Office of the Comptroller of the Currency

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Bank Of America National Trust & Savings Association 13044 McRoyal, Shonn San Francisco, CA Prohibition $0 11/08/1997
97-86
      
Bank Of America Nw, National Association 11280   Seattle, WA CMP $75,000 06/15/1994
94-103
 N/A N/A  
Bank of America, National Association 13044   Charlotte, NC CMP $750,000,000 10/13/2026 N/A N/A AA-ENF-2026-41
    Bank of America, National Association 13044   Charlotte, NC C&D $0 12/23/2024     AA-ENF-2024-56
      Bank of America, National Association 13044   Charlotte, NC CMP $60,000,000 07/05/2023 N/A N/A AA-ENF-2023-19
        Bank of America, National Association 13044   Charlotte, NC C&D $0 07/14/2022 06/11/2026 AA-ENF-2022-21
          Bank of America, National Association 13044   Charlotte, NC CMP $125,000,000 07/14/2022 N/A N/A AA-ENF-2022-22
            Bank of America, National Association 13044   Charlotte, NC REST See Order 07/14/2022     AA-ENF-2022-21
              Bank of America, National Association 13044   Charlotte, NC C&D $0 06/29/2015 07/12/2017 AA-EC-2015-18
                Bank of America, National Association 13044   Charlotte, NC CMP $1,104,530 06/29/2015 N/A N/A AA-EC-2015-19
                  Bank of America, National Association 13044   Charlotte, NC C&D $0 05/29/2015 01/23/2018 AA-EC-2015-1
                    Bank of America, National Association 13044   Charlotte, NC CMP $30,000,000 05/29/2015 N/A N/A AA-EC-2015-2
                      Bank of America, National Association 13044   Charlotte, NC C&D $0 11/11/2014 04/12/2019
                        Bank of America, National Association 13044   Charlotte, NC CMP $250,000,000 11/11/2014 N/A N/A AA-EC-14-99
                          Bank of America, National Association 13044   Charlotte, NC C&D $0 04/07/2014 04/25/2016 AA-EC-2014-5
                            Bank of America, National Association 13044   Charlotte, NC CMP $25,000,000 04/07/2014 N/A N/A AA-EC-2014-6
                              Bank of America, National Association 13044   Charlotte, NC REST See Order 04/07/2014     AA-EC-2014-5
                                Bank of America, National Association 13044   Charlotte, NC C&D $0 02/28/2013 06/16/2015 AA-EC-11-12
                                  Bank of America, National Association 13044   Charlotte, NC REST $1,127,453,261 02/28/2013     AA-EC-11-12
                                    Bank of America, National Association 13044   Charlotte, NC FA $0 02/27/2012 04/01/2019
                                      Bank of America, National Association 13044   Charlotte, NC C&D $0 04/13/2011 06/16/2015 AA-EC-11-12  
                                      Bank of America, National Association 13044   Charlotte, NC FA $0 12/07/2010 05/13/2016  
                                      Bank of America, National Association 13044   Charlotte, NC FA $0 02/09/2005 02/27/2007 AA-EC-04-35  
                                      Bank of America, National Association 13044 Anderson, Danielle M. Charlotte, NC Prohibition $0 07/31/2013    
                                        Bank of America, National Association 13044 Anderson, Kristen Charlotte, NC Prohibition $0 10/23/2003      
                                        Bank of America, National Association 13044 Baker, Devon Charlotte, NC 1829 $0 03/13/2026    
                                          Bank of America, National Association 13044 Bowers, Brenda D. Charlotte, NC Prohibition $0 01/08/2004      
                                          Bank of America, National Association 13044 Brooks, Calvin Charlotte, NC Prohibition $0 02/26/2004      
                                          Bank of America, National Association 13044 Brown, Vicki Charlotte, NC Prohibition $0 09/09/2014     AA-EC-2014-65
                                            Bank of America, National Association 13044 Campbell, Douglas L. Charlotte, NC Prohibition $0 03/18/2008     AA-EC-07-77  
                                            Bank of America, National Association 13044 Campbell, Douglas L. Charlotte, NC CMP $25,000 03/18/2008 N/A N/A AA-EC-07-77  
                                            Bank of America, National Association 13044 Clark, Deborah Charlotte, NC Prohibition $0 05/19/2011     AA-EC-11-33  
                                            Bank of America, National Association 13044 Cortes, Marcos Charlotte, NC Prohibition $0 03/07/2019     AA-EC-2018-93
                                              Bank of America, National Association 13044 Crews, Joseph Charlotte, NC Prohibition $0 11/04/2004       AA-EC-04-90  
                                              Bank of America, National Association 13044 Crews, Joseph Charlotte, NC C&D $0 11/04/2004       AA-EC-04-90  
                                              Bank of America, National Association 13044 Crews, Joseph Charlotte, NC REST $8,163 11/04/2004       AA-EC-04-90  
                                              Bank of America, National Association 13044 Dange, Brandon Charlotte, NC Prohibition $0 06/01/2006     AA-EC-06-46  
                                              Bank of America, National Association 13044 Dange, Brandon Charlotte, NC REST $11,900 06/01/2006     AA-EC-06-46  
                                              Bank of America, National Association 13044 Davis, Keisha Charlotte, NC Prohibition $0 04/21/2003     AA-EC-03-07  
                                              Bank of America, National Association 13044 Diaz, Kelvin Charlotte, NC Prohibition $0 05/11/2007     AA-EC-06-118  
                                              Bank of America, National Association 13044 Domingue, Penny R. Charlotte, NC Prohibition $0 05/03/2007     AA-EC-07-19  
                                              Bank of America, National Association 13044 Edmond, Stephanie Charlotte, NC Prohibition $0 07/14/2004      
                                              Bank of America, National Association 13044 Edmond, Stephanie Charlotte, NC REST $18,436 07/14/2004      
                                              Bank of America, National Association 13044 Frisbie, Michelle L. Charlotte, NC Prohibition $0 05/09/2006     AA-EC-06-18  
                                              Bank of America, National Association 13044 Frisbie, Michelle L. Charlotte, NC REST $9,500 05/09/2006     AA-EC-06-18  
                                              Bank of America, National Association 13044 Gurganus, William Ashley Charlotte, NC C&D $0 06/15/2009      
                                              Bank of America, National Association 13044 Hamlin, Loren F. Charlotte, NC Prohibition $0 09/10/2009     AA-EC-09-32  
                                              Bank of America, National Association 13044 Hamlin, Loren F. Charlotte, NC CMP $20,000 09/10/2009 N/A N/A AA-EC-09-32  
                                              Bank of America, National Association 13044 Jackson, Andre Charlotte, NC Prohibition $0 06/17/2024     AA-ENF-2024-52
                                                Bank of America, National Association 13044 Jones, Katrina Charlotte, NC 1829 $0 07/27/2026    
                                                  Bank of America, National Association 13044 Jones, Walter Charlotte, NC Prohibition $0 06/06/2008     AA-EC-08-25  
                                                  Bank of America, National Association 13044 Jones-Kennedy, Connie Charlotte, NC Prohibition $0 04/28/2003      
