Office of the Comptroller of the Currency

Enforcement Actions Search

Search within Bank Name
Advanced
  • Card View Screen readers work best with Card View. Press enter to view results in a card format.
  • Table View Press enter to view results in a table format.
Party Subject to Action
City, State
Hide Column Sort by City, State link. Press enter to sort.
Action
Start
Termination
Docket Number
Hide Column
Subject Matters
Hide Column
Institution
(Bank Name)
Hide Column Sort by Institution link. Press enter to sort.
Charter Number
Hide Column Sort by Charter Number link. Press enter to sort.
Company
Hide Column Sort by Company link. Press enter to sort.
Individual
Hide Column Sort by Individual link. Press enter to sort.
Type
Hide Column Sort by Type link. Press enter to sort.
Amount
Hide Column Sort by Amount link. Press enter to sort.
Date
Hide Column Sort by Start Date link. Press enter to sort.
Doc
Hide Column
Date
Hide Column Sort by Termination Date link. Press enter to sort.
Doc
Hide Column
AB & T National Bank 24515   Dothan, AL FA $0 07/27/2006 03/31/2009      
Albany Bank & Trust, National Association 23752   Albany, GA FA $0 07/27/2006 12/20/2010    
American Independent Bank, N.A. 18092   Gardena, CA FA $0 07/28/1998
98-40
 10/01/1998
98-64
    
American Investors Bank and Mortgage 717958   Eden Prairie, MN FA $0 04/17/2017 09/06/2018  
    American National Bank 16617 ANLC (subsidiary of American National Bank) McKinney, Donald Wichita Falls, TX CMP $75,000 05/17/2005 N/A N/A AA-EC-04-70  
    Americana National Bank 10903   Albert Lea, MN C&D $0 03/31/2003 01/06/2005 AA-EC-2003-10  
    Anahuac National Bank 16625   Anahuac, TX FA $0 04/04/2000 03/13/2002    
    Ballston Spa National Bank 1253   Ballston Spa, NY FA $0 06/28/2001 03/15/2004    
    Banco Do Estado Do Parana S.A. 80059   New York, NY C&D $0 01/08/1998 01/18/2001      
    Banco Nacional National Association 18719 Alegria, Jose E. Hato Rey, PR Prohibition $0 02/02/1998
    98-14
    		     AA-EC-96-22  
    First Previous Next Last

    January 2025 Update:

    Enforcement actions issued since 2012 now have subject matters. Use advanced search to filter by “Subject Matter.”

    Quick Links:

    The OCC supervises the following entities and has the statutory authority to take enforcement actions against them:

    • National banks and their subsidiaries
    • Federally chartered savings associations and their subsidiaries
    • Federal branches and agencies of foreign banks
    • Institution-affiliated parties (IAPs), including:
      • Officers, directors, and employees
      • A bank's controlling stockholders, agents, and certain other individuals.

    Notes:

    • The names of the banking organizations accessed through the Enforcement Action Search reflect the institutions' identities when the enforcement documents became final.
    • The orders do not necessarily reflect the current status of the regulatory action against the institution or the institution-affiliated party. You should use the Search function to determine if an order or notice has been modified or terminated.
    • Please reference OCC Bulletin 2023-16 and the related Policies and Procedures Manuals (PPMs) for additional information on enforcement actions against institution-affiliated parties (IAPs), national banks, federal savings associations, and federal branches and agencies of foreign banks.

    Disclaimer:

    • 1829 - Prohibition Notifications*: Prohibition Notifications prior to December 23, 2022, do not appear on these lists due to statutory changes to 12 USC § 1829 pursuant to the Fair Hiring in Banking Act.
    • Enforcement actions taken against federally chartered savings associations prior to July 21, 2011, are only available in the OTS Enforcement Order Archive (XLS). For information about the data fields used in this spreadsheet, refer to the OTS Enforcement Order Listing Definitions (PDF).
    • The Office of the Comptroller of the Currency expressly disclaims any responsibility for the acts of any individual or entity subject to an enforcement action, whether or not that individual or entity appears on these lists.
    • These lists are NOT guaranteed to be comprehensive.