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Party Subject to Action				City, State Hide Column Sort by City, State link. Press enter to sort.	Action		Start		Termination		Docket Number Hide Column	Subject Matters Hide Column
Institution (Bank Name) Hide Column Sort by Institution link. Press enter to sort.	Charter Number Hide Column Sort by Charter Number link. Press enter to sort.	Company Hide Column Sort by Company link. Press enter to sort.	Individual Hide Column Sort by Individual link. Press enter to sort.		Type Hide Column Sort by Type link. Press enter to sort.	Amount Hide Column Sort by Amount link. Press enter to sort.	Date Hide Column Sort by Start Date link. Press enter to sort.	Doc Hide Column	Date Hide Column Sort by Termination Date link. Press enter to sort.	Doc Hide Column	Docket Number Hide Column	Subject Matters Hide Column
Abacus Federal Savings Bank	708059			New York, NY	FA	$0	04/28/2014	2014-077	02/16/2017	2017-024
American Bank	708149		Plack, James	Rockville, MD	Notice	$0	10/29/2014	N14-001	02/29/2016	2016-122	AA-EC-14-90
Associated Bank, National Association	23695			Green Bay, WI	CMP	$500,000	06/26/2014	2014-094	N/A	N/A
Bank of America, National Association	13044			Charlotte, NC	C&D	$0	11/11/2014	2014-158	04/12/2019	2019-021
Bank of America, National Association	13044			Charlotte, NC	CMP	$250,000,000	11/11/2014	2014-171	N/A	N/A	AA-EC-14-99
Bank of America, National Association	13044			Charlotte, NC	C&D	$0	04/07/2014	2014-027	04/25/2016	2016-052	AA-EC-2014-5
Bank of America, National Association	13044			Charlotte, NC	CMP	$25,000,000	04/07/2014	2014-028	N/A	N/A	AA-EC-2014-6
Bank of America, National Association	13044			Charlotte, NC	REST	See Order	04/07/2014	2014-027			AA-EC-2014-5
Bank of America, National Association	13044		Brown, Vicki	Charlotte, NC	Prohibition	$0	09/09/2014	2014-120			AA-EC-2014-65
Bank of Manhattan, National Association	24754			El Segundo, CA	FA	$0	11/20/2014	2014-146	06/26/2015
Bokf, National Association	13679		Thomas, Ryann	Tulsa, OK	C&D	$0	01/08/2014	2014-005			AA-EC-13-96
Capital One Bank (USA), National Association	24828			Glen Allen, VA	CMP	$4,000,000	11/06/2014	2014-144	N/A	N/A	AA-EC-2014-71
Capital One, National Association	13688			Mclean, VA	CMP	$4,000,000	11/06/2014	2014-144	N/A	N/A	AA-EC-2014-71
Capital One, National Association	13688			Mclean, VA	GLBA	$0	04/25/2014	2014-052	09/20/2022	2022-046
Capital One, National Association	13688			Mclean, VA	GLBA	$0	04/25/2014	2014-061	09/20/2022	2022-046
Certusbank, National Association	24975			Greenville, SC	C&D	$0	11/06/2014	2014-140	11/02/2015
Chase Bank USA, National Association	23160			Wilmington, DE	CMP	$350,000,000	01/07/2014	2014-001	N/A	N/A	AA-EC-2013-109
Citibank, National Association	1461			Sioux Falls, SD	C&D	$0	11/11/2014	2014-160	06/28/2018	2018-055	AA-EC-14-101
Citibank, National Association	1461			Sioux Falls, SD	CMP	$350,000,000	11/11/2014	2014-173	N/A	N/A	AA-EC-14-101
