/31/2013    
                        Bank of America, National Association 13044 Pinard, Dean Z. Charlotte, NC Prohibition $0 04/11/2013     AA-EC-2013-21
                          Bank of The Lakes, National Association 23235   Owasso, OK C&D $0 02/27/2013 03/07/2014  
                            Bmo Harris Bank National Association 14583   Chicago, IL GLBA $0 11/14/2013 09/13/2016  
                            Bmo Harris Bank National Association 14583   Chicago, IL FA $0 04/29/2013 01/13/2017
                              Broadway Federal Bank, F.S.B. 705141   Los Angeles, CA C&D $0 10/30/2013 11/23/2015 AA-EC-2013-84
                                Canyon Community Bank, National Association 24049   Tucson, AZ C&D $0 07/29/2013 11/30/2021 AA-WE-2013-43
                                  Centrust Bank, National Association 24617 Ybarra, Ruben Northbrook, IL Prohibition $0 01/22/2013     AA-EC-12-139
                                    Centrust Bank, National Association 24617 Ybarra, Ruben Northbrook, IL REST $25,000 01/22/2013    
                                      Chase Bank USA, National Association 23160   Wilmington, DE C&D $0 09/18/2013 09/07/2017 AA-EC-13-76
                                        Chase Bank USA, National Association 23160   Wilmington, DE C&D $0 09/18/2013 11/02/2015 AA-EC-13-45
                                          Chase Bank USA, National Association 23160   Wilmington, DE CMP $60,000,000 09/18/2013 N/A N/A AA-EC-13-46
                                            Chase Bank USA, National Association 23160   Wilmington, DE REST See Order 09/18/2013     AA-EC-13-76
                                              Chase Bank USA, National Association 23160   Wilmington, DE REST See Order 09/18/2013     AA-EC-13-45
                                                Chase Bank USA, National Association 23160   Newark, DE C&D $0 01/14/2013 05/24/2019 AA-EC-13-04
                                                  Citibank, National Association 1461   Sioux Falls, SD C&D $0 02/28/2013 06/16/2015 AA-EC-11-13
                                                    Citibank, National Association 1461   Sioux Falls, SD REST See Order 02/28/2013     AA-EC-11-13
                                                      Colombo Bank 707173   Rockville, MD C&D $0 12/04/2013 07/26/2016 AA-EC-2013-105
                                                        Colonial Bank, FSB 704983   Vineland, NJ FA $0 05/30/2013 04/01/2015   AA-NE-2013-41
                                                          Commonwealth Bank, FSB 706591   MT. Sterling, KY FA $0 01/08/2013 05/31/2015  
                                                            Community First Bank 714468   Pikesville, MD C&D $0 03/18/2013 12/31/2013  
                                                              Community First Bank 714468   Pikesville, MD REST $73,265 03/18/2013    
                                                                Community Savings 700646   Caldwell, OH FA $0 01/22/2013 03/19/2015
                                                                  Eagle National Bank 21118 Murphy, William Upper Darby, PA CMP $3,000 05/30/2013 N/A N/A AA-NE-2013-37  
                                                                  EH National Bank 24493   Beverly Hills, CA C&D $0 07/09/2013 06/26/2018 AA-EC-2013-42
                                                                    Everbank 715115   Jacksonville, FL C&D $0 10/15/2013 01/04/2016
                                                                      Everbank 715115   Jacksonville, FL REST See Order 10/15/2013    
                                                                        First Federal Bank 702721   Harrison, AR CMP $3,000 12/10/2013 N/A N/A
                                                                          First Federal Bank of The Midwest 704192   Defiance, OH CMP $770 04/22/2013 N/A N/A AA-CE-2013-10
                                                                            First FS & LA of Central Illinois 703812   Shelbyville, IL FA $0 07/12/2013 02/09/2015
                                                                              First National Bank 14124   Edinburg, TX PCAD $0 08/30/2013 09/13/2013   AA-EC-2013-63
                                                                                First National Bank 21610   Waupaca, WI FA $0 06/07/2013 12/17/2014
                                                                                  First National Bank 7853   Camdenton, MO C&D $0 04/26/2013 07/15/2016 AA-WE-2013-24
                                                                                    First National Bank 7853 Carlos, Carol Camdenton, MO C&D $0 11/12/2013     AA-EC-13-64
                                                                                      First National Bank 14163 McCants, Lawrence Goodland, KS C&D $0 06/03/2013     AA-EC-2012-144
                                                                                        First National Bank 14163 McCants, Lawrence Goodland, KS CMP $30,000 06/03/2013 N/A N/A AA-EC-2012-144
                                                                                          First National Bank 14163 Timm, Dwane Goodland, KS C&D $0 05/06/2013     AA-EC-2012-143
                                                                                            First National Bank 14163 Timm, Dwane Goodland, KS CMP $10,000 05/06/2013 N/A N/A AA-EC-2012-143
                                                                                              First National Bank in Howell 14144   Howell, MI C&D $0 10/31/2013 11/17/2015 AA-EC-2013-83
                                                                                                First National Bank in Whitney 13649 Lane, Mary Helen "Murty" Whitney, TX Prohibition $0 06/03/2013     AA-EC-13-36
                                                                                                  First National Bank Northeast 6221 Lauer, Robert J. Lyons, NE CMP $2,500 04/22/2013 N/A N/A AA-WE-13-17
                                                                                                    First National Bank of Picayune 14592   Picayune, MS CMP $11,250 05/20/2013 N/A N/A AA-SO-2013-34
                                                                                                      First National Bank of Wahoo 2780   Wahoo, NE CMP $11,240 05/17/2013 N/A N/A AA-WE-2013-30
                                                                                                        First Place Bank 714752 Diamond, Eric C. Warren, OH Prohibition $0 11/20/2013     AA-EC-2013-89
                                                                                                          First Place Bank 714752 Diamond, Eric C. Warren, OH CMP $5,000 11/20/2013 N/A N/A AA-EC-2013-89
                                                                                                            First Place Bank 714752 Diamond, Jaime J. Warren, OH Prohibition $0 11/20/2013     AA-EC-2013-90
