Office of the Comptroller of the Currency

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American National Bank of Minnesota 24219 Rethwisch, Tracy Baxter, MN Prohibition $0 08/25/2021     AA-CE-2021-16
    Amory FS & LA 702674   Amory, MS FA $0 03/22/2021 08/15/2022 AA-SO-2021-2
      Anna-Jonesboro National Bank 5525   Anna, IL FA $0 08/24/2021 06/21/2023 AA- CE-2021-26
        Banccentral, National Association 12152   Alva, OK C&D $0 11/09/2021 06/20/2025   AA-SO-2021-40
          Bank of America, National Association 13044 Zara, Nicholas Charlotte, NC Prohibition $0 05/24/2021     AA-ENF-2021-21
            Beauregard FSB 705195 Green, Carroll Deridder, LA Prohibition $0 12/17/2021     AA-ENF-2021-52
              Beauregard FSB 705195 Green, Carroll Deridder, LA CMP $150,000 12/17/2021 N/A N/A AA-ENF-2021-52
                Cadence Bank, National Association 3656   Atlanta, GA CMP $3,000,000 08/27/2021 N/A N/A AA-EC-2021-32
                  California International Bank, A National Banking Association 24577   Westminster, CA FA $0 03/18/2021 09/17/2025 AA-WE-2021-7
                    Cenlar FSB 706230   Ewing, NJ C&D $0 10/26/2021 04/08/2026 AA-ENF-2021-45
                      Cfsbank 703866 Bassi, Neil Charleroi, PA C&D $0 11/29/2021     AA-ENF-2020-85  
                      Cfsbank 703866 Bassi, Neil Charleroi, PA CMP $15,000 11/29/2021 N/A N/A AA-ENF-2020-85  
                      Chester National Bank 23158 Welge, Michael Chester, IL CMP $5,000 02/26/2021 N/A N/A
                        Citizens Bank, National Association 24571 Cunningham, Derline Providence, RI Prohibition $0 09/22/2021     AA-EC-2021-11  
                        Citizens Bank, National Association 24571 Cunningham, Derline Providence, RI CMP $75,000 09/22/2021 N/A N/A AA-EC-2021-11  
                        Citizens Bank, National Association 24571 Cunningham, Derline Providence, RI Notice $0 03/12/2021 09/22/2021 AA-EC-2021-11
                          Communitybank of Texas, National Association 12898   Beaumont, TX CMP $1,000,000 12/16/2021 N/A N/A AA-SO-2021-49
                            First National Bank Albany/Breckenridge 3248   Albany, TX FA $0 02/16/2021 10/08/2024 AA-SO-2021-3
                              First National Bank in Fairfield 13991 Hurley, Patrick Fairfield, IA C&D $0 09/20/2021     AA-ENF-2021-37
                                First National Bank in Fairfield 13991 Hurley, Patrick Fairfield, IA CMP $16,000 09/20/2021 N/A N/A AA-ENF-2021-37
                                  First National Bank in Fairfield 13991 Schultz, Jared Fairfield, IA Prohibition $0 09/20/2021     AA-ENF-2021-36
                                    First National Bank in Fairfield 13991 Schultz, Jared Fairfield, IA CMP $140,000 09/20/2021 N/A N/A AA-ENF-2021-36
                                      Flagstar Bank, FSB 708412   Troy, MI CMP $3,620,000 12/28/2021 N/A N/A
                                        GN Bank 703395 Brown, Jacqueline Chicago, IL Notice $0 07/21/2021 02/01/2022 AA-EC-2021-04
                                          JPMorgan Chase Bank, National Association 8 Jackson, Addisha Columbus, OH Prohibition $0 09/14/2021     AA-EC-2021-22
                                            JPMorgan Chase Bank, National Association 8 Jackson, Addisha Columbus, OH Notice $0 05/25/2021 09/14/2021 AA-EC-2021-22
                                              JPMorgan Chase Bank, National Association 8 Jenkins, Cynthia Columbus, OH Prohibition $0 06/02/2021     AA-EC-2021-15
                                                JPMorgan Chase Bank, National Association 8 Paz, Jimmy Columbus, OH Prohibition $0 02/19/2021     AA-ENF-2021-5
                                                  Milton Savings Bank 702007   Milton, PA FA $0 04/20/2021 12/20/2022 AA-NE-2021-20
                                                    MUFG Union Bank, National Association 21541   San Francisco , CA C&D $0 09/20/2021 03/04/2024 AA-ENF-2021-34
                                                      PNC Bank, National Association 1316 Douglas, Denton Wilmington, DE Prohibition $0 01/08/2021     AA-EC-20-39
                                                        PNC Bank, National Association 1316 Douglas, Denton Wilmington, DE CMP $35,000 01/08/2021 N/A N/A AA-EC-20-39
                                                          Sidney Federal Savings and Loan Association 703360   Sidney, NE C&D $0 01/19/2021 06/29/2026 AA-WE-2020-74
                                                            South Central Bank, National Association 24430 Sangster, Christopher Chicago, IL Prohibition $0 05/17/2021     AA-EC-2019-58  
                                                            South Central Bank, National Association 24430 Sangster, Christopher Chicago, IL C&D $0 05/17/2021     AA-EC-2019-58  
                                                            South Central Bank, National Association 24430 Sangster, Christopher Chicago, IL CMP $35,000 05/17/2021 N/A N/A AA-EC-2019-58  
                                                            South Central Bank, National Association 24430 Sangster, Christopher Chicago, IL REST $141,471 05/17/2021     AA-EC-2019-58  
                                                            Southwestern National Bank 23081   Houston, TX FA $0 02/08/2021 08/30/2022
                                                              The Bradford National Bank of Greenville 9734 Eyman, Catherine Greenville, IL Prohibition $0 05/06/2021     AA-CE-2021-14
                                                                The City National Bank of Colorado City 5276   Colorado City, TX FA $0 03/31/2021 11/17/2022 AA-SO-2021-13
                                                                  The Federal Savings Bank 716195   Chicago, IL FA $0 10/29/2021 05/20/2026 AA-CE-2021-47
                                                                    The Federal Savings Bank 716195   Chicago, IL CMP $193,106 01/08/2021 N/A N/A
                                                                      The First National Bank and Trust Company of Vinita 4704   Vinita, OK PCAD $0 01/15/2021 05/21/2021 AA-EC-2020-82
                                                                        The Morris County National Bank of Naples 7194 Cox, Jr., Walter Naples, TX Prohibition $0 05/13/2021     AA-ENF-2021-19
                                                                          The Morris County National Bank of Naples 7194 Cox, Jr., Walter Naples, TX CMP $18,000 05/13/2021 N/A N/A AA-ENF-2021-19
                                                                            Transact Bank, National Association 8004   Denver, CO C&D $0 03/30/2021     AA-WE- 2021-6
                                                                              Trustmark National Bank 10523   Jackson, MS CMP $4,000,000 10/20/2021 N/A N/A AA-EC-2021-39
                                                                                Washington Federal Bank, National Association 25073   Seattle, WA CMP $2,500,000 09/30/2021 N/A N/A AA-WE-2021-38
                                                                                  Washington Federal Bank, National Association 25073   Seattle, WA CMP $40,500 08/16/2021 N/A N/A AA-WE-2021-28
                                                                                    Webster Bank, National Association 24469 Cowles, Jaime Waterbury, CT Prohibition $0 01/11/2021     AA-ENF-2020-83
                                                                                      Wells Fargo Bank, National Association 1   Sioux Falls, SD C&D $0 09/09/2021 03/17/2025 AA-ENF-2021-29
                                                                                        Wells Fargo Bank, National Association 1   Sioux Falls, SD CMP $250,000,000 09/09/2021 N/A N/A AA-ENF-2021-30
                                                                                          Wells Fargo Bank, National Association 1 Luther, Sarah Sioux Falls, SD Prohibition $0 01/06/2021     AA-ENF-2020-84
                                                                                            Wells Fargo Bank, National Association 1 Strother, James Sioux Falls, SD C&D $0 01/13/2021     AA-EC-2019-70  
                                                                                            Wells Fargo Bank, National Association 1 Strother, James Sioux Falls, SD CMP $3,500,000 01/13/2021 N/A N/A AA-EC-2019-70  
                                                                                            West Valley National Bank 24683   Goodyear, AZ FA $0 03/29/2021 07/25/2024 AA-WE-2021-12
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                                                                                              January 2025 Update:

                                                                                              Enforcement actions issued since 2012 now have subject matters. Use advanced search to filter by “Subject Matter.”

                                                                                              Quick Links:

                                                                                              The OCC supervises the following entities and has the statutory authority to take enforcement actions against them:

                                                                                              • National banks and their subsidiaries
                                                                                              • Federally chartered savings associations and their subsidiaries
                                                                                              • Federal branches and agencies of foreign banks
                                                                                              • Institution-affiliated parties (IAPs), including:
                                                                                                • Officers, directors, and employees
                                                                                                • A bank's controlling stockholders, agents, and certain other individuals.

                                                                                              Notes:

                                                                                              • The names of the banking organizations accessed through the Enforcement Action Search reflect the institutions' identities when the enforcement documents became final.
                                                                                              • The orders do not necessarily reflect the current status of the regulatory action against the institution or the institution-affiliated party. You should use the Search function to determine if an order or notice has been modified or terminated.
                                                                                              • Please reference OCC Bulletin 2023-16 and the related Policies and Procedures Manuals (PPMs) for additional information on enforcement actions against institution-affiliated parties (IAPs), national banks, federal savings associations, and federal branches and agencies of foreign banks.

                                                                                              Disclaimer:

                                                                                              • 1829 - Prohibition Notifications*: Prohibition Notifications prior to December 23, 2022, do not appear on these lists due to statutory changes to 12 USC § 1829 pursuant to the Fair Hiring in Banking Act.
                                                                                              • Enforcement actions taken against federally chartered savings associations prior to July 21, 2011, are only available in the OTS Enforcement Order Archive (XLS). For information about the data fields used in this spreadsheet, refer to the OTS Enforcement Order Listing Definitions (PDF).
                                                                                              • The Office of the Comptroller of the Currency expressly disclaims any responsibility for the acts of any individual or entity subject to an enforcement action, whether or not that individual or entity appears on these lists.
                                                                                              • These lists are NOT guaranteed to be comprehensive.