Citizens Bank, National Association	24571			Providence, RI	GLBA	$0	04/24/2014	2014-060	08/18/2017	2017-071
Citizens Commerce National Bank	23092		Flynn, Michael L.	Versailles, KY	C&D	$0	01/03/2014	2014-002	05/01/2020	2020-027	AA-EC-2012-148
Citizens Commerce National Bank	23092		Flynn, Michael L.	Versailles, KY	CMP	$25,000	01/03/2014	2014-002	N/A	N/A	AA-EC-2012-148
Citizens Commerce National Bank	23092		Soper, John E.	Versailles, KY	C&D	$0	01/03/2014	2014-003			AA-EC-2012-147
Citizens Commerce National Bank	23092		Soper, John E.	Versailles, KY	CMP	$25,000	01/03/2014	2014-003	N/A	N/A	AA-EC-2012-147
Citizens Community Federal National Association	25088			Altoona, WI	CMP	$4,000	07/09/2014	2014-100	N/A	N/A	AA-EC-2014-59
Colorado Federal Savings Bank	708876			Greenwood Village, CO	FA	$0	10/03/2014	2014-131	07/08/2016	2016-068
Community Federal Savings Bank	717528			Woodhaven, NY	FA	$0	02/06/2014	2014-034	02/20/2020	2020-020	AA-NE-2020-10
Communityone Bank, National Association	8953		Bateman, Vincent F.	Asheboro, NC	Prohibition	$0	02/06/2014	2014-014			AA-EC-2013-110
Eastern Savings Bank, FSB	708183			Hunt Valley, MD	C&D	$0	03/31/2014	2014-030	09/25/2019	2019-057	AA-EC-2019-65
Eastside Commercial Bank, National Association	24180			Bellevue, WA	C&D	$0	03/20/2014	2014-031	04/15/2015		AA-EC-2014-24
Equitable Bank	707056			Grand Island, NE	CMP	$6,115	05/27/2014	2014-062	N/A	N/A	AA-WE-2014-57
F&M Bank and Trust Company	705608			Hannibal, MO	C&D	$0	04/22/2014	2014-050	01/14/2016	2016-013	AA-CE-2014-31
F&M Bank and Trust Company	705608		Plowman, B. Stevens	Hannibal, MO	CMP	$5,000	11/17/2014	2014-141	N/A	N/A	AA-CE-2014-95
Fia Card Services, National Association	22381			Wilmington, DE	C&D	$0	04/07/2014	2014-027	04/25/2016	2016-052	AA-EC-2014-5
Fia Card Services, National Association	22381			Wilmington, DE	CMP	$25,000,000	04/07/2014	2014-028	N/A	N/A	AA-EC-2014-6
Fia Card Services, National Association	22381			Wilmington, DE	REST	See Order	04/07/2014	2014-027
First FS & LA of Greensburg	704656			Greensburg, IN	FA	$0	07/28/2014	2014-101	03/02/2017	2017-041
First National Bank	21610			Waupaca, WI	C&D	$0	12/17/2014	2014-161	10/27/2017		AA-EC-2014-114
First National Bank	22852		Fleming, Alan Robert	Savannah, GA	Prohibition	$0	11/12/2014	2014-156			AA-EC-2014-17
First National Bank	22852		Little, Stephen Michael	Savannah, GA	Prohibition	$0	06/12/2014	2014-095			AA-EC-2014-18
First National Bank	22852		McMath, Heys Edward	Savannah, GA	Prohibition	$0	08/20/2014	2014-119			AA-EC-2014-14
First National Bank	22852		Mulling, Isaac Jefferson	Savannah, GA	Prohibition	$0	06/12/2014	2014-096			AA-EC-2014-18
First National Bank of The Rockies	7435		Sawyer, Ronald R.	Grand Junction, CO	CMP	$5,000	06/09/2014	2014-088	N/A	N/A	AA-WE-2014-56
First Scottsdale Bank, National Association	24805			Scottsdale, AZ	FA	$0	11/19/2014	2014-145	09/11/2015
FNB Bank, National Association	325			Danville, PA	C&D	$0	07/14/2014	2014-085	10/27/2017	2017-100	AA-EC-2014-68