                                                  Bank of America, National Association 13044 Lackner, William F. Charlotte, NC Prohibition $0 05/27/2003      
                                                  Bank of America, National Association 13044 Li, Rongjian Charlotte, NC 1829 $0 03/12/2026    
                                                    Bank of America, National Association 13044 Lipscomb, Tiffany D. (Holt) Charlotte, NC Prohibition $0 05/23/2006     AA-EC-06-14  
                                                    Bank of America, National Association 13044 Lipscomb, Tiffany D. (Holt) Charlotte, NC REST $10,000 05/23/2006     AA-EC-06-14  
                                                    Bank of America, National Association 13044 McElroy, Robert D. Charlotte, NC C&D $0 01/20/2010     AA-EC-09-99  
                                                    Bank of America, National Association 13044 McElroy, Robert D. Charlotte, NC CMP $5,000 01/20/2010 N/A N/A AA-EC-09-99  
                                                    Bank of America, National Association 13044 Misislyan, Arpine Charlotte, NC Prohibition $0 08/31/2006     AA-EC-06-79  
                                                    Bank of America, National Association 13044 Misislyan, Arpine Charlotte, NC REST $5,000 08/31/2006     AA-EC-06-79  
                                                    Bank of America, National Association 13044 Montano, Jesse Charlotte, NC Prohibition $0 04/04/2011      
                                                    Bank of America, National Association 13044 Murphy, Phillip D. Charlotte, NC Prohibition $0 01/20/2015     AA-EC-08-57
                                                      Bank of America, National Association 13044 Murphy, Phillip D. Charlotte, NC CMP $15,000 01/20/2015 N/A N/A AA-EC-08-57
                                                        Bank of America, National Association 13044 Nguyen, Bien C. Charlotte, NC C&D $0 12/03/2002      
                                                        Bank of America, National Association 13044 Nguyen, Bien C. Charlotte, NC REST $15,208 12/03/2002      
                                                        Bank of America, National Association 13044 Odom, Bradley A. Charlotte, NC Prohibition $0 04/28/2005     AA-EC-04-76  
                                                        Bank of America, National Association 13044 Odom, Bradley A. Charlotte, NC REST $5,500 04/28/2005     AA-EC-04-76  
                                                        Bank of America, National Association 13044 Orantes, Justine Charlotte, NC Prohibition $0 12/10/2009     AA-EC-09-72  
                                                        Bank of America, National Association 13044 Parker, Lamond Charlotte, NC Prohibition $0 09/07/2016     AA-EC-2014-94
                                                          Bank of America, National Association 13044 Parker, Lamond A. Charlotte, NC Notice $0 02/25/2015 09/07/2016 AA-EC-2014-94
                                                            Bank of America, National Association 13044 Phelps, Kurt Charlotte, NC 1829 $0 04/10/2024    
                                                              Bank of America, National Association 13044 Pinard, Dean Z. Charlotte, NC Prohibition $0 04/11/2013     AA-EC-2013-21
                                                                Bank of America, National Association 13044 Poghosyan, Aznaour Charlotte, NC Prohibition $0 10/18/2004      
                                                                Bank of America, National Association 13044 Poghosyan, Aznaour Charlotte, NC REST $11,000 10/18/2004      
                                                                Bank of America, National Association 13044 Priole, John Charlotte, NC 1829 $0 08/06/2026     CP-46-CR-0002076-2025
                                                                  Bank of America, National Association 13044 Qi, Zhenyi Charlotte, NC 1829 $0 12/20/2024    
                                                                    Bank of America, National Association 13044 Ramirez Perez, Manuel Charlotte, NC Prohibition $0 05/14/2024     AA-ENF-2024-43
                                                                      Bank of America, National Association 13044 Riggs, Jennifer Charlotte, NC Prohibition $0 04/04/2011     AA-EC-11-36  
                                                                      Bank of America, National Association 13044 Rivera, Christian Charlotte, NC Prohibition $0 09/09/2020     AA-EC-2020-32
                                                                        Bank of America, National Association 13044 Saephan, Liu H. Charlotte, NC Prohibition $0 07/16/2008     AA-EC-08-26  
                                                                        Bank of America, National Association 13044 Salgador, Yadira Charlotte, NC Prohibition $0 02/27/2020     AA-EC-2020-7
                                                                          Bank of America, National Association 13044 Seck, Diape Charlotte, NC 1829 $0 03/06/2024    
                                                                            Bank of America, National Association 13044 Shanteau-Jackson, Kaila Charlotte, NC 1829 $0 12/11/2025    
                                                                              Bank of America, National Association 13044 Simmons, Jazzmyne Charlotte, NC 1829 $0 05/06/2024    
                                                                                Bank of America, National Association 13044 Smith, Tyler Charlotte, NC 1829 $0 08/04/2026    
                                                                                  Bank of America, National Association 13044 Suan, Maria C. Charlotte, NC Prohibition $0 03/09/2011     AA-EC-11-27  
                                                                                  Bank of America, National Association 13044 Suarez, Jessica de la Caridad Charlotte, NC Prohibition $0 01/04/2019     AA-EC-2019-2
                                                                                    Bank of America, National Association 13044 Tamayo, Robert Charlotte, NC Prohibition $0 02/12/2020     AA-EC-2020-1
                                                                                      Bank of America, National Association 13044 Wagenknecht, Pamela K. Charlotte, NC Prohibition $0 12/21/2011     AA-EC-11-72  
                                                                                      Bank of America, National Association 13044 Wilmore, Tijaunia A. Charlotte, NC Prohibition $0 08/05/2009     AA-EC-09-40  
                                                                                      Bank of America, National Association 13044 Zara, Nicholas Charlotte, NC Prohibition $0 05/24/2021     AA-ENF-2021-21
                                                                                        Bank of America, National Association 13044 Zolezzi, Paul Charlotte, NC Prohibition $0 11/26/2003     AA-EC-03-12  
                                                                                        Bank Of America, National Trust And Savings Association 13044   San Francisco, CA CMP $100,000 01/15/1992
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                                                                                        January 2025 Update:

                                                                                        Enforcement actions issued since 2012 now have subject matters. Use advanced search to filter by “Subject Matter.”

                                                                                        Quick Links:

                                                                                        The OCC supervises the following entities and has the statutory authority to take enforcement actions against them:

                                                                                        • National banks and their subsidiaries
                                                                                        • Federally chartered savings associations and their subsidiaries
                                                                                        • Federal branches and agencies of foreign banks
                                                                                        • Institution-affiliated parties (IAPs), including:
                                                                                          • Officers, directors, and employees
                                                                                          • A bank's controlling stockholders, agents, and certain other individuals.

                                                                                        Notes:

                                                                                        • The names of the banking organizations accessed through the Enforcement Action Search reflect the institutions' identities when the enforcement documents became final.
                                                                                        • The orders do not necessarily reflect the current status of the regulatory action against the institution or the institution-affiliated party. You should use the Search function to determine if an order or notice has been modified or terminated.
                                                                                        • Please reference OCC Bulletin 2023-16 and the related Policies and Procedures Manuals (PPMs) for additional information on enforcement actions against institution-affiliated parties (IAPs), national banks, federal savings associations, and federal branches and agencies of foreign banks.

                                                                                        Disclaimer:

                                                                                        • 1829 - Prohibition Notifications*: Prohibition Notifications prior to December 23, 2022, do not appear on these lists due to statutory changes to 12 USC § 1829 pursuant to the Fair Hiring in Banking Act.
                                                                                        • Enforcement actions taken against federally chartered savings associations prior to July 21, 2011, are only available in the OTS Enforcement Order Archive (XLS). For information about the data fields used in this spreadsheet, refer to the OTS Enforcement Order Listing Definitions (PDF).
                                                                                        • The Office of the Comptroller of the Currency expressly disclaims any responsibility for the acts of any individual or entity subject to an enforcement action, whether or not that individual or entity appears on these lists.
                                                                                        • These lists are NOT guaranteed to be comprehensive.