                                                                                                              First Place Bank 714752 Diamond, Jaime J. Warren, OH CMP $5,000 11/20/2013 N/A N/A AA-EC-2013-90
                                                                                                                FNB Bank, National Association 325   Danville, PA CMP $43,120 09/18/2013 N/A N/A AA-EC-13-56
                                                                                                                  FSGBank, National Association 24425 Wells, James Alan Chattanooga, TN C&D $0 10/24/2013     AA-EC-12-113
                                                                                                                    FSGBank, National Association 24425 Wells, James Alan Chattanooga, TN CMP $1,500 10/24/2013 N/A N/A AA-EC-12-113  
                                                                                                                    Fulton Bank, National Association 24891   Lancaster, PA CMP $135,000 09/18/2013 N/A N/A AA-EC-13-55
                                                                                                                      Great Plains National Bank 23049   Elk City, OK CMP $11,925 12/03/2013 N/A N/A AA-SO-2013-88
                                                                                                                        Hometown Bank of The Hudson Valley 701472   Walden, NY FA $0 03/07/2013 08/11/2017  
                                                                                                                          HSBC Bank USA, National Association 24522   Mclean, VA C&D $0 02/28/2013 01/06/2017 AA-EC-11-14
                                                                                                                            Illinois-Service FS & LA 703395   Chicago, IL FA $0 02/28/2013 04/16/2015
                                                                                                                              JPMorgan Bank and Trust Company, National Association 24802   San Francisco, CA C&D $0 09/18/2013 09/07/2017 AA-EC-13-76
                                                                                                                                JPMorgan Bank and Trust Company, National Association 24802   San Francisco, CA REST See Order 09/18/2013     AA-EC-13-76
                                                                                                                                  JPMorgan Bank and Trust Company, National Association 24802   San Francisco, CA C&D $0 01/14/2013 05/24/2019 AA-EC-13-04
                                                                                                                                    JPMorgan Chase Bank, National Association 8   Columbus, OH C&D $0 09/18/2013 09/07/2017 AA-EC-13-17
                                                                                                                                      JPMorgan Chase Bank, National Association 8   Columbus, OH C&D $0 09/18/2013 11/02/2015 AA-EC-13-45
                                                                                                                                        JPMorgan Chase Bank, National Association 8   Columbus, OH CMP $300,000,000 09/18/2013 N/A N/A AA-EC-2013-75
                                                                                                                                          JPMorgan Chase Bank, National Association 8   Columbus, OH CMP $60,000,000 09/18/2013 N/A N/A AA-EC-13-46
                                                                                                                                            JPMorgan Chase Bank, National Association 8   Columbus, OH REST See Order 09/18/2013     AA-EC-13-17
                                                                                                                                              JPMorgan Chase Bank, National Association 8   Columbus, OH REST See Order 09/18/2013     AA-EC-13-45
                                                                                                                                                JPMorgan Chase Bank, National Association 8   Columbus, OH C&D $0 02/28/2013 01/04/2016 AA-EC-11-15
                                                                                                                                                  JPMorgan Chase Bank, National Association 8   Columbus, OH REST $753,250,131 02/28/2013     AA-EC-11-15
                                                                                                                                                    JPMorgan Chase Bank, National Association 8   Columbus, OH C&D $0 01/14/2013 05/24/2019 AA-EC-13-04
                                                                                                                                                      JPMorgan Chase Bank, National Association 8   Columbus, OH C&D $0 01/14/2013 07/20/2017 AA-EC-13-01
                                                                                                                                                        JPMorgan Chase Bank, National Association 8 Hertz, James L. Columbus, OH Prohibition $0 05/21/2013     AA-EC-2013-22
                                                                                                                                                          JPMorgan Chase Bank, National Association 8 Wright, Alexander W. Columbus, OH Prohibition $0 05/21/2013     AA-EC-2013-23
                                                                                                                                                            Ladysmith FS & LA 702722   Ladysmith, WI FA $0 04/26/2013 06/04/2015
                                                                                                                                                              Landmark Community Bank, National Association 23193   Isanti, MN C&D $0 11/21/2013 09/30/2016   AA-EC-2013-102
                                                                                                                                                                Lee County Bank & Trust, National Association 22123 Ward, Chad A. Fort Madison, IA CMP $2,000 09/04/2013 N/A N/A
                                                                                                                                                                  Liberty FSB 701532   Enid, OK C&D $0 11/15/2013 05/18/2018  
                                                                                                                                                                    Liberty Savings Bank, FSB 708039   Wilmington, OH CMP $18,000 10/02/2013 N/A N/A AA-CE-2013-62
                                                                                                                                                                      Liberty Savings Bank, FSB 702353   Whiting, IN C&D $0 02/21/2013 07/01/2015  
