Office of the Comptroller of the Currency

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ServiceLink Holdings, LLC     C&D $0 01/24/2017     AA-EC-2017-004  
ServiceLinkHoldings, LLC     CMP $65,000,000 01/24/2017 N/A N/A AA-EC-2017-004  
Admirals Bank 713964   Boston, MA C&D $0 03/30/2017 01/30/2025 OCC-AA-EC-2016-93
    American Investors Bank and Mortgage 717958   Eden Prairie, MN FA $0 04/17/2017 09/06/2018
      Barrington Bank & Trust Company, National Association 23216 Perry, Timothy Barrington, IL C&D $0 06/02/2017     AA-EC-2017-14
        Barrington Bank & Trust Company, National Association 23216 Perry, Timothy Barrington, IL CMP $8,000 06/02/2017 N/A N/A AA-EC-2017-14
          Bokf, National Association 13679 Neilson, Marrien Tulsa, OK Prohibition $0 02/16/2017     AA-CE-2017-1
            Bokf, National Association 13679 Neilson, Marrien Tulsa, OK CMP $5,000 02/16/2017 N/A N/A AA-EC-2017-1
              Boulevard Bank 706033 Ringsdorf, Robert Neosho, MO C&D $0 12/07/2017     AA-EC-2017-72
                Certusbank, National Association 24975 Davis, Walter Greenville, SC C&D $0 01/03/2017     AA-EC-2016-87
                  Certusbank, National Association 24975 Davis, Walter Greenville, SC CMP $25,000 01/03/2017 N/A N/A AA-EC-2016-87
                    Certusbank, National Association 24975 Jones, Milton Greenville, SC C&D $0 01/03/2017     AA-EC-2016-88
                      Certusbank, National Association 24975 Jones, Milton Greenville, SC CMP $3,500 01/03/2017 N/A N/A AA-EC-2016-88
                        Certusbank, National Association 24975 Webb, Kathy Angela Greenville, SC C&D $0 01/03/2017     AA-EC-2016-86
                          Certusbank, National Association 24975 Webb, Kathy Angela Greenville, SC CMP $27,000 01/03/2017 N/A N/A AA-EC-2016-86
                            Certusbank, National Association 24975 Williams, Charles Greenville, SC C&D $0 01/03/2017     AA-EC-2016-89
                              Charles Schwab Bank 718077 Vargas, Nicholas Reno, NV Prohibition $0 04/24/2017     AA-EC-2017-18
                                Citibank, National Association 1461   Sioux Falls, SD CMP $70,000,000 12/27/2017 N/A N/A AA-EC-2017-71
                                  Citibank, National Association 1461   Sioux Falls, SD CMP $452,000 10/10/2017 N/A N/A AA-EC-2017-36
                                    Citibank, National Association 1461 Cummins, Christopher Sioux Falls, SD Prohibition $0 01/23/2017     AA-EC-2017-5
                                      Citibank, National Association 1461 Ramchandani, Rohan Sioux Falls, SD Notice $0 01/09/2017 07/08/2021 AA-EC-2017-2
                                        Citizens S&LA, FSB 704846 Roming, Ron Leavenworth, KS CMP $10,000 07/10/2017 N/A N/A AA-WE-2017-29
                                          Colonial Savings, Fa 706809   Fort Worth, TX CMP $87,500 04/13/2017 N/A N/A AA-SO-2017-17
                                            Community National Bank in Monmouth 15389   Monmouth, IL FA $0 07/17/2017 06/05/2019 AA-CE-2019-31
                                              Continental National Bank 16325   Miami, FL C&D $0 07/18/2017 10/24/2019   AA-SO-2017-28
                                                Exchange National Bank & Trust Co. 182 Blacketer, Ashley Atchison, KS Prohibition $0 09/08/2017     AA-WE-2017-21
                                                  First Community National Bank 17694 Perkins, Mark Cuba, MO C&D $0 12/12/2017     AA-EC-2017-68
                                                    First Community National Bank 17694 Perkins, Mark Cuba, MO CMP $10,000 12/12/2017 N/A N/A AA-EC-2017-68
                                                      First FS & LA 705957   Pascagoula, MS CMP $35,000 10/31/2017 N/A N/A AA-SO-2017-65
                                                        First National Bank 14124 Bair, Dwayne Edinburg, TX C&D $0 10/02/2017     AA-EC-2017-51
                                                          First National Bank 14124 Bair, Dwayne Edinburg, TX CMP $5,000 10/02/2017 N/A N/A AA-EC-2017-51
                                                            First National Bank 14124 Gandy, Robert Edinburg, TX Prohibition $0 10/25/2017     AA-EC-2017-46
                                                              First National Bank 14124 Gandy, Robert Edinburg, TX CMP $75,000 10/25/2017 N/A N/A AA-EC-2017-46
                                                                First National Bank 14124 Garza, Oscar Edinburg, TX C&D $0 10/02/2017     AA-EC-2017-50
                                                                  First National Bank 14124 Garza, Oscar Edinburg, TX CMP $5,000 10/02/2017 N/A N/A AA-EC-2017-50
                                                                    First National Bank 14124 Guerra, Arcadio Edinburg, TX C&D $0 10/02/2017     AA-EC-2017-48
                                                                      First National Bank 14124 Guerra, Arcadio Edinburg, TX CMP $5,000 10/02/2017 N/A N/A AA-EC-2017-48
                                                                        First National Bank 14124 Leal, Eduardo Edinburg, TX C&D $0 10/25/2017     AA-EC-2017-52
                                                                          First National Bank 14124 Leal, Eduardo Edinburg, TX CMP $3,000 10/25/2017 N/A N/A AA-EC-2017-52
                                                                            First National Bank 14124 McCarthy, Michael Edinburg, TX Prohibition $0 10/25/2017     AA-EC-2017-47
                                                                              First National Bank 14124 McCarthy, Michael Edinburg, TX CMP $125,000 10/25/2017 N/A N/A AA-EC-2017-47
                                                                                First National Bank 14124 McClelland, Jack Edinburg, TX C&D $0 10/02/2017     AA-EC-2017-49
                                                                                  First National Bank 14124 McClelland, Jack Edinburg, TX CMP $5,000 10/02/2017 N/A N/A AA-EC-2017-49
                                                                                    First National Bank 14124 Ortega, Saul Edinburg, TX Notice $0 09/25/2017     AA-EC-2017-44
                                                                                      First National Bank 21610 Overby, Archie G. Waupaca, WI Prohibition $0 03/24/2017     AA-EC-2016-27  
                                                                                      First National Bank 21610 Overby, Archie G. Waupaca, WI C&D $0 03/24/2017     AA-EC-2016-27  
                                                                                      First National Bank 21610 Overby, Archie G. Waupaca, WI CMP $100,000 03/24/2017 N/A N/A AA-EC-2016-27  
                                                                                      First National Bank 21610 Overby, Archie G. Waupaca, WI REST $1,600,000 03/24/2017     AA-EC-2016-27  
                                                                                      First National Bank 14124 Rogers, David Edinburg, TX Notice $0 09/25/2017     AA-EC-2017-45
