Office of the Comptroller of the Currency

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JPMorgan Chase Bank, National Association 8   Columbus, OH C&D $0 03/14/2024 03/30/2026 AA-EC-2023-50
    JPMorgan Chase Bank, National Association 8   Columbus, OH CMP $250,000,000 03/14/2024 N/A N/A AA-EC-2023-49
      JPMorgan Chase Bank, National Association 8   Columbus, OH CMP $250,000,000 11/24/2020 N/A N/A AA-ENF-2020-70
        JPMorgan Chase Bank, National Association 8   Columbus, OH CMP $48,000,000 01/04/2016 N/A N/A AA-EC-2015-105
          JPMorgan Chase Bank, National Association 8   Columbus, OH CMP $30,000,000 07/08/2015 N/A N/A AA-EC-2014-64
            JPMorgan Chase Bank, National Association 8   Columbus, OH C&D $0 06/16/2015 01/04/2016 AA-EC-11-15
              JPMorgan Chase Bank, National Association 8   Columbus, OH C&D $0 11/11/2014 09/06/2019 AA-EC-2019-56
                JPMorgan Chase Bank, National Association 8   Columbus, OH CMP $350,000,000 11/11/2014 N/A N/A AA-EC-14-100
                  JPMorgan Chase Bank, National Association 8   Columbus, OH CMP $350,000,000 01/07/2014 N/A N/A AA-EC-2013-109
                    JPMorgan Chase Bank, National Association 8   Columbus, OH C&D $0 09/18/2013 09/07/2017 AA-EC-13-17
                      JPMorgan Chase Bank, National Association 8   Columbus, OH C&D $0 09/18/2013 11/02/2015 AA-EC-13-45
                        JPMorgan Chase Bank, National Association 8   Columbus, OH CMP $300,000,000 09/18/2013 N/A N/A AA-EC-2013-75
                          JPMorgan Chase Bank, National Association 8   Columbus, OH CMP $60,000,000 09/18/2013 N/A N/A AA-EC-13-46
                            JPMorgan Chase Bank, National Association 8   Columbus, OH REST See Order 09/18/2013     AA-EC-13-17
                              JPMorgan Chase Bank, National Association 8   Columbus, OH REST See Order 09/18/2013     AA-EC-13-45
                                JPMorgan Chase Bank, National Association 8   Columbus, OH C&D $0 02/28/2013 01/04/2016 AA-EC-11-15
                                  JPMorgan Chase Bank, National Association 8   Columbus, OH REST $753,250,131 02/28/2013     AA-EC-11-15
                                    JPMorgan Chase Bank, National Association 8   Columbus, OH C&D $0 01/14/2013 05/24/2019 AA-EC-13-04
                                      JPMorgan Chase Bank, National Association 8   Columbus, OH C&D $0 01/14/2013 07/20/2017 AA-EC-13-01
                                        JPMorgan Chase Bank, National Association 8   Columbus, OH FA $0 02/22/2012 04/02/2019
                                          JPMorgan Chase Bank, National Association 8   Columbus, OH FA $0 09/02/2011 11/30/2015  
                                          JPMorgan Chase Bank, National Association 8   Columbus, OH CMP $22,000,000 07/06/2011 N/A N/A AA-EC-11-63  
                                          JPMorgan Chase Bank, National Association 8   Columbus, OH FA $0 07/06/2011 11/30/2015  
                                          JPMorgan Chase Bank, National Association 8   Columbus, OH REST $13,051,527 07/06/2011     AA-EC-11-63  
                                          JPMorgan Chase Bank, National Association 8   Columbus, OH CMP $2,000,000 06/14/2011 N/A N/A AA-EC-11-57  
                                          JPMorgan Chase Bank, National Association 8   Columbus, OH C&D $0 04/13/2011 01/04/2016 AA-EC-11-15  
                                          JPMorgan Chase Bank, National Association 8 Abubakar, Alhassan Columbus, OH Prohibition $0 03/31/2025     AA-ENF-2025-08
                                            JPMorgan Chase Bank, National Association 8 Ahmed, Shaira Columbus, OH Prohibition $0 03/24/2026     AA-ENF-2026-15  
                                            JPMorgan Chase Bank, National Association 8 Aikens, Natasha Columbus, OH Prohibition $0 08/27/2024     AA-ENF-2024-66
                                              JPMorgan Chase Bank, National Association 8 Aiyer, Akshay Columbus, OH Suspension $0 01/07/2019 05/23/2022   AA-EC-2018-68
                                                JPMorgan Chase Bank, National Association 8 Alvarez, Cyntia Columbus, OH Prohibition $0 07/07/2023     AA-ENF-2023-14  
                                                JPMorgan Chase Bank, National Association 8 Armstead, Denika Columbus, OH 1829 $0 05/30/2024    
                                                  JPMorgan Chase Bank, National Association 8 Austin, David Columbus, OH 1829 $0 03/22/2024    
                                                    JPMorgan Chase Bank, National Association 8 Beckstrand, Timothy Columbus, OH Prohibition $0 10/04/2010     AA-EC-10-74  
                                                    JPMorgan Chase Bank, National Association 8 Brandimarti, Belinda Columbus, OH Prohibition $0 05/31/2011     AA-EC-11-56  
                                                    JPMorgan Chase Bank, National Association 8 Brown, Maya L. Columbus, OH Prohibition $0 05/11/2009     AA-EC-09-11  
                                                    JPMorgan Chase Bank, National Association 8 Bryan, James Preston Columbus, OH Prohibition $0 11/17/2009     AA-EC-09-84  
                                                    JPMorgan Chase Bank, National Association 8 Bryant, Kyle Columbus, OH C&D $0 11/29/2010     AA-EC-10-78  
                                                    JPMorgan Chase Bank, National Association 8 Budd, Stacey L. Columbus, OH Prohibition $0 03/15/2011     AA-EC-11-25  
                                                    JPMorgan Chase Bank, National Association 8 Butcher, Valarie L. Columbus, OH Prohibition $0 09/08/2009     AA-EC-09-50  
                                                    JPMorgan Chase Bank, National Association 8 Carlson, James Chanse Columbus, OH Prohibition $0 08/30/2010     AA-EC-10-75  
                                                    JPMorgan Chase Bank, National Association 8 Chipman, Randy Columbus, OH C&D $0 10/04/2010     AA-EC-10-77  
                                                    JPMorgan Chase Bank, National Association 8 Chiu, Kevin Columbus, OH 1829 $0 03/27/2024    