                                                                                                                                                                        Lincoln FSB of Nebraska 703896   Lincoln, NE CMP $4,620 03/20/2013 N/A N/A
                                                                                                                                                                          Los Alamos National Bank 15108   Los Alamos, NM C&D $0 12/17/2013 11/03/2017 AA-EC-2013-107
                                                                                                                                                                            Metlife Bank, National Association 23743   Morristown, NJ C&D $0 02/28/2013 08/30/2013   AA-EC-11-16
                                                                                                                                                                              Metlife Bank, National Association 23743   Morristown, NJ REST $30,206,329 02/28/2013     AA-EC-11-16
                                                                                                                                                                                Mid-Southern Savings Bank, FSB 704817   Salem, IN FA $0 04/17/2013 11/18/2015
                                                                                                                                                                                  Midwest FS & LA of St Joseph 702248   Saint Joseph, MO FA $0 04/22/2013 01/17/2014  
                                                                                                                                                                                    Millennium Bank, National Association 23828   Sterling, VA C&D $0 04/15/2013 02/28/2014   AA-EC-13-29
                                                                                                                                                                                      Mission Oaks National Bank 24034 Votapka, Gary W. Temecula, CA CMP $5,000 01/14/2013 N/A N/A AA-EC-11-89
                                                                                                                                                                                        Mutual of Omaha Bank 708146   Omaha, NE CMP $51,765 12/12/2013 N/A N/A
                                                                                                                                                                                          N/A BSERV, INC.     C&D $0 12/05/2013 05/05/2017 AA-NE-2013-106  
                                                                                                                                                                                          N/A Fundtech Corporation     C&D $0 12/05/2013 05/05/2017 AA-NE-2013-106  
                                                                                                                                                                                          National Bank of Earlville 14403 McConville, Edward J. Earlville, IL CMP $5,000 11/08/2013 N/A N/A AA-EC-2013-86
                                                                                                                                                                                            National Bank of Ohio 14203   Oak Harbor, OH CMP $18,160 12/19/2013 N/A N/A AA-CE-2013-108
                                                                                                                                                                                              Noble Bank & Trust, National Association 24606 Findley, Stephen D. Anniston, AL Prohibition $0 11/12/2013     AA-EC-2013-51
                                                                                                                                                                                                Noble Bank & Trust, National Association 24606 Findley, Stephen D. Anniston, AL CMP $10,000 10/10/2013 N/A N/A AA-EC-2013-51
                                                                                                                                                                                                  Noble Bank & Trust, National Association 24606 Smith, Lindsay Anniston, AL Prohibition $0 09/04/2013     AA-EC-2013-52
                                                                                                                                                                                                    Noble Bank & Trust, National Association 24606 Smith, Lindsay Anniston, AL CMP $3,500 09/04/2013 N/A N/A AA-EC-2013-52
                                                                                                                                                                                                      North American SB, FSB 703927   Grandview, MO C&D $0 02/01/2013 10/14/2015 AA-EC-2012-160
                                                                                                                                                                                                        North Georgia National Bank 23547   Calhoun, GA C&D $0 07/17/2013 07/28/2016
                                                                                                                                                                                                          North Shore Trust and Savings 700108 Trofimuk, Martin Waukegan, IL C&D $0 08/06/2013    
                                                                                                                                                                                                            North Shore Trust and Savings 700108 Trofimuk, Martin Waukegan, IL CMP $5,000 08/06/2013 N/A N/A AA-EC-2013-20
                                                                                                                                                                                                              One Bank & Trust, National Association 24136   Little Rock, AR C&D $0 10/09/2013 07/31/2018   AA-EC-13-82
                                                                                                                                                                                                                Perpetual FSB 702644   Urbana, OH CMP $2,400 02/25/2013 N/A N/A
                                                                                                                                                                                                                  PNC Bank, National Association 1316   Wilmington, DE C&D $0 02/28/2013 06/16/2015 AA-EC-11-17
                                                                                                                                                                                                                    PNC Bank, National Association 1316   Wilmington, DE REST $69,433,224 02/28/2013     AA-EC-11-17
