Office of the Comptroller of the Currency

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Anchorage Digital Bank National Association 25243   Sioux Falls, SD C&D $0 04/21/2022 08/18/2025 AA-ENF-2022-7
    Bank of America, National Association 13044   Charlotte, NC C&D $0 07/14/2022 06/11/2026 AA-ENF-2022-21
      Bank of America, National Association 13044   Charlotte, NC CMP $125,000,000 07/14/2022 N/A N/A AA-ENF-2022-22
        Bank of America, National Association 13044   Charlotte, NC REST See Order 07/14/2022     AA-ENF-2022-21
          Beauregard FSB 705195 Stark, Rafeal Deridder, LA C&D $0 04/27/2022     AA-ENF-2022-10
            Beauregard FSB 705195 Stark, Rafeal Deridder, LA CMP $30,000 04/27/2022 N/A N/A AA-ENF-2022-10
              Blue Ridge Bank, National Association 23903   Martinsville, VA FA $0 08/29/2022 01/24/2024 AA-NE-2022-43
                Citizens Bank, National Association 24571 Jones, Bonita Providence, RI Prohibition $0 07/01/2022     AA-EC-2022-19
                  Citizens Bank, National Association 24571 Maffettone, Biagio Providence, RI Prohibition $0 07/19/2022     AA-EC-2020-38  
                  Citizens Bank, National Association 24571 Maffettone, Biagio Providence, RI CMP $150,000 07/19/2022 N/A N/A AA-EC-2020-38  
                  Commonwealth National Bank 16553   Mobile, AL FA $0 01/31/2022 05/16/2024 AA-ENF-2021-50
                    Cornerstonebank 715682 Austin III, John Paul Atlanta, GA C&D $0 09/12/2022     AA-ENF-2022-30
                      Cornerstonebank 715682 Austin III, John Paul Atlanta, GA CMP $50,000 09/12/2022 N/A N/A AA-ENF-2022-30
                        First National Bank of Kansas 6101 Meader, Craig Burlington, KS CMP $3,000 02/10/2022 N/A N/A AA-WE-2022-6
                          Heritage Bank, National Association 15401 Reemtsma, Michael Spicer, MN C&D $0 10/12/2022     AA-ENF-2022-31
                            Heritage Bank, National Association 15401 Reemtsma, Michael Spicer, MN CMP $10,000 10/12/2022 N/A N/A AA-ENF-2022-31
                              Icici Bank Limited 80123   New York, NY C&D $0 10/03/2022 03/08/2025 AA-ENF-2022-56
                                Illinois-Service FS & LA 703395 Brown, Jacqueline Chicago, IL Prohibition $0 02/01/2022     AA-EC-2021-04  
                                JPMorgan Chase Bank, National Association 8 Coulter, Katelyn Columbus, OH Prohibition $0 12/07/2022     AA-ENF-2022-57
                                  JPMorgan Chase Bank, National Association 8 Wilhoite, Michael Columbus, OH Prohibition $0 06/02/2022     AA-EC-2019-30
                                    Lake Shore Savings Bank 705506   Dunkirk, NY FA $0 07/13/2022 02/09/2023 AA-NE-2022-28
                                      Midsouth Bank, National Association 18484 McKee, Crystal Lafayette, LA Prohibition $0 10/03/2022     AA-EC-2022-36
                                        Mission National Bank 17176 Algeria, Cesar San Francisco, CA CMP $10,000 06/10/2022 N/A N/A AA-WE-2022-15
                                          Mission National Bank 17176 Chan, William San Francisco, CA CMP $10,000 06/14/2022 N/A N/A AA-WE-2022-16
                                            Mission National Bank 17176 Choi, David San Francisco, CA CMP $10,000 06/10/2022 N/A N/A AA-WE-2022-11
                                              Mission National Bank 17176 Loughlin, Joann San Francisco, CA CMP $10,000 06/14/2022 N/A N/A AA-WE-2022-18
                                                Mission National Bank 17176 Medina, Ruell San Francisco, CA CMP $10,000 05/12/2022 N/A N/A AA-WE-2022-12
                                                  Mission National Bank 17176 Prada, Julio San Francisco, CA CMP $10,000 06/10/2022 N/A N/A AA-WE-2022-17
                                                    Mission National Bank 17176 Sweeney, Robert San Francisco, CA CMP $5,000 07/12/2022 N/A N/A AA-WE-2022-13
                                                      Mission National Bank 17176 Vivar, Alma San Francisco, CA CMP $10,000 06/10/2022 N/A N/A AA-WE-2022-14
                                                        PNC Bank, National Association 1316   Wilmington, DE CMP $2,614,456 07/18/2022 N/A N/A AA-ENF-2022-23
                                                          Quontic Bank 717974   New York, NY C&D $0 10/05/2022 06/30/2026 AA-ENF-2022-25
                                                            Rabobank, National Association 24583 Ryan, John Roseville, CA Prohibition $0 07/28/2022     AA-ENF-2022-27
                                                              Rabobank, National Association 24583 Ryan, John Roseville, CA CMP $20,000 07/28/2022 N/A N/A AA-ENF-2022-27
                                                                Sterling Bank and Trust, FSB 708028   Southfield, MI CMP $6,000,000 09/27/2022 N/A N/A AA-ENF-2022-35
                                                                  Sterling Bank and Trust, FSB 708028 Chen, Tina Southfield, MI Prohibition $0 11/03/2022     AA-ENF-2022-50  
                                                                  Sterling Bank and Trust, FSB 708028 Chen, Tina Southfield, MI Notice $0 10/25/2022 11/03/2022
                                                                  AA-ENF-2022-50T
                                                                  		 OCC AA-ENF-2022-50
                                                                    Sterling Bank and Trust, FSB 708028 Han, YiHou Southfield, MI Prohibition $0 10/28/2022     AA-ENF-2022-52
                                                                      Sterling Bank and Trust, FSB 708028 Hu, Hao Liang "Frank" Southfield, MI Prohibition $0 12/05/2022     AA-ENF-2022-54
                                                                        Sterling Bank and Trust, FSB 708028 Hu, Qian Southfield, MI Prohibition $0 12/05/2022     AA-ENF-2022-51
                                                                          Sterling Bank and Trust, FSB 708028 Lu, Amy Southfield, MI Prohibition $0 10/28/2022     AA-ENF-2022-53
                                                                            Tempo Bank 705636 Eversman, Francis Trenton, IL Prohibition $0 02/15/2022     AA-ENF-2022-1