                                                      JPMorgan Chase Bank, National Association 8 Cho, John S. Columbus, OH Prohibition $0 04/23/2009     AA-EC-08-79  
                                                      JPMorgan Chase Bank, National Association 8 Coulter, Katelyn Columbus, OH Prohibition $0 12/07/2022     AA-ENF-2022-57
                                                        JPMorgan Chase Bank, National Association 8 Dorsey, Ezekiel Columbus, OH Prohibition $0 06/26/2026     AA-ENF-2026-28
                                                          JPMorgan Chase Bank, National Association 8 Edmonds, John Columbus, OH Prohibition $0 01/30/2024     AA-ENF-2024-05
                                                            JPMorgan Chase Bank, National Association 8 Eggert, Derek B. Columbus, OH Prohibition $0 03/22/2018     AA-EC-2018-85
                                                              JPMorgan Chase Bank, National Association 8 Fabon, Troy D. Columbus, OH Prohibition $0 05/16/2019     AA-EC-2019-16
                                                                JPMorgan Chase Bank, National Association 8 Fish, Eileen B. Columbus, OH Prohibition $0 07/22/2010     AA-EC-2009-65  
                                                                JPMorgan Chase Bank, National Association 8 Fish, Eileen B. Columbus, OH Notice $0 11/13/2009 07/22/2010 AA-EC-2009-65  
                                                                JPMorgan Chase Bank, National Association 8 Flenar, Loretta S. Columbus, OH Prohibition $0 10/24/2008     AA-EC-08-63  
                                                                JPMorgan Chase Bank, National Association 8 Frere, Bernard Columbus, OH 1829 $0 03/05/2026    
                                                                  JPMorgan Chase Bank, National Association 8 Garcia, Roberto Columbus, OH Notice $0 07/29/2024 10/01/2024 AA-ENF-2024-54
                                                                    JPMorgan Chase Bank, National Association 8 Green, Andrea Lynn Columbus, OH Prohibition $0 11/08/2006     AA-EC-06-76  
                                                                    JPMorgan Chase Bank, National Association 8 Green, Andrea Lynn Columbus, OH REST $4,280 11/08/2006     AA-EC-06-76  
                                                                    JPMorgan Chase Bank, National Association 8 Greer, Anisha Columbus, OH Prohibition $0 11/20/2018     AA-EC-2018-60
                                                                      JPMorgan Chase Bank, National Association 8 Hardy, Alan Columbus, OH 1829 $0 12/15/2025    
                                                                        JPMorgan Chase Bank, National Association 8 Hartley, Kyla Columbus, OH Prohibition $0 07/16/2025     AA-ENF-2025-33
                                                                          JPMorgan Chase Bank, National Association 8 Hertz, James L. Columbus, OH Prohibition $0 05/21/2013     AA-EC-2013-22
                                                                            JPMorgan Chase Bank, National Association 8 Howard, Dawn Columbus, OH Prohibition $0 08/09/2012     AA-EC-11-93
                                                                              JPMorgan Chase Bank, National Association 8 Ibarra, Alonso Columbus, OH Prohibition $0 06/12/2025     AA-ENF-2025-24
                                                                                JPMorgan Chase Bank, National Association 8 Jackson, Addisha Columbus, OH Prohibition $0 09/14/2021     AA-EC-2021-22
                                                                                  JPMorgan Chase Bank, National Association 8 Jackson, Addisha Columbus, OH Notice $0 05/25/2021 09/14/2021 AA-EC-2021-22
                                                                                    JPMorgan Chase Bank, National Association 8 Jenkins, Cynthia Columbus, OH Prohibition $0 06/02/2021     AA-EC-2021-15
                                                                                      JPMorgan Chase Bank, National Association 8 Kornegay, Leronne Columbus, OH Prohibition $0 09/16/2024     AA-ENF-2024-67
                                                                                        JPMorgan Chase Bank, National Association 8 Lam, Cheung Columbus, OH Prohibition $0 10/16/2023     AA-ENF-2023-38
                                                                                          JPMorgan Chase Bank, National Association 8 Majano, Andres David Columbus, OH Prohibition $0 06/08/2020     AA-EC-2020-37
                                                                                            JPMorgan Chase Bank, National Association 8 Martinez, Angelica R. Columbus, OH Prohibition $0 12/01/2009     AA-EC-09-03  
                                                                                            JPMorgan Chase Bank, National Association 8 McDonald, Cordia Columbus, OH Prohibition $0 06/04/2024     AA-ENF-2024-46
                                                                                              JPMorgan Chase Bank, National Association 8 McSorley, Roseann Columbus, OH CMP $35,000 10/28/2019 N/A N/A AA-EC-2019-49
                                                                                                JPMorgan Chase Bank, National Association 8 Moore, Matthew Columbus, OH Prohibition $0 02/22/2011     AA-EC-10-73  
                                                                                                JPMorgan Chase Bank, National Association 8 Moore, Matthew Columbus, OH CMP $20,000 02/22/2011 N/A N/A AA-EC-10-73  
                                                                                                JPMorgan Chase Bank, National Association 8 Nelson, Brett Columbus, OH C&D $0 08/30/2010     AA-EC-10-76  
                                                                                                JPMorgan Chase Bank, National Association 8 Nelson, Brett Columbus, OH CMP $10,000 08/30/2010 N/A N/A AA-EC-10-76  