                                                                                                                                                                                                                      Ponce de Leon Federal Bank 706509   Bronx, NY FA $0 07/11/2013 05/25/2016 AA-NE-2013-53
                                                                                                                                                                                                                        Rabobank, National Association 24583   Roseville, CA C&D $0 12/05/2013 02/06/2018 AA-WE-2013-92
                                                                                                                                                                                                                          Rbs Citizens, National Association 24571   Providence, RI C&D $0 04/29/2013 01/17/2017 AA-EC 2013-12
                                                                                                                                                                                                                            Rbs Citizens, National Association 24571   Providence, RI CMP $5,000,000 04/29/2013 N/A N/A AA-EC 2013-13
                                                                                                                                                                                                                              Republicbankaz, National Association 24636   Phoenix, AZ FA $0 05/31/2013 07/27/2016
                                                                                                                                                                                                                                Ruby Valley National Bank 11008   Twin Bridges, MT FA $0 06/12/2013 02/01/2016
                                                                                                                                                                                                                                  Saddle River Valley Bank 717988   Montclair, NJ CMP $4,100,000 09/23/2013 N/A N/A AA-EC-13-70
                                                                                                                                                                                                                                    Seacoast National Bank 14838   Stuart, FL CMP $26,950 02/11/2013 N/A N/A
                                                                                                                                                                                                                                      Security Bank National Association 16870 Aronson, Mitchell North Lauderdale, FL CMP $10,000 01/04/2013 N/A N/A AA-EC-12-93
                                                                                                                                                                                                                                        Security Bank National Association 16870 Connell, Harold North Lauderdale, FL C&D $0 01/02/2013     AA-EC-12-94
                                                                                                                                                                                                                                          Security Bank National Association 16870 Connell, Harold North Lauderdale, FL CMP $20,000 01/02/2013 N/A N/A AA-EC-12-94
                                                                                                                                                                                                                                            Security Bank National Association 16870 Diez, Robert North Lauderdale, FL C&D $0 01/03/2013     AA-EC-12-95
                                                                                                                                                                                                                                              Security Bank National Association 16870 Diez, Robert North Lauderdale, FL CMP $15,000 01/02/2013 N/A N/A AA-EC-12-95
                                                                                                                                                                                                                                                Security Bank National Association 16870 Fernandez, Manual North Lauderdale, FL C&D $0 01/02/2013     AA-EC-12-98
                                                                                                                                                                                                                                                  Security Bank National Association 16870 Fernandez, Manual North Lauderdale, FL CMP $10,000 01/02/2013 N/A N/A AA-EC-12-98
                                                                                                                                                                                                                                                    Security Bank National Association 16870 Harper, Floyd North Lauderdale, FL C&D $0 01/02/2013     AA-EC-12-99
                                                                                                                                                                                                                                                      Security Bank National Association 16870 Harper, Floyd North Lauderdale, FL CMP $8,500 01/02/2013 N/A N/A AA-EC-12-99
                                                                                                                                                                                                                                                        Security Bank National Association 16870 Kenney, Timothy North Lauderdale, FL C&D $0 01/02/2013     AA-EC-12-96
                                                                                                                                                                                                                                                          Security Bank National Association 16870 Kenney, Timothy North Lauderdale, FL CMP $15,000 01/02/2013 N/A N/A AA-EC-12-96
                                                                                                                                                                                                                                                            Severn Savings Bank, FSB 708190   Annapolis, MD FA $0 04/23/2013 10/15/2015 AA-NE-13-31
                                                                                                                                                                                                                                                              Sovereign Bank, National Association 25022   Wilmington, DE C&D $0 02/28/2013 02/08/2016
