Office of the Comptroller of the Currency

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American Express National Bank 25151   Sandy, UT CMP $15,000,000 07/24/2023 N/A N/A AA-ENF-2023-27
    American National Bank of Minnesota 24219 McKay, Carol Baxter, MN 1829 $0 12/14/2023    
      B2 Bank National Association 11622   Mt. Iron, MN FA $0 11/14/2023 09/18/2025 AA-CE-2023-36
        Bank of America, National Association 13044   Charlotte, NC CMP $60,000,000 07/05/2023 N/A N/A AA-ENF-2023-19
          Bank of Brenham, National Association 24153   Brenham, TX Notice $0 12/20/2023 10/25/2024 AA-SO-23-56
            BMO Bank National Association 14583 Walker, Terry Chicago, IL Prohibition $0 11/03/2023     AA-ENF-2023-34
              California International Bank, A National Banking Association 24577   Westminster, CA FA $0 06/20/2023 09/17/2025 AA-WE-2023-25
                Citibank, N.A. 1461 Caldwell, Helen Sioux Falls, SD Prohibition $0 11/08/2023     AA-ENF-2023-41  
                Citibank, N.A. 1461 Caldwell, Helen Sioux Falls, SD Notice $0 10/13/2023 11/08/2023
                AA-ENF-2023-41T
                		 AA-ENF-2023-41
                  Citizens Bank, National Association 24571 Charalemis, Alexandra Providence, RI 1829 $0 10/10/2023    
                    City National Bank 14695   Los Angeles, CA GLBA $0 06/04/2023      
                    Cortrust Bank National Association 23771 Outtrim, Gabe Mitchell, SD 1829 $0 10/06/2023    
                      EH National Bank 24493   Beverly Hills, CA FA $0 10/11/2023 04/29/2025 AA-WE-2023-37
                        Evans Bank, National Association 11583 LaPenta, Robyn Angola, NY Prohibition $0 09/22/2023     AA-ENF-2023-33
                          Extraco Banks, National Association 13778 Blain, Daylon Temple, TX Prohibition $0 05/31/2023     AA-ENF-2023-18
                            First FS & LA 706902 Derrickson, Ralph Morehead, KY CMP $2,500 08/23/2023 N/A N/A AA-CE-2023-29
                              First National Bank 7647   Chisholm, MN FA $0 06/27/2023 12/05/2025   AA-CE-2023-18
                                First Robinson Savings Bank, National Association 23393 Schlichte, Debra Robinson, IL Prohibition $0 05/24/2023    
                                  First Southern National Bank 1493 Coyle, Jamie Lancaster, KY Prohibition $0 02/16/2023     AA-ENF-2023-2
                                    Firstcapital Bank of Texas, National Association 23681 Burgess, Brad Midland, TX CMP $25,000 04/10/2023 N/A N/A AA-SO-2023-4
                                      Gate City Bank 700257 Baughcum, Brock Fargo, ND 1829 $0 10/13/2023    
                                        Heritage Bank, National Association 15401   Spicer, MN FA $0 10/27/2023 04/02/2024 AA-WE-2023-32
                                          Jackson FS & LA 705440   Jackson, MN FA $0 12/19/2023 08/27/2025   AA-WE-2023-39
                                            JPMorgan Chase Bank, National Association 8 Alvarez, Cyntia Columbus, OH Prohibition $0 07/07/2023     AA-ENF-2023-14  
                                            JPMorgan Chase Bank, National Association 8 Lam, Cheung Columbus, OH Prohibition $0 10/16/2023     AA-ENF-2023-38
                                              JPMorgan Chase Bank, National Association 8 Pysadee, Harold Columbus, OH Prohibition $0 05/22/2023     AA-ENF-2023-20
                                                JPMorgan Chase Bank, National Association 8 Shassetz, Samantha Columbus, OH Prohibition $0 07/05/2023     AA-ENF-2023-26  
                                                Kentland FS & LA 702228   Kentland, IN C&D $0 04/10/2023 07/10/2026   AA-CE-2023-5
                                                  Lake Shore Savings Bank 705506   Dunkirk, NY C&D $0 02/09/2023 12/03/2024 AA-NE-2023-03
                                                    Midstates Bank, National Association 10354 Walter, David Council Bluffs, IA C&D $0 12/20/2023     AA-ENF-2023-63
                                                      Midstates Bank, National Association 10354 Walter, David Council Bluffs, IA CMP $30,000 12/20/2023 N/A N/A AA-ENF-2023-63
                                                        MUFG Union Bank, National Association 21541   San Francisco , CA CMP $15,000,000 05/10/2023 N/A N/A AA-ENF-2023-7
                                                          North American SB, FSB 703927 Werner, John Grandview, MO Prohibition $0 09/06/2023     AA-WE-2023-28
                                                            North Side FS & LA of Chicago 703468   Chicago, IL FA $0 11/16/2023 01/12/2026 AA-CE-2023-22
                                                              Pike National Bank 20493 Burch, Anthony Mccomb, MS 1829 $0 10/02/2023    
                                                                PNC Bank, National Association 1316 Brown, Jr., Larry Wilmington, DE 1829 $0 11/02/2023    
                                                                  PNC Bank, National Association 1316 Conlon, Megan Pittsburgh, PA Prohibition $0 08/23/2023     AA-ENF-2023-12
                                                                    Relyance Bank, National Association 15482 Barger, Kristi White Hall, AR Prohibition $0 05/31/2023     AA-ENF-2023-21
                                                                      Santander Bank, National Association 25022 Cantos, Giacomo Wilmington, DE Prohibition $0 12/04/2023     AA-ENF-2023-60
                                                                        Santander Bank, National Association 25022 Fitzgerald-Williams, Dayquan Wilmington, DE 1829 $0 09/26/2023    
                                                                          TD Bank USA, National Association 22611 Elkhebri, Mouaaz Wilmington, DE Prohibition $0 11/15/2023     AA-ENF-2023-51