                                                                              Tempo Bank 705636 Eversman, Francis Trenton, IL CMP $100,000 02/15/2022 N/A N/A AA-ENF-2022-1
                                                                                The First National Bank and Trust Company of Vinita 4704 Fritz, Tony Vinita, OK C&D $0 08/22/2022     AA-ENF-2022-34
                                                                                  The First National Bank and Trust Company of Vinita 4704 Fritz, Tony Vinita, OK CMP $20,000 08/22/2022 N/A N/A AA-ENF-2022-34
                                                                                    The First National Bank and Trust Company of Vinita 4704 Ratcliff, James Vinita, OK Prohibition $0 08/18/2022     AA-ENF-2022-32
                                                                                      The First National Bank and Trust Company of Vinita 4704 Ratcliff, James Vinita, OK CMP $100,000 08/18/2022 N/A N/A AA-ENF-2022-32
                                                                                        The First National Bank and Trust Company of Vinita 4704 Robison, H. Dee Vinita, OK Prohibition $0 09/26/2022     AA-ENF-2022-33
                                                                                          The First National Bank and Trust Company of Vinita 4704 Robison, H. Dee Vinita, OK CMP $70,000 09/26/2022 N/A N/A AA-ENF-2022-33
                                                                                            The Idabel National Bank 11913   Idabel, OK FA $0 12/16/2022 11/07/2025 AA-SO-2022-55
                                                                                              The Lincoln National Bank of Hodgenville 13479 Skaggs, Jr., Tommy V. Hodgenville, KY Prohibition $0 11/08/2022     AA-CE-2022-58
                                                                                                Unity National Bank of Houston 21008   Houston, TX FA $0 08/30/2022 02/09/2026 AA-SO-2022-9
                                                                                                  USAA Federal Savings Bank 707975   San Antonio, TX C&D $0 03/17/2022 12/18/2024 AA-EC-2022-2
                                                                                                    USAA Federal Savings Bank 707975   San Antonio, TX CMP $60,000,000 03/17/2022 N/A N/A AA-EC-2022-3
                                                                                                      Washington Federal Bank For Savings 712269 Corvite, Rosallie Chicago, IL Prohibition $0 09/01/2022     AA-ENF-2022-38
                                                                                                        Washington Federal Bank For Savings 712269 Corvite, Rosallie Chicago, IL C&D $0 09/01/2022     AA-ENF-2022-38  
                                                                                                        Washington Federal Bank For Savings 712269 Corvite, Rosallie Chicago, IL REST See Order 09/01/2022     AA-ENF-2022-38  
                                                                                                        Washington Federal Bank For Savings 712269 Crotty, James Chicago, IL Prohibition $0 09/09/2022     AA-ENF-2022-40
                                                                                                          Washington Federal Bank For Savings 712269 Crotty, James Chicago, IL C&D $0 09/09/2022     AA-ENF-2022-40  
                                                                                                          Washington Federal Bank For Savings 712269 Crotty, James Chicago, IL REST See Order 09/09/2022     AA-ENF-2022-40  
                                                                                                          Washington Federal Bank For Savings 712269 Iriondo, Jane Chicago, IL Prohibition $0 08/26/2022     AA-ENF-2022-41
                                                                                                            Washington Federal Bank For Savings 712269 Iriondo, Jane Chicago, IL C&D $0 08/26/2022     AA-ENF-2022-41  
                                                                                                            Washington Federal Bank For Savings 712269 Iriondo, Jane Chicago, IL REST See Order 08/26/2022     AA-ENF-2022-41  
                                                                                                            Washington Federal Bank For Savings 712269 Mandujano, Alicia Chicago, IL Prohibition $0 09/09/2022     AA-ENF-2022-39
                                                                                                              Washington Federal Bank For Savings 712269 Mandujano, Alicia Chicago, IL C&D $0 09/09/2022     AA-ENF-2022-39  
                                                                                                              Washington Federal Bank For Savings 712269 Mandujano, Alicia Chicago, IL REST See Order 09/09/2022     AA-ENF-2022-39  
                                                                                                              Washington Federal Bank For Savings 712269 Torres, Cathy Chicago, IL Prohibition $0 09/12/2022     AA-ENF-2022-42
                                                                                                                Washington Federal Bank For Savings 712269 Torres, Cathy Chicago, IL C&D $0 09/12/2022     AA-ENF-2022-42  
                                                                                                                Washington Federal Bank For Savings 712269 Torres, Cathy Chicago, IL REST See Order 09/12/2022     AA-ENF-2022-42  
                                                                                                                Westfield Bank, FSB 716697 Sprang, Matthew Westfield Center, OH C&D $0 11/21/2022     AA-CE-2022-49
                                                                                                                  Westfield Bank, FSB 716697 Sprang, Matthew Westfield Center, OH CMP $15,000 11/21/2022 N/A N/A AA-CE-2022-49
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                                                                                                                    January 2025 Update:

                                                                                                                    Enforcement actions issued since 2012 now have subject matters. Use advanced search to filter by “Subject Matter.”

                                                                                                                    Quick Links:

                                                                                                                    The OCC supervises the following entities and has the statutory authority to take enforcement actions against them:

                                                                                                                    • National banks and their subsidiaries
                                                                                                                    • Federally chartered savings associations and their subsidiaries
                                                                                                                    • Federal branches and agencies of foreign banks
                                                                                                                    • Institution-affiliated parties (IAPs), including:
                                                                                                                      • Officers, directors, and employees
                                                                                                                      • A bank's controlling stockholders, agents, and certain other individuals.

                                                                                                                    Notes:

                                                                                                                    • The names of the banking organizations accessed through the Enforcement Action Search reflect the institutions' identities when the enforcement documents became final.
                                                                                                                    • The orders do not necessarily reflect the current status of the regulatory action against the institution or the institution-affiliated party. You should use the Search function to determine if an order or notice has been modified or terminated.
                                                                                                                    • Please reference OCC Bulletin 2023-16 and the related Policies and Procedures Manuals (PPMs) for additional information on enforcement actions against institution-affiliated parties (IAPs), national banks, federal savings associations, and federal branches and agencies of foreign banks.

                                                                                                                    Disclaimer:

                                                                                                                    • 1829 - Prohibition Notifications*: Prohibition Notifications prior to December 23, 2022, do not appear on these lists due to statutory changes to 12 USC § 1829 pursuant to the Fair Hiring in Banking Act.
                                                                                                                    • Enforcement actions taken against federally chartered savings associations prior to July 21, 2011, are only available in the OTS Enforcement Order Archive (XLS). For information about the data fields used in this spreadsheet, refer to the OTS Enforcement Order Listing Definitions (PDF).
                                                                                                                    • The Office of the Comptroller of the Currency expressly disclaims any responsibility for the acts of any individual or entity subject to an enforcement action, whether or not that individual or entity appears on these lists.
                                                                                                                    • These lists are NOT guaranteed to be comprehensive.