                                                                                                                                                                                                                                                                Sovereign Bank, National Association 25022   Wilmington, DE REST $6,186,992 02/28/2013    
                                                                                                                                                                                                                                                                  Swineford National Bank 7003   Middleburg, PA CMP $33,880 09/18/2013 N/A N/A AA-EC-13-57
                                                                                                                                                                                                                                                                    TCF National Bank 23253   Sioux Falls, SD CMP $10,000,000 01/25/2013 N/A N/A AA-EC-2012-155
                                                                                                                                                                                                                                                                      TD Bank, National Association 24096   Wilmington, DE CMP $37,500,000 09/20/2013 N/A N/A AA-EC-2013-67
                                                                                                                                                                                                                                                                        The Baraboo National Bank 14397   Baraboo, WI C&D $0 01/09/2013 11/30/2016 AA-EC-13-3
                                                                                                                                                                                                                                                                          The First National Bank of Hartford 8671   Hartford, WI GLBA $0 04/15/2013 02/26/2014  
                                                                                                                                                                                                                                                                          The First National Bank of Layton 7685   Layton, UT FA $0 12/12/2013 11/05/2014
                                                                                                                                                                                                                                                                            The First National Bank of Niagara 11051 Gunville, Robert Niagara, WI Prohibition $0 04/08/2013     AA-EC-12-70
                                                                                                                                                                                                                                                                              The First National Bank of Niagara 11051 Gunville, Robert Niagara, WI C&D $0 04/08/2013     AA-EC-12-70
                                                                                                                                                                                                                                                                                The First National Bank of Niagara 11051 Gunville, Robert Niagara, WI CMP $50,000 04/08/2013 N/A N/A AA-EC-12-70
                                                                                                                                                                                                                                                                                  The First National Bank of Niagara 11051 Gunville, Robert Niagara, WI REST See Order 04/08/2013     AA-EC-12-70
                                                                                                                                                                                                                                                                                    The First National Bank of Russell Springs 11348   Russell Springs, KY FA $0 08/07/2013 01/13/2016
                                                                                                                                                                                                                                                                                      The First National Bank of Sullivan 7692   Sullivan, IL FA $0 08/27/2013 01/26/2015
                                                                                                                                                                                                                                                                                        The First National Bank of Waverly 5635   Waverly, OH CMP $1,540 03/18/2013 N/A N/A AA-CE-2013-6
                                                                                                                                                                                                                                                                                          The Lamesa National Bank 13111 Freeman, Elwood Lamesa, TX C&D $0 09/30/2013     AA-EC-2013-54
                                                                                                                                                                                                                                                                                            The Lamesa National Bank 13111 Freeman, Elwood Lamesa, TX CMP $10,000 09/30/2013 N/A N/A AA-EC-2013-54
                                                                                                                                                                                                                                                                                              The National Republic Bank of Chicago 14399   Chicago, IL C&D $0 08/31/2013 10/24/2014   AA-EC-2013-60
                                                                                                                                                                                                                                                                                                The Somerville National Bank 9859   Somerville, OH FA $0 06/12/2013 03/29/2016
                                                                                                                                                                                                                                                                                                  TIAA-CREF Trust Company FSB 715018   St. Louis, MO C&D $0 06/28/2013 10/09/2015 AA-NE-2013-44