                                                                                                JPMorgan Chase Bank, National Association 8 Nowak, Michael Columbus, OH Suspension $0 11/07/2019     AA-EC-2019-77
                                                                                                  JPMorgan Chase Bank, National Association 8 Ojeda, Alejandro Columbus, OH Prohibition $0 08/26/2015     AA-EC-2015-46
                                                                                                    JPMorgan Chase Bank, National Association 8 Orona, Kevin Jay Columbus, OH Prohibition $0 10/11/2018     AA-EC-2018-61
                                                                                                      JPMorgan Chase Bank, National Association 8 Paz, Jimmy Columbus, OH Prohibition $0 02/19/2021     AA-ENF-2021-5
                                                                                                        JPMorgan Chase Bank, National Association 8 Pialet, Wendell Columbus, OH Prohibition $0 11/20/2024     AA-ENF-2024-92
                                                                                                          JPMorgan Chase Bank, National Association 8 Porras, Sixto Columbus, OH Prohibition $0 07/08/2025     AA-ENF-2025-34
                                                                                                            JPMorgan Chase Bank, National Association 8 Pysadee, Harold Columbus, OH Prohibition $0 05/22/2023     AA-ENF-2023-20
                                                                                                              JPMorgan Chase Bank, National Association 8 Rodriguez, Guadalupe Columbus, OH 1829 $0 02/24/2026    
                                                                                                                JPMorgan Chase Bank, National Association 8 Ruffo, Jeffrey Columbus, OH Suspension $0 01/08/2020 01/18/2023   AA-EC-2019-95
                                                                                                                  JPMorgan Chase Bank, National Association 8 Scheel, Kristina L. Columbus, OH Prohibition $0 10/09/2018     AA-EC-2018-56
                                                                                                                    JPMorgan Chase Bank, National Association 8 Scherer, Nicole M. Columbus, OH Prohibition $0 04/25/2011     AA-EC-11-35  
                                                                                                                    JPMorgan Chase Bank, National Association 8 Shassetz, Samantha Columbus, OH Prohibition $0 07/05/2023     AA-ENF-2023-26  
                                                                                                                    JPMorgan Chase Bank, National Association 8 Smith, Gregg Columbus, OH Suspension $0 11/07/2019     AA-EC-2019-77
                                                                                                                      JPMorgan Chase Bank, National Association 8 Solivan, Rosa L. Columbus, OH Prohibition $0 01/28/2020     AA-EC-2019-79
                                                                                                                        JPMorgan Chase Bank, National Association 8 Tallman, Jarrod W. Columbus, OH Prohibition $0 09/29/2011     AA-EC-11-60  
                                                                                                                        JPMorgan Chase Bank, National Association 8 Toth, Victoria A. Columbus, OH Prohibition $0 07/09/2010     AA-EC-09-45  
                                                                                                                        JPMorgan Chase Bank, National Association 8 Trunz, Christian Columbus, OH Prohibition $0 01/30/2024     AA-ENF-2024-04
                                                                                                                          JPMorgan Chase Bank, National Association 8 Usher, Richard Columbus, OH Notice $0 08/11/2020 07/08/2021 AA-EC-2017-3
                                                                                                                            JPMorgan Chase Bank, National Association 8 Usher, Richard Columbus, OH Notice $0 01/09/2017 07/08/2021
                                                                                                                            2021-048
                                                                                                                            		 AA-EC-2017-3
                                                                                                                              JPMorgan Chase Bank, National Association 8 Warden, Sarah N. Columbus, OH Prohibition $0 05/11/2011     AA-EC-11-47  
                                                                                                                              JPMorgan Chase Bank, National Association 8 Wheeler, Eric Columbus, OH Prohibition $0 08/30/2010     AA-EC-10-72  
                                                                                                                              JPMorgan Chase Bank, National Association 8 Wheeler, Eric Columbus, OH CMP $16,000 08/30/2010 N/A N/A AA-EC-10-72  
                                                                                                                              JPMorgan Chase Bank, National Association 8 Wilhoite, Michael Columbus, OH Prohibition $0 06/02/2022     AA-EC-2019-30
                                                                                                                                JPMorgan Chase Bank, National Association 8 Williams, Dyemond Columbus, OH Prohibition $0 04/01/2026     AA-ENF-2025-54
                                                                                                                                  JPMorgan Chase Bank, National Association 8 Wilson, Mirsha Columbus, OH Prohibition $0 01/09/2024     AA-ENF-2023-67
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                                                                                                                                    January 2025 Update:

                                                                                                                                    Enforcement actions issued since 2012 now have subject matters. Use advanced search to filter by “Subject Matter.”

                                                                                                                                    Quick Links:

                                                                                                                                    The OCC supervises the following entities and has the statutory authority to take enforcement actions against them:

                                                                                                                                    • National banks and their subsidiaries
                                                                                                                                    • Federally chartered savings associations and their subsidiaries
                                                                                                                                    • Federal branches and agencies of foreign banks
                                                                                                                                    • Institution-affiliated parties (IAPs), including:
                                                                                                                                      • Officers, directors, and employees
                                                                                                                                      • A bank's controlling stockholders, agents, and certain other individuals.

                                                                                                                                    Notes:

                                                                                                                                    • The names of the banking organizations accessed through the Enforcement Action Search reflect the institutions' identities when the enforcement documents became final.
                                                                                                                                    • The orders do not necessarily reflect the current status of the regulatory action against the institution or the institution-affiliated party. You should use the Search function to determine if an order or notice has been modified or terminated.
                                                                                                                                    • Please reference OCC Bulletin 2023-16 and the related Policies and Procedures Manuals (PPMs) for additional information on enforcement actions against institution-affiliated parties (IAPs), national banks, federal savings associations, and federal branches and agencies of foreign banks.

                                                                                                                                    Disclaimer:

                                                                                                                                    • 1829 - Prohibition Notifications*: Prohibition Notifications prior to December 23, 2022, do not appear on these lists due to statutory changes to 12 USC § 1829 pursuant to the Fair Hiring in Banking Act.
                                                                                                                                    • Enforcement actions taken against federally chartered savings associations prior to July 21, 2011, are only available in the OTS Enforcement Order Archive (XLS). For information about the data fields used in this spreadsheet, refer to the OTS Enforcement Order Listing Definitions (PDF).
                                                                                                                                    • The Office of the Comptroller of the Currency expressly disclaims any responsibility for the acts of any individual or entity subject to an enforcement action, whether or not that individual or entity appears on these lists.
                                                                                                                                    • These lists are NOT guaranteed to be comprehensive.