                                                                            The Citizens National Bank 10789 Leseberg, Andrew Greenleaf, KS Prohibition $0 10/04/2023     AA-EC-2023-31
                                                                              The First National Bank of Bellville 4241   Bellville, TX Notice $0 12/20/2023 10/25/2024 AA-SO-2023-57
                                                                                The First National Bank of Shiner 5628   Shiner, TX Notice $0 12/20/2023 10/25/2024 AA-SO-2023-55
                                                                                  The Huntington National Bank 7745 Brown, Jr., Larry Columbus, OH 1829 $0 11/02/2023    
                                                                                    The National Iron Bank 1214   Salisbury, CT FA $0 07/11/2023 09/17/2025 AA-NE-2023-24
                                                                                      The Park National Bank 9179 Caudill, Melissa Newark, OH 1829 $0 10/10/2023    
                                                                                        The Upstate National Bank 12018   Ogdensburg, NY C&D $0 11/16/2023 12/18/2025 AA-NE-2023-59
                                                                                          U.S. Bank National Association 24   Cincinnati, OH CMP $15,000,000 12/19/2023 N/A N/A AA-ENF-2023-64
                                                                                            United Fidelity Bank, F.S.B. 703676   Evansville, IN C&D $0 10/31/2023     AA-CE-2023-40
                                                                                              Vast Bank, National Association 17174   Tulsa, OK C&D $0 10/23/2023 09/05/2025 AA-SO-2023-44
                                                                                                Wallkill Valley FS & LA 702528 James, Meg Wallkill, NY Prohibition $0 03/30/2023     AA-ENF-2023-11
                                                                                                  Washington Federal Bank For Savings 712269 Fong, Brian Chicago, IL 1829 $0 12/20/2023    
                                                                                                    Wells Fargo Bank, National Association 1 Escobar, Vicky Sioux Falls, SD 1829 $0 09/12/2023    
                                                                                                      Wells Fargo Bank, National Association 1 Espinosa, Marily Sioux Falls, SD Prohibition $0 11/08/2023     AA-ENF-2023-43
                                                                                                        Wells Fargo Bank, National Association 1 Figueroa, Luis Sioux Falls, SD Prohibition $0 11/08/2023     AA-ENF-2023-45
                                                                                                          Wells Fargo Bank, National Association 1 Henderson, Arlando Sioux Falls, SD Prohibition $0 11/08/2023     AA-ENF-2023-53
                                                                                                            Wells Fargo Bank, National Association 1 Lora Aguilera, Leopoldo Sioux Falls, SD Prohibition $0 11/08/2023     AA-ENF-2023-47
                                                                                                              Wells Fargo Bank, National Association 1 Reyna, Stephen Sioux Falls, SD Prohibition $0 11/08/2023     AA-ENF-2023-52
                                                                                                                Wells Fargo Bank, National Association 1 Rodriguez, Yesenia Sioux Falls, SD Prohibition $0 06/21/2023     AA-ENF-2023-16
                                                                                                                  Wells Fargo Bank, National Association 1 Rodriguez Arango, Marco Sioux Falls, SD Prohibition $0 11/21/2023     AA-ENF-2023-54
                                                                                                                    Wells Fargo Bank, National Association 1 Taylor, Nyema'sha Sioux Falls, SD Notice $0 05/30/2023 01/09/2024
                                                                                                                    AA-ENF-2021-23O
                                                                                                                    		 AA-ENF-2021-23
                                                                                                                      Wells Fargo Bank, National Association 1 Tolstedt, Carrie Sioux Falls, SD Prohibition $0 03/09/2023     AA-EC-2019-82  
                                                                                                                      Wells Fargo Bank, National Association 1 Tolstedt, Carrie Sioux Falls, SD CMP $17,000,000 03/09/2023 N/A N/A AA-EC-2019-82  
                                                                                                                      Wells Fargo Bank, National Association 1 Vasquez, Carlos Sioux Falls, SD Prohibition $0 11/08/2023     AA-ENF-2023-46
                                                                                                                        Winter Hill Bank, FSB 701149 Perez, Yecenia Somerville, MA Prohibition $0 10/16/2023     AA-NE-2023-15
                                                                                                                          Woodforest National Bank 16892 Jordan, Stephanie The Woodlands, TX Prohibition $0 08/11/2023     AA-EC-2023-23
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                                                                                                                            January 2025 Update:

                                                                                                                            Enforcement actions issued since 2012 now have subject matters. Use advanced search to filter by “Subject Matter.”

                                                                                                                            Quick Links:

                                                                                                                            The OCC supervises the following entities and has the statutory authority to take enforcement actions against them:

                                                                                                                            • National banks and their subsidiaries
                                                                                                                            • Federally chartered savings associations and their subsidiaries
                                                                                                                            • Federal branches and agencies of foreign banks
                                                                                                                            • Institution-affiliated parties (IAPs), including:
                                                                                                                              • Officers, directors, and employees
                                                                                                                              • A bank's controlling stockholders, agents, and certain other individuals.

                                                                                                                            Notes:

                                                                                                                            • The names of the banking organizations accessed through the Enforcement Action Search reflect the institutions' identities when the enforcement documents became final.
                                                                                                                            • The orders do not necessarily reflect the current status of the regulatory action against the institution or the institution-affiliated party. You should use the Search function to determine if an order or notice has been modified or terminated.
                                                                                                                            • Please reference OCC Bulletin 2023-16 and the related Policies and Procedures Manuals (PPMs) for additional information on enforcement actions against institution-affiliated parties (IAPs), national banks, federal savings associations, and federal branches and agencies of foreign banks.

                                                                                                                            Disclaimer:

                                                                                                                            • 1829 - Prohibition Notifications*: Prohibition Notifications prior to December 23, 2022, do not appear on these lists due to statutory changes to 12 USC § 1829 pursuant to the Fair Hiring in Banking Act.
                                                                                                                            • Enforcement actions taken against federally chartered savings associations prior to July 21, 2011, are only available in the OTS Enforcement Order Archive (XLS). For information about the data fields used in this spreadsheet, refer to the OTS Enforcement Order Listing Definitions (PDF).
                                                                                                                            • The Office of the Comptroller of the Currency expressly disclaims any responsibility for the acts of any individual or entity subject to an enforcement action, whether or not that individual or entity appears on these lists.
                                                                                                                            • These lists are NOT guaranteed to be comprehensive.