                                                                                                                                                                                                                                                                                                    Trustmark National Bank 10523 Davis, Mary R. Jackson, MS Prohibition $0 12/17/2013     AA-EC-2013-97
                                                                                                                                                                                                                                                                                                      U.S. Bank National Association 24   Cincinnati, OH C&D $0 02/28/2013 02/08/2016
                                                                                                                                                                                                                                                                                                        U.S. Bank National Association 24   Cincinnati, OH REST $80,060,193 02/28/2013    
                                                                                                                                                                                                                                                                                                          U.S. Bank National Association ND 23446   Fargo, ND C&D $0 02/28/2013 05/13/2013  
                                                                                                                                                                                                                                                                                                            U.S. Bank National Association ND 23446   Fargo, ND REST $80,060,193 02/28/2013    
                                                                                                                                                                                                                                                                                                              United Community Bank 703767   Lawrenceburg, IN CMP $1,925 09/30/2013 N/A N/A AA-CE-13-77
                                                                                                                                                                                                                                                                                                                Wachovia Bank, National Association 1 Morrill, Robert A. Charlotte, NC Prohibition $0 01/25/2013     AA-EC-12-115
                                                                                                                                                                                                                                                                                                                  Wells Fargo Bank, National Association 1   Sioux Falls, SD C&D $0 02/28/2013 05/24/2016 AA-EC-11-19
                                                                                                                                                                                                                                                                                                                    Wells Fargo Bank, National Association 1   Sioux Falls, SD REST See Order 02/28/2013     AA-EC-11-19
                                                                                                                                                                                                                                                                                                                      Wells Fargo Bank, National Association 1 Caver, Katrina Sioux Falls, SD Prohibition $0 07/29/2013     AA-EC-2013-38
                                                                                                                                                                                                                                                                                                                        Western Springs National Bank and Trust 15346 Miceli, Jerry F. Western Springs, IL Prohibition $0 03/13/2013    
                                                                                                                                                                                                                                                                                                                          Western Springs National Bank and Trust 15346 Miceli, Jerry F. Western Springs, IL CMP $75,000 03/13/2013 N/A N/A
                                                                                                                                                                                                                                                                                                                            Western Springs National Bank and Trust 15346 Regas, James A. Western Springs, IL Prohibition $0 03/13/2013    
                                                                                                                                                                                                                                                                                                                              Western Springs National Bank and Trust 15346 Regas, James A. Western Springs, IL CMP $250,000 03/13/2013 N/A N/A
                                                                                                                                                                                                                                                                                                                                Western Springs National Bank and Trust 15346 Regas, James A. Western Springs, IL REST $681,617 03/13/2013    
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                                                                                                                                                                                                                                                                                                                                  January 2025 Update:

                                                                                                                                                                                                                                                                                                                                  Enforcement actions issued since 2012 now have subject matters. Use advanced search to filter by “Subject Matter.”

                                                                                                                                                                                                                                                                                                                                  Quick Links:

                                                                                                                                                                                                                                                                                                                                  The OCC supervises the following entities and has the statutory authority to take enforcement actions against them:

                                                                                                                                                                                                                                                                                                                                  • National banks and their subsidiaries
                                                                                                                                                                                                                                                                                                                                  • Federally chartered savings associations and their subsidiaries
                                                                                                                                                                                                                                                                                                                                  • Federal branches and agencies of foreign banks
                                                                                                                                                                                                                                                                                                                                  • Institution-affiliated parties (IAPs), including:
                                                                                                                                                                                                                                                                                                                                    • Officers, directors, and employees
                                                                                                                                                                                                                                                                                                                                    • A bank's controlling stockholders, agents, and certain other individuals.

                                                                                                                                                                                                                                                                                                                                  Notes:

                                                                                                                                                                                                                                                                                                                                  • The names of the banking organizations accessed through the Enforcement Action Search reflect the institutions' identities when the enforcement documents became final.
                                                                                                                                                                                                                                                                                                                                  • The orders do not necessarily reflect the current status of the regulatory action against the institution or the institution-affiliated party. You should use the Search function to determine if an order or notice has been modified or terminated.
                                                                                                                                                                                                                                                                                                                                  • Please reference OCC Bulletin 2023-16 and the related Policies and Procedures Manuals (PPMs) for additional information on enforcement actions against institution-affiliated parties (IAPs), national banks, federal savings associations, and federal branches and agencies of foreign banks.

                                                                                                                                                                                                                                                                                                                                  Disclaimer:

                                                                                                                                                                                                                                                                                                                                  • 1829 - Prohibition Notifications*: Prohibition Notifications prior to December 23, 2022, do not appear on these lists due to statutory changes to 12 USC § 1829 pursuant to the Fair Hiring in Banking Act.
                                                                                                                                                                                                                                                                                                                                  • Enforcement actions taken against federally chartered savings associations prior to July 21, 2011, are only available in the OTS Enforcement Order Archive (XLS). For information about the data fields used in this spreadsheet, refer to the OTS Enforcement Order Listing Definitions (PDF).
                                                                                                                                                                                                                                                                                                                                  • The Office of the Comptroller of the Currency expressly disclaims any responsibility for the acts of any individual or entity subject to an enforcement action, whether or not that individual or entity appears on these lists.
                                                                                                                                                                                                                                                                                                                                  • These lists are NOT guaranteed to be comprehensive.