                                                                                        First National Bank 21610 Thoe, Sylvia Waupaca, WI CMP $5,000 06/21/2017 N/A N/A AA-EC-2017-25
                                                                                          First National Bank and Trust Co. of Bottineau 8029   Bottineau, ND FA $0 01/26/2017 03/06/2020 AA-CE-2020-12
                                                                                            First National Bank of Griffin 15572 Veal, Ryan N. Griffin, GA Prohibition $0 01/26/2017     AA-EC-2017-4
                                                                                              First National Bank of Omaha 209 Corday, Dana Omaha, NE Prohibition $0 09/28/2017     AA-EC-2017-41
                                                                                                First National Bank of Pennsylvania 249 Snyder, Raymond Patrick Greenville, PA Prohibition $0 01/03/2017     AA-EC-2016-90
                                                                                                  First Tennessee Bank National Association 336   Memphis, TN C&D $0 02/08/2017 06/26/2018 AA-EC-2017-8
                                                                                                    First Tennessee Bank National Association 336   Memphis, TN CMP $1,000,000 02/08/2017 N/A N/A AA-EC-2017-8
                                                                                                      First Tennessee Bank National Association 336   Memphis, TN REST See Order 02/08/2017     AA-EC-2017-8
                                                                                                        Firstar Bank, National Association 15429 Ferguson, Blake Sallisaw, OK Prohibition $0 11/14/2017     AA-EC-2017-59
                                                                                                          Greenchoice Bank, FSB 701638 Neri, Jesus Chicago, IL Prohibition $0 04/06/2017     AA-EC-2017-11
                                                                                                            Greenchoice Bank, FSB 701638 Neri, Jesus Chicago, IL C&D $0 04/06/2017     AA-EC-2017-11
                                                                                                              Greenchoice Bank, FSB 701638 Neri, Jesus Chicago, IL CMP $10,000 04/06/2017 N/A N/A AA-EC-2017-11
                                                                                                                Greenchoice Bank, FSB 701638 Neri, Jesus Chicago, IL REST $3,710 04/06/2017     AA-EC-2017-11
                                                                                                                  Guaranty Bank 717936   Milwaukee, WI PCAD $0 05/04/2017 05/05/2017   AA-EC-2017-13
                                                                                                                    Guaranty Bank 717936   Milwaukee, WI PCAD $0 02/28/2017 05/05/2017    
                                                                                                                    HSBC Bank USA, National Association 24522   Mclean, VA CMP $32,500,000 01/06/2017 N/A N/A AA-EC-2016-96
                                                                                                                      Huron National Bank 16857   Rogers City, MI FA $0 06/29/2017 04/06/2020 AA-CE-2020-36
                                                                                                                        Integra Bank National Association 12132 Camp, JoAnn Evansville, IN Prohibition $0 05/18/2017     AA-EC-2017-23
                                                                                                                          JPMorgan Chase Bank, National Association 8 Usher, Richard Columbus, OH Notice $0 01/09/2017 07/08/2021
                                                                                                                          2021-048
                                                                                                                          		 AA-EC-2017-3
                                                                                                                            Loomis FS & LA 702335   Chicago, IL FA $0 06/16/2017 10/17/2019
                                                                                                                              Merchants Bank of California, National Association 21371   Carson, CA CMP $1,000,000 02/27/2017 N/A N/A AA-EC-2016-40
                                                                                                                                Midsouth Bank, National Association 18484   Lafayette, LA FA $0 07/19/2017 09/21/2019  
                                                                                                                                  MUFG Bank, Ltd. Primary NY Branch 80138   New York, NY C&D $0 11/09/2017 07/20/2021 AA-EC-2017-70
                                                                                                                                    MUFG Bank, Ltd. Secondary NY Branch 80139   New York, NY C&D $0 11/09/2017 07/20/2021 AA-EC-2017-70
                                                                                                                                      Nbad Americas N.V . 80016   Washington, DC C&D $0 02/13/2017 10/09/2020 AA-EC-2017-10
                                                                                                                                        One Bank & Trust, National Association 24136 Bynum, Wilson Daniels Little Rock, AR C&D $0 08/09/2017     AA-EC-2017-24
                                                                                                                                          One Bank & Trust, National Association 24136 Whitehead, Tom Little Rock, AR Prohibition $0 11/21/2017     AA-EC-2017-61
                                                                                                                                            One Bank & Trust, National Association 24136 Whitehead, Tom Little Rock, AR REST $100,000 11/21/2017     AA-EC-2017-61
                                                                                                                                              Rabobank, National Association 24583   Roseville, CA CMP $58,000 03/27/2017 N/A N/A AA-WE-2017-17
                                                                                                                                                Rockland Savings Bank, FSB 701454   Rockland, ME FA $0 01/17/2017 08/30/2018 AA-NE-2017-11
                                                                                                                                                  The Citizens National Bank of Lebanon 3988 Kirkland, Karen Lebanon, KY Prohibition $0 10/05/2017     AA-EC-2017-28
                                                                                                                                                    The Citizens National Bank of Lebanon 3988 Kirkland, Karen Lebanon, KY CMP $5,000 10/05/2017 N/A N/A AA-EC-2017-28