Fort Lee Federal Savings Bank, FSB	716832		Cestone, Douglas	Fort Lee, NJ	CMP	$3,000	03/26/2014	2014-032	N/A	N/A	AA-EC-2013-49
Fort Lee Federal Savings Bank, FSB	716832		Kostakopoulos, Haralambos S.	Fort Lee, NJ	Notice	$0	10/08/2014	N14-003	01/27/2016	2016-123	AA-EC-2013-47
Fort Lee Federal Savings Bank, FSB	716832		Kostakopoulos, Yasemin	Fort Lee, NJ	Notice	$0	10/08/2014	N14-003	01/27/2016	2016-123	AA-EC-2013-48
Fort Lee Federal Savings Bank, FSB	716832		Oesterle, Paul	Fort Lee, NJ	CMP	$3,000	03/26/2014	2014-033	N/A	N/A	AA-EC-2013-49
Fulton Bank, National Association	24891			Lancaster, PA	C&D	$0	07/14/2014	2014-086	10/27/2017	2017-101	AA-EC-2014-67
Gibraltar Private Bank & Trust Co.	708007			Coral Gables, FL	C&D	$0	10/16/2014	2014-128	06/26/2017	2017-049	AA-EC-2014-13
Guaranty Bank	717936			Milwaukee, WI	PCAD	$0	04/01/2014	2014-035	02/28/2017	2017-020	AA-EC-14-33
Helena National Bank	14429			Helena, AR	CMP	$19,450	10/01/2014	2014-129	N/A	N/A
High Desert Bank	718045			Bend, OR	C&D	$0	07/16/2014	2014-098	06/22/2018		AA-EC-2014-22
Home National Bank	13891		Brown, Roger A.	Blackwell, OK	Prohibition	$0	02/07/2014	2014-016			AA-EC-13-26
Home National Bank	13891		Brown, Roger A.	Blackwell, OK	C&D	$0	02/07/2014	2014-016			AA-EC-13-26
Home National Bank	13891		Brown, Roger A.	Blackwell, OK	REST	$100,000	02/07/2014	2014-016			AA-EC-13-26
Home National Bank	13891		Brown, Trenton W.	Blackwell, OK	Prohibition	$0	02/07/2014	2014-017			AA-EC-13-27
Home National Bank	13891		Brown, Trenton W.	Blackwell, OK	C&D	$0	02/07/2014	2014-017			AA-EC-13-27
Home National Bank	13891		Brown, Trenton W.	Blackwell, OK	REST	$100,000	02/07/2014	2014-017			AA-EC-13-27
Home National Bank	13891		Kessler, Lisa	Blackwell, OK	Prohibition	$0	02/07/2014	2014-018			AA-EC-13-28
Home National Bank	13891		Kessler, Lisa	Blackwell, OK	C&D	$0	02/07/2014	2014-018			AA-EC-13-28
Home National Bank	13891		Kessler, Lisa	Blackwell, OK	REST	$100,000	02/07/2014	2014-018			AA-EC-13-28
Homestead Savings Bank	718109			Albion, MI	FA	$0	09/17/2014	2014-118	08/26/2019	2019-053	AA-CE-2019-62
Hometown National Bank	23868		Widmer, William J.	Longview, WA	Prohibition	$0	11/18/2014	2014-163			AA-EC-2014-85
Hometown National Bank	23868		Widmer, William J.	Longview, WA	REST	$1,464	11/18/2014	2014-163
Hopkins Federal Savings Bank	708196			Baltimore, MD	FA	$0	04/17/2014	2014-051	07/08/2016
Inter National Bank	18480		Myska, Ginger	McAllen, TX	Prohibition	$0	10/16/2014	2014-143			AA-EC-2014-62
Inter National Bank	18480		Myska, Ginger	McAllen, TX	C&D	$0	10/16/2014	2014-143			AA-EC-2014-62
Inter National Bank	18480		Myska, Ginger	McAllen, TX	CMP	$5,000	10/16/2014	2014-143	N/A	N/A	AA-EC-2014-62
Inter National Bank	18480		Myska, Ginger	McAllen, TX	REST	$26,000	10/16/2014	2014-143			AA-EC-2014-62
Inter National Bank	18480		Sepulveda, Edna E.	McAllen, TX	Prohibition	$0	02/19/2014	2014-037			AA-EC-2013-99
