Office of the Comptroller of the Currency

Enforcement Actions Search

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TD Bank USA, National Association 22611   Wilmington, DE C&D $0 10/09/2024     AA-ENF-2024-77
    TD Bank USA, National Association 22611   Wilmington, DE CMP $450,000,000 10/09/2024 N/A N/A AA-ENF-2024-78
      TD Bank USA, National Association 22611 Elkhebri, Mouaaz Wilmington, DE Prohibition $0 11/15/2023     AA-ENF-2023-51
        TD Bank, National Association 24096   Wilmington, DE C&D $0 10/09/2024     AA-ENF-2024-77
          TD Bank, National Association 24096   Wilmington, DE CMP $450,000,000 10/09/2024 N/A N/A AA-ENF-2024-78
            TD Bank, National Association 24096   Wilmington, DE CMP $37,500,000 09/20/2013 N/A N/A AA-EC-2013-67
              TD Bank, National Association 24096 Afolabi, Abiola Wilmington, DE Prohibition $0 10/02/2009     AA-EC-09-63  
              TD Bank, National Association 24096 Aquino, Wilfredo Wilmington, DE 1829 $0 08/04/2026    
                TD Bank, National Association 24096 Ayala, Leonardo Wilmington, DE 1829 $0 06/30/2026    
                  TD Bank, National Association 24096 Burnham, Jeffrey Wilmington, DE Prohibition $0 05/18/2015     AA-EC-2014-106
                    TD Bank, National Association 24096 Cooper, Justin Wilmington, DE Prohibition $0 12/12/2024     AA-ENF-2024-87
                      TD Bank, National Association 24096 De Leon, Armando Wilmington, DE Prohibition $0 08/25/2025     AA-ENF-2024-35
                        TD Bank, National Association 24096 De Leon, Armando Wilmington, DE Notice $0 11/21/2024 08/25/2025 AA-ENF-2024-35
                          TD Bank, National Association 24096 Gedeon, Billy Wilmington, DE 1829 $0 12/15/2025    
                            TD Bank, National Association 24096 Gomes, James Wilmington, DE Prohibition $0 08/01/2024     AA-ENF-2024-63
                              TD Bank, National Association 24096 Henry, Lacey Wilmington, DE Prohibition $0 06/04/2025     AA-ENF-2025-27
                                TD Bank, National Association 24096 Hernandez, Brian Wilmington, DE Prohibition $0 12/05/2024     AA-ENF-2024-86
                                  TD Bank, National Association 24096 Low, Edward Wilmington, DE 1829 $0 08/04/2026    
                                    TD Bank, National Association 24096 Meadows, Charron Wilmington, DE Prohibition $0 08/12/2025     AA-ENF-2025-41
                                      TD Bank, National Association 24096 Molina, Jacqueline Wilmington, DE Prohibition $0 04/02/2025     AA-ENF-2025-11
                                        TD Bank, National Association 24096 Nixon, James V. Wilmington, DE Prohibition $0 06/15/2009     AA-EC-09-21  
                                        TD Bank, National Association 24096 Nova, Jorge Wilmington, DE 1829 $0 01/13/2026    
                                          TD Bank, National Association 24096 Rivera, Amalia Wilmington, DE Prohibition $0 06/02/2025     AA-ENF-2025-31
                                            TD Bank, National Association 24096 Rodriguez, Jhonnatan Wilmington, DE 1829 $0 01/21/2026    
                                              TD Bank, National Association 24096 Seck, Diape Wilmington, DE 1829 $0 03/06/2024    
                                                TD Bank, National Association 24096 Serenot, Harold Wilmington, DE Prohibition $0 07/30/2025     AA-ENF-2024-95
                                                  TD Bank, National Association 24096 Spinosa, Frank Wilmington, DE Prohibition $0 04/21/2015     AA-EC-15-27
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                                                    January 2025 Update:

                                                    Enforcement actions issued since 2012 now have subject matters. Use advanced search to filter by “Subject Matter.”

                                                    Quick Links:

                                                    The OCC supervises the following entities and has the statutory authority to take enforcement actions against them:

                                                    • National banks and their subsidiaries
                                                    • Federally chartered savings associations and their subsidiaries
                                                    • Federal branches and agencies of foreign banks
                                                    • Institution-affiliated parties (IAPs), including:
                                                      • Officers, directors, and employees
                                                      • A bank's controlling stockholders, agents, and certain other individuals.

                                                    Notes:

                                                    • The names of the banking organizations accessed through the Enforcement Action Search reflect the institutions' identities when the enforcement documents became final.
                                                    • The orders do not necessarily reflect the current status of the regulatory action against the institution or the institution-affiliated party. You should use the Search function to determine if an order or notice has been modified or terminated.
                                                    • Please reference OCC Bulletin 2023-16 and the related Policies and Procedures Manuals (PPMs) for additional information on enforcement actions against institution-affiliated parties (IAPs), national banks, federal savings associations, and federal branches and agencies of foreign banks.

                                                    Disclaimer:

                                                    • 1829 - Prohibition Notifications*: Prohibition Notifications prior to December 23, 2022, do not appear on these lists due to statutory changes to 12 USC § 1829 pursuant to the Fair Hiring in Banking Act.
                                                    • Enforcement actions taken against federally chartered savings associations prior to July 21, 2011, are only available in the OTS Enforcement Order Archive (XLS). For information about the data fields used in this spreadsheet, refer to the OTS Enforcement Order Listing Definitions (PDF).
                                                    • The Office of the Comptroller of the Currency expressly disclaims any responsibility for the acts of any individual or entity subject to an enforcement action, whether or not that individual or entity appears on these lists.
                                                    • These lists are NOT guaranteed to be comprehensive.