                                                                                                                                                      The Citizens National Bank of Meridian 7266 Jordan, Mark B. Meridian, MS Prohibition $0 10/26/2017     AA-EC-2017-55
                                                                                                                                                        The First National Bank of Dozier 9681 Kallas, Amy Rodgers Dozier, AL Prohibition $0 08/02/2017     AA-EC-2017-27
                                                                                                                                                          The First National Bank of Gilbert 9262 Skenzich, Shelly M. Gilbert, MN Prohibition $0 10/04/2017     AA-EC-2017-53
                                                                                                                                                            The National Republic Bank of Chicago 14399 Fitzgerald, Edward Chicago, IL Prohibition $0 09/06/2017     AA-EC-2017-20
                                                                                                                                                              The National Republic Bank of Chicago 14399 Fitzgerald, Edward Chicago, IL CMP $5,000 09/06/2017 N/A N/A AA-EC-2017-20
                                                                                                                                                                U.S. Bank National Association 24   Cincinnati, OH CMP $183,920 08/16/2017 N/A N/A
                                                                                                                                                                  U.S. Bank National Association 24   Cincinnati, OH CMP $15,000,000 04/25/2017 N/A N/A AA-EC-2017-12
                                                                                                                                                                    U.S. Bank National Association 24 Bumatay, Meynard Cincinnati, OH Prohibition $0 06/02/2017     AA-EC-2017-22
                                                                                                                                                                      U.S. Bank National Association 24 Marquez, Samuel Cincinnati, OH Prohibition $0 08/17/2017     AA-EC-2017-32
                                                                                                                                                                        U.S. Bank National Association 24 Miller, Betty Gail Cincinnati, OH Prohibition $0 08/29/2017    
                                                                                                                                                                          UBS Ag 80113   New York, NY FA $0 03/24/2017 05/31/2018
                                                                                                                                                                            UBS AG Stamford Br 80135   Stamford, CT C&D $0 06/05/2017 07/19/2021 AA-EC-2017-17
                                                                                                                                                                              UMB Bank, National Association 23920   Kansas City, MO C&D $0 08/01/2017 04/24/2019 AA-EC-2017-16
                                                                                                                                                                                UMB Bank, National Association 23920   Kansas City, MO CMP $1,500,000 08/01/2017 N/A N/A AA-EC-2017-15
                                                                                                                                                                                  UMB Bank, National Association 23920   Kansas City, MO REST See Order 08/01/2017     AA-EC-2017-16
                                                                                                                                                                                    United Americas Bank, National Association 23781 Blanton, William R. Atlanta, GA CMP $10,000 07/10/2017 03/11/2019 AA-EC-2015-24
                                                                                                                                                                                      Washington Federal Bank For Savings 712269   Chicago, IL PCAD $0 12/07/2017 12/15/2017   AA-EC-2017-81
                                                                                                                                                                                        Wcf Financial Bank 702731 Swon, Kyle Webster City, IA CMP $15,000 11/02/2017 N/A N/A AA-WE-2017-64
                                                                                                                                                                                          Wells Fargo Bank, National Association 1 Drexel, Anne-Marie Sioux Falls, SD Prohibition $0 08/09/2017     AA-EC-2017-34
                                                                                                                                                                                            Wells Fargo Bank, National Association 1 Johnson, Jenai J. Sioux Falls, SD Prohibition $0 08/24/2017     AA-EC-2017-33
                                                                                                                                                                                              Wells Fargo Bank, National Association 1 Johnson, Jenai J. Sioux Falls, SD REST $11,000 08/24/2017     AA-EC-2017-33
                                                                                                                                                                                                Wells Fargo Bank, National Association 1 Laxman, Daksha Sioux Falls, SD Prohibition $0 08/24/2017     AA-EC-2017-38
                                                                                                                                                                                                  Wells Fargo Bank, National Association 1 Swain, Shawna L. Sioux Falls, SD Prohibition $0 09/07/2017     AA-EC-2017-31
                                                                                                                                                                                                    Westfield Bank, FSB 716697 Minick, Daniel Westfield Center, OH C&D $0 02/15/2017     AA-EC-2016-70
                                                                                                                                                                                                      Westfield Bank, FSB 716697 Minick, Daniel Westfield Center, OH CMP $5,000 02/15/2017 N/A N/A AA-EC-2016-70
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                                                                                                                                                                                                        January 2025 Update:

                                                                                                                                                                                                        Enforcement actions issued since 2012 now have subject matters. Use advanced search to filter by “Subject Matter.”

                                                                                                                                                                                                        Quick Links:

                                                                                                                                                                                                        The OCC supervises the following entities and has the statutory authority to take enforcement actions against them:

                                                                                                                                                                                                        • National banks and their subsidiaries
                                                                                                                                                                                                        • Federally chartered savings associations and their subsidiaries
                                                                                                                                                                                                        • Federal branches and agencies of foreign banks
                                                                                                                                                                                                        • Institution-affiliated parties (IAPs), including:
                                                                                                                                                                                                          • Officers, directors, and employees
                                                                                                                                                                                                          • A bank's controlling stockholders, agents, and certain other individuals.

                                                                                                                                                                                                        Notes:

                                                                                                                                                                                                        • The names of the banking organizations accessed through the Enforcement Action Search reflect the institutions' identities when the enforcement documents became final.
                                                                                                                                                                                                        • The orders do not necessarily reflect the current status of the regulatory action against the institution or the institution-affiliated party. You should use the Search function to determine if an order or notice has been modified or terminated.
                                                                                                                                                                                                        • Please reference OCC Bulletin 2023-16 and the related Policies and Procedures Manuals (PPMs) for additional information on enforcement actions against institution-affiliated parties (IAPs), national banks, federal savings associations, and federal branches and agencies of foreign banks.

                                                                                                                                                                                                        Disclaimer:

                                                                                                                                                                                                        • 1829 - Prohibition Notifications*: Prohibition Notifications prior to December 23, 2022, do not appear on these lists due to statutory changes to 12 USC § 1829 pursuant to the Fair Hiring in Banking Act.
                                                                                                                                                                                                        • Enforcement actions taken against federally chartered savings associations prior to July 21, 2011, are only available in the OTS Enforcement Order Archive (XLS). For information about the data fields used in this spreadsheet, refer to the OTS Enforcement Order Listing Definitions (PDF).
                                                                                                                                                                                                        • The Office of the Comptroller of the Currency expressly disclaims any responsibility for the acts of any individual or entity subject to an enforcement action, whether or not that individual or entity appears on these lists.
                                                                                                                                                                                                        • These lists are NOT guaranteed to be comprehensive.