Office of the Comptroller of the Currency

Enforcement Actions Search

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A J Smith Federal Savings Bank 700358   Midlothian, IL FA $0 03/08/2012 09/19/2013  
    AB & T National Bank 24515   Dothan, AL FA $0 07/27/2006 03/31/2009      
    Acacia Federal Savings Bank 708070   Falls Church, VA FA $0 12/19/2012 10/31/2013   AA-NEDO-2013-2
      Academy Bank, National Association 15592   Colorado Springs, CO C&D $0 05/11/2010 01/22/2015 AA-EC-10-45  
      Alabama Trust Bank, National Association 23896   Sylacauga, AL C&D $0 12/17/2010 05/18/2012   AA-EC-10-110  
      Alabama Trust Bank, National Association 23896   Sylacauga, AL FA $0 06/05/2009 12/17/2010    
      Albany Bank & Trust, National Association 23752   Albany, GA FA $0 07/27/2006 12/20/2010    
      Amcore Bank, National Association 13652   Rockford, IL FA $0 05/15/2008 04/23/2010      
      American Bank 708149 Plack, James Rockville, MD Notice $0 10/29/2014 02/29/2016 AA-EC-14-90
        American Investors Bank and Mortgage 717958   Eden Prairie, MN FA $0 04/17/2017 09/06/2018  
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          January 2025 Update:

          Enforcement actions issued since 2012 now have subject matters. Use advanced search to filter by “Subject Matter.”

          Quick Links:

          The OCC supervises the following entities and has the statutory authority to take enforcement actions against them:

          • National banks and their subsidiaries
          • Federally chartered savings associations and their subsidiaries
          • Federal branches and agencies of foreign banks
          • Institution-affiliated parties (IAPs), including:
            • Officers, directors, and employees
            • A bank's controlling stockholders, agents, and certain other individuals.

          Notes:

          • The names of the banking organizations accessed through the Enforcement Action Search reflect the institutions' identities when the enforcement documents became final.
          • The orders do not necessarily reflect the current status of the regulatory action against the institution or the institution-affiliated party. You should use the Search function to determine if an order or notice has been modified or terminated.
          • Please reference OCC Bulletin 2023-16 and the related Policies and Procedures Manuals (PPMs) for additional information on enforcement actions against institution-affiliated parties (IAPs), national banks, federal savings associations, and federal branches and agencies of foreign banks.

          Disclaimer:

          • 1829 - Prohibition Notifications*: Prohibition Notifications prior to December 23, 2022, do not appear on these lists due to statutory changes to 12 USC § 1829 pursuant to the Fair Hiring in Banking Act.
          • Enforcement actions taken against federally chartered savings associations prior to July 21, 2011, are only available in the OTS Enforcement Order Archive (XLS). For information about the data fields used in this spreadsheet, refer to the OTS Enforcement Order Listing Definitions (PDF).
          • The Office of the Comptroller of the Currency expressly disclaims any responsibility for the acts of any individual or entity subject to an enforcement action, whether or not that individual or entity appears on these lists.
          • These lists are NOT guaranteed to be comprehensive.