JPMorgan Bank and Trust Company, National Association	24802			San Francisco, CA	CMP	$350,000,000	01/07/2014	2014-001	N/A	N/A	AA-EC-2013-109
JPMorgan Chase Bank, National Association	8			Columbus, OH	C&D	$0	11/11/2014	2014-159	09/06/2019	2019-058	AA-EC-2019-56
JPMorgan Chase Bank, National Association	8			Columbus, OH	CMP	$350,000,000	11/11/2014	2014-172	N/A	N/A	AA-EC-14-100
JPMorgan Chase Bank, National Association	8			Columbus, OH	CMP	$350,000,000	01/07/2014	2014-001	N/A	N/A	AA-EC-2013-109
Lake National Bank	24540			Mentor, OH	CMP	$2,192	12/01/2014	2014-142	N/A	N/A	AA-CE-2014-104
Malvern Federal Savings Bank	700416			Paoli, PA	FA	$0	10/07/2014	2014-132	01/21/2016	2016-017	AA-NE-2014-93
Merchants Bank of California, National Association	21371			Carson, CA	C&D	$0	06/26/2014	2014-084	07/02/2018
National Bank of California	17480			Los Angeles, CA	C&D	$0	08/27/2014	2014-109	04/29/2016		AA-EC-14-79
Old National Bank	8846			Evansville, IN	CMP	$500,000	01/14/2014	2014-006	N/A	N/A	AA-EC-2013-112
OneWest Bank, National Association	25079			Pasadena, CA	C&D	$0	03/11/2014	2014-029	07/14/2015	2015-077
OneWest Bank, National Association	25079			Pasadena, CA	REST	See Order	03/11/2014	2014-029
Pickens S & LA, Fa	706359		Sparks, John	Pickens, SC	C&D	$0	05/15/2014	2014-078
PNC Bank, National Association	1316			Wilmington, DE	C&D	$0	10/06/2014	2014-127	03/07/2016	2016-053	AA-EC-2014-77
PNC Bank, National Association	1316			Wilmington, DE	CMP	$2,000,000	10/06/2014	2014-130	N/A	N/A	AA-EC-2014-78
PNC Bank, National Association	1316			Wilmington, DE	REST	See Order	10/06/2014	2014-127			AA-EC-2014-77
Polonia Bank	703218			Huntingdon Valley, PA	FA	$0	10/21/2014	2014-148	11/01/2017		AA-NE-2014-107
Quontic Bank	717974			Astoria, NY	FA	$0	07/22/2014	2014-102	09/24/2015	2015-118	AA-NE-2014-74
Scb Bank	704044		Collier, Randy	Shelbyville, IN	Prohibition	$0	12/17/2014	2014-157			AA-EC-14-88
Scb Bank	704044		Collier, Randy	Shelbyville, IN	REST	$50,000	12/17/2014	2014-157			AA-EC-14-88
Security Bank National Association	16870		Betancourt, Blas	North Lauderdale, FL	CMP	$10,000	07/30/2014	2014-099	N/A	N/A	AA-EC-12-97
Security Bank National Association	16870		Serlo, Larry	North Lauderdale, FL	Prohibition	$0	09/09/2014	2014-116			AA-EC-12-92
Security Bank National Association	16870		Serlo, Larry	North Lauderdale, FL	CMP	$15,000	09/09/2014	2014-116	N/A	N/A	AA-EC-12-92
Slavie Federal Savings Bank	708191			Bel Air, MD	C&D	$0	01/07/2014	2014-004	05/30/2014		AA-EC-2013-104
Solera National Bank	24737			Lakewood, CO	FA	$0	11/18/2014	2014-147	02/21/2017	2017-021
State Farm Bank, FSB	714640		Neill, David	Bloomington, IL	Prohibition	$0	02/10/2014	2014-013			AA-EC-2013-98
Swineford National Bank	7003			Middleburg, PA	C&D	$0	07/14/2014	2014-087	10/27/2017	2017-102	AA-EC-2014-69
The First National Bank of Davis	5298		Moore, W.A.	Davis, OK	Prohibition	$0	03/24/2014	2014-036			AA-EC-2013-111
The First National Bank of Layton	7685		Adams, E. Harris	Layton, UT	CMP	$1,000	05/27/2014	2014-064	N/A	N/A	AA-WE-2014-38
The First National Bank of Layton	7685		Barlow, Haven J.	Layton, UT	CMP	$1,000	05/27/2014	2014-065	N/A	N/A	AA-WE-2014-39
The First National Bank of Layton	7685		Bennett, Noall J.	Layton, UT	CMP	$1,000	05/27/2014	2014-066	N/A	N/A	AA-WE-2014-40
The First National Bank of Layton	7685		Day, D. William	Layton, UT	CMP	$1,000	05/27/2014	2014-067	N/A	N/A	AA-WE-2014-41
The First National Bank of Layton	7685		Ellison, Peter K.	Layton, UT	CMP	$1,000	05/28/2014	2014-068	N/A	N/A	AA-WE-2014-42
The First National Bank of Layton	7685		Firth, Ralph W.	Layton, UT	CMP	$1,000	05/27/2014	2014-069	N/A	N/A	AA-WE-2014-43
The First National Bank of Layton	7685		Flint, Vernon W.	Layton, UT	CMP	$1,000	05/27/2014	2014-070	N/A	N/A	AA-WE-2014-44
The First National Bank of Layton	7685		Garn, Kevin S.	Layton, UT	CMP	$1,000	05/27/2014	2014-071	N/A	N/A	AA-WE-2014-45
The First National Bank of Layton	7685		Jones, K. John	Layton, UT	CMP	$1,500	05/27/2014	2014-072	N/A	N/A	AA-WE-2014-46
The First National Bank of Layton	7685		Morgan, Thomas W.	Layton, UT	CMP	$1,000	05/27/2014	2014-073	N/A	N/A
The First National Bank of Layton	7685		Simmons, David E.	Layton, UT	CMP	$1,000	05/27/2014	2014-074	N/A	N/A	AA-WE-2014-47
The First National Bank of Layton	7685		Smith, Catherine W.	Layton, UT	CMP	$1,000	05/27/2014	2014-075	N/A	N/A	AA-WE-2014-48
The First National Bank of Layton	7685		Stevenson, Sharman R.	Layton, UT	CMP	$1,000	05/27/2014	2014-076	N/A	N/A	AA-WE-2014-49
The First National Bank of Manchester	7605		Greer, Jerry	Manchester, KY	CMP	$10,000	06/17/2014	2014-089	N/A	N/A	AA-EC-14-27
The First National Bank of Manchester	7605		Greer, Lanny	Manchester, KY	Prohibition	$0	06/17/2014	2014-090
The First National Bank of Manchester	7605		Greer, Lanny	Manchester, KY	C&D	$0	06/17/2014	2014-090			AA-EC-14-25
The First National Bank of Manchester	7605		Greer, Lanny	Manchester, KY	CMP	$40,000	06/17/2014	2014-090	N/A	N/A	AA-EC-14-25
The First National Bank of Manchester	7605		Greer, Lanny	Manchester, KY	REST	$18,789	06/17/2014	2014-090			AA-EC-14-25
The First National Bank of Manchester	7605		Greer, Randell	Manchester, KY	CMP	$10,000	06/17/2014	2014-091	N/A	N/A	AA-EC-14-29
The First National Bank of Manchester	7605		Greer, Rex	Manchester, KY	CMP	$10,000	06/17/2014	2014-092	N/A	N/A	AA-EC-14-28
The First National Bank of Manchester	7605		Smith, Kenneth	Manchester, KY	CMP	$5,000	06/17/2014	2014-093	N/A	N/A	AA-EC-14-30
The First National Bank of Niagara	11051		Gunville, Robert	Niagara, WI	CMP	$15,000	12/08/2014	2014-162	N/A	N/A	AA-CE-2014-63
The Hondo National Bank	14351			Hondo, TX	CMP	$7,000	08/18/2014	2014-110	N/A	N/A
The Huntington National Bank	7745		Radcliff, Deborah D.	Columbus, OH	Prohibition	$0	06/26/2014	2014-104			AA-EC-2014-32
The National Republic Bank of Chicago	14399			Chicago, IL	PCAD	$0	07/02/2014	2014-103	10/24/2014		AA-EC-2014-66
The Somerville National Bank	9859			Somerville, OH	CMP	$8,770	05/29/2014	2014-063	N/A	N/A	AA-CE-2014-58
Trustmark National Bank	10523		Hernandez, Jesus	Jackson, MS	Prohibition	$0	09/26/2014	2014-133			AA-EC-2014-2
U.S. Bank National Association	24			Cincinnati, OH	C&D	$0	09/24/2014	2014-114	06/21/2016	2016-067	AA-EC-2014-36
U.S. Bank National Association	24			Cincinnati, OH	CMP	$4,000,000	09/24/2014	2014-115	N/A	N/A	AA-EC-2014-37
U.S. Bank National Association	24			Cincinnati, OH	REST	$47,900,000	09/24/2014	2014-114			AA-EC-2014-36
U.S. Bank National Association	24		Foss, Linda S.	Cincinnati, OH	Prohibition	$0	02/06/2014	2014-015			AA-EC-2013-78
Wawel Bank	708063		Ranzinger, Robert H.	Garfield, NJ	CMP	$2,000	09/10/2014	2014-117	N/A	N/A	AA-EC-14-80

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January 2025 Update:

Enforcement actions issued since 2012 now have subject matters. Use advanced search to filter by “Subject Matter.”

Quick Links:

The OCC supervises the following entities and has the statutory authority to take enforcement actions against them:

National banks and their subsidiaries
Federally chartered savings associations and their subsidiaries
Federal branches and agencies of foreign banks
Institution-affiliated parties (IAPs), including:
- Officers, directors, and employees
- A bank's controlling stockholders, agents, and certain other individuals.

Notes:

The names of the banking organizations accessed through the Enforcement Action Search reflect the institutions' identities when the enforcement documents became final.
The orders do not necessarily reflect the current status of the regulatory action against the institution or the institution-affiliated party. You should use the Search function to determine if an order or notice has been modified or terminated.
Please reference OCC Bulletin 2023-16 and the related Policies and Procedures Manuals (PPMs) for additional information on enforcement actions against institution-affiliated parties (IAPs), national banks, federal savings associations, and federal branches and agencies of foreign banks.

Disclaimer:

1829 - Prohibition Notifications*: Prohibition Notifications prior to December 23, 2022, do not appear on these lists due to statutory changes to 12 USC § 1829 pursuant to the Fair Hiring in Banking Act.
Enforcement actions taken against federally chartered savings associations prior to July 21, 2011, are only available in the OTS Enforcement Order Archive (XLS). For information about the data fields used in this spreadsheet, refer to the OTS Enforcement Order Listing Definitions (PDF).
The Office of the Comptroller of the Currency expressly disclaims any responsibility for the acts of any individual or entity subject to an enforcement action, whether or not that individual or entity appears on these lists.
These lists are NOT guaranteed to be comprehensive.

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